Filed with the U.S. Securities and Exchange Commission on June 9, 2020
Securities Act Registration No. 333-215588
Investment Company Act Reg. No. 811-23226
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N‑1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[X]
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Pre‑Effective Amendment No.
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[ ]
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Post‑Effective Amendment No. 55
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[X]
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and
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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[X]
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Amendment No. 57
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[X]
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(Check appropriate box or boxes.)
LISTED FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
615 East Michigan Street, Milwaukee, Wisconsin 53202
(Address of Principal Executive Offices)
(Registrant’s Telephone Number, including Area Code): (414) 765-6511
Kent P. Barnes, Secretary
Listed Funds Trust
c/o U.S. Bank Global Fund Services
777 East Wisconsin Avenue, 10th Floor
Milwaukee, Wisconsin 53202
(Name and Address of Agent for Service)
Copy to:
Laura E. Flores
Morgan, Lewis & Bockius LLP
1111 Pennsylvania Avenue, NW
Washington, DC 20004-2541
As soon as practical after the effective date of this Registration Statement
(Approximate Date of Proposed Public Offering)
It is proposed that this filing will become effective
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[X]
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immediately upon filing pursuant to paragraph (b)
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on ______________pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on ______________ pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on pursuant to paragraph (a)(2) of Rule 485.
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This Post-Effective Amendment (“PEA”) No. 55 to the Trust’s Registration Statement on Form N-1A hereby incorporates Parts A, B and C from the Trust’s Post-Effective Amendment No. 52 on Form N 1A filed May 29, 2020. This PEA No. 55 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in Post-Effective Amendment No. 52 to the Trust’s Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment (this “Amendment”) to its Registration Statement on Form N-1A under rule 485(b) under the Securities Act and has duly caused this Amendment to be signed below on its behalf by the undersigned, duly authorized, in the City of Milwaukee, State of Wisconsin, on June 9, 2020.
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Listed Funds Trust
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By:
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/s/ Kent P. Barnes
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Kent P. Barnes
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Secretary
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Pursuant to the requirements of the Securities Act of 1933, this Amendment has been signed below by the following persons in the capacities indicated on June 9, 2020.
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Signature
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Title
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*/s/ John L. Jacobs
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Trustee
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John L. Jacobs
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*/s/ Koji Felton
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Trustee
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Koji Felton
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*/s/ Pamela H. Conroy
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Trustee
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Pamela H. Conroy
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*/s/ Paul R. Fearday
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Trustee and Chairman
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Paul R. Fearday
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*/s/ Gregory C. Bakken
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President and Principal Executive Officer
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Gregory C. Bakken
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*/s/ Travis G. Babich
Travis G. Babich
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Treasurer and Principal Financial Officer
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*By: /s/ Kent P. Barnes
Kent P. Barnes, Attorney-in-Fact
Pursuant to Powers of Attorney
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EXHIBIT INDEX
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Exhibit
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Exhibit No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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