Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
06 Abril 2020 - 12:16PM
Edgar (US Regulatory)
Securities Act Registration No. 333-204808
Investment Company Act Registration No. 811-23066
As filed with the Securities and Exchange
Commission on April 6, 2020
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES
ACT OF 1933 ý
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¨
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Pre-Effective Amendment No.
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ý
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Post-Effective Amendment No. 168
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT
COMPANY ACT OF 1940 ý
(Check appropriate box or boxes.)
Northern Lights Fund Trust IV
(Exact Name of Registrant as Specified
in Charter)
225 Pictoria
Drive, Suite 450, Cincinnati, OH 45246
(Address of Principal Executive Offices) (Zip
Code)
Registrant’s Telephone Number,
including Area Code: (402) 895-1600
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With copy to:
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JoAnn M. Strasser
Thompson Hine LLP
41 South High Street, Suite 1700
Columbus, Ohio 43215
614-469-3265 (phone)
614-469-3361 (fax)
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Jennifer Farrell
Gemini Fund Services, LLC
80 Arkay Drive, Suite 110
Hauppauge, New York 11788
(631) 470-2734 (phone)
(631) 813-2884 (fax)
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Approximate date of proposed public offering: As soon as
practicable after the effective date of the Registration Statement.
It is proposed that this filing will become effective:
(X) Immediately upon filing pursuant to paragraph (b)
() On (date) pursuant to paragraph (b)
() 60 days after filing pursuant to paragraph (a)(1)
() On (date) pursuant to paragraph (a)(1)
() 75 days after filing pursuant to paragraph (a)(2)
() On (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
() This post-effective amendment designates
a new effective date for a previously filed post-effective amendment.
This filing relates solely to Inspire
Global Hope ETF, Inspire Small/Mid Cap Impact ETF, Inspire Corporate Bond Impact ETF, Inspire 100 ETF, and Inspire International
ESG ETF..
SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Fund certifies that it has duly caused this
registration statement to be signed on its behalf by the undersigned, duly authorized, in the City of Hauppauge, State of New York,
on the 6th day of April, 2020.
Northern Lights Fund Trust
IV
By: _/s/ Wendy Wang_______________
Wendy Wang, President
Pursuant to the requirements
of the Securities Act of 1933, this Registration Statement has been signed below by the following person in the capacities indicated
on April 6, 2020.
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Name
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Title
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Joseph Breslin*
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Trustee
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Thomas Sarkany*
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Trustee
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Charles Ranson*
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Trustee
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Wendy Wang*
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President and Principal Executive Officer
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Sam Singh*
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Treasurer and Principal Financial Officer
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*By: _/s/ Wendy Wang
Wendy Wang
Attorney-in-Fact
EXHIBIT INDEX
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Index No.
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Description of Exhibit
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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