TIDMCERP TIDMBPC
RNS Number : 6839Q
Columbus Energy Resources PLC
22 June 2020
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Columbus Energy Resources plc
(b) Owner or controller of interests and short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s),
settlor and beneficiaries must be named.
------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form Columbus Energy Resources plc
relates:
Use a separate form for each offeror/offeree
------------------------------
(d) Is the discloser the offeror or the offeree? OFFEREE
------------------------------
(e) Date position held: 19 June 2020
The latest practicable date prior to the disclosure
------------------------------
(f) In addition to the company in 1(c) above, is the discloser making disclosures in YES.
respect If YES, specify which:
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: Ordinary Shares of 0.05p
Interests Short positions
----------------- ------------------
Number % Number %
------------ --- --------------
(1) Relevant securities owned and/or controlled: Nil 0 Nil 0
------------ --- --------------
(2) Cash-settled derivatives: Nil 0 Nil 0
------------ --- --------------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: Nil 0 Nil 0
------------ --- --------------
TOTAL: Nil 0 Nil 0
------------ --- --------------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: Nil
Details, including nature of the rights concerned and relevant percentages: Nil
----
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
(a) Interests of directors of Columbus Energy Resources
plc in Columbus Energy Resources plc's ordinary shares
of 0.05p each
Name Number of ordinary Percentage of total
shares of 0.05 pence issued share capital
each (%) (excluding any
shares held under
option)
---------------------- ----------------------
Leo Koot 13,137,930 1.41
---------------------- ----------------------
Gordon Stein 515,449 0.06
---------------------- ----------------------
Anthony Hawkins Nil Nil
---------------------- ----------------------
Michael Douglas 1,472,917 0.16
---------------------- ----------------------
(b) Details of awards granted to the directors of Columbus
Energy Resources plc outstanding
Name Description Date of Number Exercise Exercise
of Award Grant of ordinary price (p) period
shares
of 0.05
pence each
subject
to outstanding
awards
------------ --------------- --------------- ----------- ----------------
Leo Koot Option 1 January 5,450,164 Nil 31 January
2020 until 2020 -
31 May 31 May
2020 (monthly 2027
grant at
end of
each month)
------------ --------------- --------------- ----------- ----------------
Option 21 August 3,000,000 2.2 pence 21 August
2017 per share 2017 -
9 May 2022
------------ --------------- --------------- ----------- ----------------
Option 21 August 3,000,000 4.0 pence Following
2017 per share vesting
(vesting to 9 May
at 8.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 3,000,000 6.0 pence Following
2017 per share vesting
(vesting to 9 May
at 12.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 3,000,000 8.0 pence Following
2017 per share vesting
(vesting to 9 May
at 16.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 3,000,000 10.0 pence Following
2017 per share vesting
(vesting to 9 May
at 20.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Gordon Option 15 June 11,173,897 Nil 15 June
Stein 2018 until - 31 May
31 May 2027
2020 (monthly
grant at
end of
each month)
------------ --------------- --------------- ----------- ----------------
Option 21 August 2,000,000 2.2 pence 21 August
2017 per share 2017 -
14 June
2022
------------ --------------- --------------- ----------- ----------------
Option 21 August 2,000,000 4.0 pence Following
2017 per share vesting
(vesting to 14 June
at 8.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 2,000,000 6.0 pence Following
2017 per share vesting
(vesting to 14 June
at 12.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 2,000,000 8.0 pence Following
2017 per share vesting
(vesting to 14 June
at 16.0 ay 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 2,000,000 10.0 pence Following
2017 per share vesting
(vesting to 14 June
at 20.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Anthony Option 1 January 11,043,904 Nil 1 January
Hawkins 2019 until 2019 -
31 May 31 May
2020 (monthly 2027
grant at
end of
each month)
------------ --------------- --------------- ----------- ----------------
Option 1 January 2,000,000 4.0 pence Following
2018 per share vesting
(vesting to 31 December
at 8.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 1 January 2,000,000 4.0 pence Following
2018 per share vesting
(vesting to 31 December
at 8.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 1 January 2,000,000 6.0 pence Following
2018 per share vesting
(vesting to 31 December
at 12.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 1 January 2,000,000 8.0 pence Following
2018 per share vesting
(vesting to 31 December
at 16.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 1 January 2,000,000 10.0 pence Following
2018 per share vesting
(vesting to 31 December
at 20.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Michael Option 1 December 750,000 80.0 pence 31 December
Douglas 2014 per share 2020
------------ --------------- --------------- ----------- ----------------
Option 21 August 600,000 2.2 pence 21 August
2017 per share 2017 -
20 August
2022
------------ --------------- --------------- ----------- ----------------
Option 21 August 600,000 4.0 pence Following
2017 per share vesting
(vesting to 20 August
at 8.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 600,000 6.0 pence Following
2017 per share vesting
(vesting to 20 August
at 12.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 600,000 8.0 pence Following
2017 per share vesting
(vesting to 20 August
at 16.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 21 August 600,000 10.0 pence Following
2017 per share vesting
(vesting to 20 August
at 20.0 2022
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 30 June 600,000 5.0 pence Following
2018 per share vesting
(vesting to 30 June
at 8.0 2023
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 30 June 600,000 6.0 pence Following
2018 per share vesting
(vesting to 30 June
at 12.0 2023
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 30 June 600,000 8.0 pence Following
2018 per share vesting
(vesting to 30 June
at 16.0 2023
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 30 June 600,000 10.0 pence Following
2018 per share vesting
(vesting to 30 June
at 20.0 2023
pence per
share)
------------ --------------- --------------- ----------- ----------------
Option 30 June 600,000 12.0 pence Following
2018 per share vesting
(vesting to 30 June
at 24.0 2023
pence per
share)
------------ --------------- --------------- ----------- ----------------
(c) Interests in ordinary shares of Columbus Energy Resources
plc held by concert parties of Columbus Energy Resources
plc
Name Number and position in respect of ordinary Percentage of total
shares of 0.05 pence each issued share capital
(%)
VSA Capital Ltd 710,323 0.07
--------------------------------------------- ----------------------
Name Description Date of Number Exercise Exercise
of Shares Grant of ordinary price (p) period
or Award shares
of 0.05
pence each
subject
to outstanding
awards
----------------- ------------------ ---------------- ----------------- -------------------
VSA Capital 12 October 12 October
Ltd Warrants 2017 2,460,000 6.5p 2020
----------------- ------------------ ---------------- ----------------- -------------------
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
---
Date of disclosure: 22 June 2020
Contact name: Gordon Stein
-------------------
Telephone number: +44(0)20 7203 2039
-------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FEEUUVURRKUNUAR
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