Genus PLC Notification of Major Holdings (0061C)
07 Junio 2023 - 11:11AM
UK Regulatory
TIDMGNS
RNS Number : 0061C
Genus PLC
07 June 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or Genus plc
the underlying issuer of existing
shares to which voting rights are
attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
--------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
--------
An acquisition or disposal of financial instruments X
--------
An event changing the breakdown of voting rights
--------
Other (please specify):
--------
3. Details of person subject to the notification obligation
Name Wellington Management Company
LLP
-----------------------------------------------
City and country of registered Boston, USA
office (if applicable)
-----------------------------------------------
4. Full name of shareholder(s) (if different from 3.)
Name Bank of New York (Nominees)
Ltd
BBH ISL NOMINEES LTD
GOLDMAN SACHS INTERNATIONAL
HSBC Global Custody Nominee
(UK) Limited
JP Morgan Chase Nominees
Limited
Mellon Nominees (UK) Ltd.
Nortrust Nominees Limited
ROY Nominees Limited
State Street Nominees Limited
VIDACOS NOMINEES LIMITED
-----------------------------------------------
City and country of registered
office (if applicable)
-----------------------------------------------
5. Date on which the threshold 06/06/2023
was crossed or reached:
-----------------------------------------------
6. Date on which issuer notified 07/06/2023
(DD/MM/YYYY):
-----------------------------------------------
7. Total positions of person(s) subject to the notification obligation:
% of voting % of voting rights Total of both Total number
rights attached through financial in % of voting rights
to shares instruments of issuer
(total of (total of 8.B.1 (8.A + 8.B)
8.A) + 8.B.2)
----------------- --------------------- -------------- --------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 5.20% 0.01% 5.21% 65,777,210
----------------- --------------------- -------------- --------------------
Position of previous
notification
(if applicable) 4.99% 0.01% 4.99%
----------------- --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of shares
ISIN code
(if possible)
------------------------------------------------------- ----------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------ ----------------------------------------- ------------- -------------
GB0002074580
Common Stock 3,421,917 5.20%
------------ ----------------------------------------- ------------- -------------
SUBTOTAL
8.A 3,421,917 5.20%
------------------------------------------------------- ----------------------------
B 1: Financial Instruments DTR5.3.1R (1) (a)
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that may be rights
instrument Period acquired if the instrument
is exercised/converted
------------ ---------------- -------------------------------------- -------------
SUBTOTAL
8.B.1
-------------------------------------- -------------
B 2: Financial Instruments with similar economic effect DTR5.3.1R
(1) (b)
Type of Expiration Exercise/ Physical Number % of voting
financial date Conversion or cash of voting rights
instrument Period settlement rights
------------ ---------------- ----------------- ------------------- -------------
3,213 Equity
Swap shares
or 3,213
votes on
a converted
Equity Swap 15/05/2033 15/05/2033 Cash settlement basis 0.00%
------------ ---------------- ----------------- ------------------- -------------
1,769 Equity
Swap shares
or 1,769
votes on
a converted
Equity Swap 20/05/2033 20/05/2033 Cash settlement basis 0.00%
------------ ---------------- ----------------- ------------------- -------------
649,589
Exchange
Traded Fund
shares or
1,027 votes
Exchange on a converted
Traded Fund 06/06/2023 06/06/2023 Cash settlement basis 0.00%
------------ ---------------- ----------------- ------------------- -------------
38 Index
Future shares
or 5 votes
01/01/1900 on a converted
Index Future 06/06/2023 to 06/06/2023 Cash settlement basis 0.00%
------------ ---------------- ----------------- ------------------- -------------
SUBTOTAL
8.B.2 6,014 0.01%
------------------- -------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting X
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary)
--------
Name % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than the if it equals than the notifiable
notifiable threshold or is higher threshold
than the notifiable
threshold
----------------------- ------------------------ --------------------------
Wellington Management
Company LLP 5.20% 5.21%
----------------------- ------------------------ --------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------------
The number and % of voting rights
held
----------------------------------------------------
The date until which the voting
rights will be held
----------------------------------------------------
11. Additional information:
Wellington Management Company LLP has crossed above the 5% notification
threshold for voting rights attached to shares in its own right.
Wellington Management Company LLP is an investment management
entity that manages the assets of certain funds and/or managed
accounts.
Wellington Management Company LLP is a direct controlled undertaking
of Wellington Investment Advisors Holdings LLP, which, in turn,
is a direct controlled undertaking of Wellington Group Holdings
LLP, which, in turn, is a direct controlled undertaking of Wellington
Management Group LLP.
Place of completion Boston, MA USA
Date of completion 07/06/2023
---------------------------------------------------------------------------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
HOLBLGDLIGGDGXR
(END) Dow Jones Newswires
June 07, 2023 12:11 ET (16:11 GMT)
Genus (LSE:GNS)
Gráfica de Acción Histórica
De Mar 2024 a Abr 2024
Genus (LSE:GNS)
Gráfica de Acción Histórica
De Abr 2023 a Abr 2024
