TIDM0A40 TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                               Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 1(a): 
(c)  Name of offeror/offeree in relation to whose          DRAFTKINGS INC 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify identity 
     of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:                26 October 2021 
(f)  In addition to the company in 1(c) above, is the      YES: 
     discloser making 
     disclosures in respect of any other party to the      ENTAIN PLC 
     offer? 
                                                           GVC HLDGS PLC 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:  USD 0.0001 class A common 
                             Interests                       Short Positions 
                             Number              (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          574,326             0.14%       319,441     0.08% 
 
      Cash-settled 
(2)   derivatives: 
                             16,877              0.00%       0           0.00% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             2,534,295           0.62%       1,295,030   0.32% 
 
 
 TOTAL:                      3,125,498           0.77%       1,614,471   0.40% 
 
Class of relevant security:  Convertible Bond US26142RAA23 
                             Interests                       Short Positions 
                             Number              (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          1,361,000           0.34%       0           0.00% 
 
      Cash-settled 
(2)   derivatives: 
                             0                   0.00%       0           0.00% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             0                   0.00%       0           0.00% 
 
 
 TOTAL:                      1,361,000           0.34%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant            Purchase/sale    Number of     Price per unit 
security                                      securities 
Convertible Bond             Purchase         1,228,000     89.6094 USD 
Convertible Bond             Sale             1,228,000     89.6094 USD 
USD 0.0001 class A common    Purchase         10            50.5000 USD 
USD 0.0001 class A common    Purchase         20            50.2500 USD 
USD 0.0001 class A common    Purchase         37            50.0350 USD 
USD 0.0001 class A common    Purchase         42            48.9300 USD 
USD 0.0001 class A common    Purchase         50            50.0000 USD 
USD 0.0001 class A common    Purchase         100           48.9000 USD 
USD 0.0001 class A common    Purchase         100           50.2880 USD 
USD 0.0001 class A common    Purchase         100           50.2800 USD 
USD 0.0001 class A common    Purchase         100           49.9000 USD 
USD 0.0001 class A common    Purchase         100           49.8600 USD 
USD 0.0001 class A common    Purchase         100           49.4600 USD 
USD 0.0001 class A common    Purchase         175           49.3828 USD 
USD 0.0001 class A common    Purchase         190           48.9310 USD 
USD 0.0001 class A common    Purchase         200           49.8875 USD 
USD 0.0001 class A common    Purchase         200           48.8000 USD 
USD 0.0001 class A common    Purchase         200           49.2750 USD 
USD 0.0001 class A common    Purchase         200           50.0200 USD 
USD 0.0001 class A common    Purchase         200           49.9125 USD 
USD 0.0001 class A common    Purchase         210           49.4598 USD 
USD 0.0001 class A common    Purchase         210           48.9207 USD 
USD 0.0001 class A common    Purchase         248           49.9040 USD 
USD 0.0001 class A common    Purchase         264           49.8889 USD 
USD 0.0001 class A common    Purchase         336           49.9072 USD 
USD 0.0001 class A common    Purchase         400           49.8850 USD 
USD 0.0001 class A common    Purchase         400           49.8425 USD 
USD 0.0001 class A common    Purchase         406           49.4428 USD 
USD 0.0001 class A common    Purchase         500           50.3000 USD 
USD 0.0001 class A common    Purchase         500           49.9100 USD 
USD 0.0001 class A common    Purchase         528           48.7500 USD 
USD 0.0001 class A common    Purchase         636           49.9021 USD 
USD 0.0001 class A common    Purchase         648           48.8939 USD 
USD 0.0001 class A common    Purchase         1,073         49.4777 USD 
USD 0.0001 class A common    Purchase         1,452         49.9069 USD 
USD 0.0001 class A common    Purchase         1,497         49.2560 USD 
USD 0.0001 class A common    Purchase         1,900         48.9714 USD 
USD 0.0001 class A common    Purchase         1,976         48.7508 USD 
USD 0.0001 class A common    Purchase         3,464         49.9207 USD 
USD 0.0001 class A common    Purchase         3,464         49.9300 USD 
USD 0.0001 class A common    Purchase         4,133         48.9186 USD 
USD 0.0001 class A common    Purchase         4,984         48.9574 USD 
USD 0.0001 class A common    Purchase         5,093         48.8159 USD 
USD 0.0001 class A common    Purchase         5,345         48.9389 USD 
USD 0.0001 class A common    Purchase         6,399         48.9433 USD 
USD 0.0001 class A common    Purchase         6,405         48.9494 USD 
USD 0.0001 class A common    Purchase         6,547         48.9247 USD 
USD 0.0001 class A common    Purchase         7,238         48.8766 USD 
USD 0.0001 class A common    Purchase         7,878         48.9394 USD 
USD 0.0001 class A common    Purchase         8,920         48.7879 USD 
USD 0.0001 class A common    Purchase         9,153         49.8048 USD 
USD 0.0001 class A common    Purchase         9,238         48.8666 USD 
USD 0.0001 class A common    Purchase         10,150        49.4465 USD 
USD 0.0001 class A common    Purchase         10,994        49.3247 USD 
USD 0.0001 class A common    Purchase         11,333        50.1104 USD 
USD 0.0001 class A common    Purchase         12,833        49.4507 USD 
USD 0.0001 class A common    Purchase         13,700        48.7900 USD 
USD 0.0001 class A common    Purchase         13,845        49.3792 USD 
USD 0.0001 class A common    Purchase         14,705        49.3236 USD 
USD 0.0001 class A common    Purchase         24,440        49.0352 USD 
USD 0.0001 class A common    Purchase         43,907        49.2446 USD 
USD 0.0001 class A common    Purchase         49,415        49.2958 USD 
USD 0.0001 class A common    Purchase         69,852        49.3693 USD 
USD 0.0001 class A common    Purchase         92,860        49.3318 USD 
USD 0.0001 class A common    Purchase         104,473       48.8697 USD 
USD 0.0001 class A common    Purchase         117,043       49.4367 USD 
USD 0.0001 class A common    Purchase         124,561       49.1786 USD 
USD 0.0001 class A common    Sale             7             49.6042 USD 
USD 0.0001 class A common    Sale             12            48.7300 USD 
USD 0.0001 class A common    Sale             14            48.7150 USD 
USD 0.0001 class A common    Sale             14            48.7050 USD 
USD 0.0001 class A common    Sale             42            48.7133 USD 
USD 0.0001 class A common    Sale             50            49.8100 USD 
USD 0.0001 class A common    Sale             64            49.1910 USD 
USD 0.0001 class A common    Sale             68            48.7100 USD 
USD 0.0001 class A common    Sale             100           49.1900 USD 
USD 0.0001 class A common    Sale             100           48.7200 USD 
USD 0.0001 class A common    Sale             100           48.7400 USD 
USD 0.0001 class A common    Sale             100           49.8600 USD 
USD 0.0001 class A common    Sale             146           48.7536 USD 
USD 0.0001 class A common    Sale             147           50.0564 USD 
USD 0.0001 class A common    Sale             169           49.1685 USD 
USD 0.0001 class A common    Sale             200           48.7800 USD 
USD 0.0001 class A common    Sale             200           48.8000 USD 
USD 0.0001 class A common    Sale             200           48.7475 USD 
USD 0.0001 class A common    Sale             223           49.9033 USD 
USD 0.0001 class A common    Sale             300           48.7333 USD 
USD 0.0001 class A common    Sale             335           49.7406 USD 
USD 0.0001 class A common    Sale             475           49.6773 USD 
USD 0.0001 class A common    Sale             500           48.7080 USD 
USD 0.0001 class A common    Sale             592           49.0278 USD 
USD 0.0001 class A common    Sale             600           48.9241 USD 
USD 0.0001 class A common    Sale             618           48.7388 USD 
USD 0.0001 class A common    Sale             632           48.9028 USD 
USD 0.0001 class A common    Sale             639           48.7500 USD 
USD 0.0001 class A common    Sale             648           48.8939 USD 
USD 0.0001 class A common    Sale             799           48.9220 USD 
USD 0.0001 class A common    Sale             811           48.9439 USD 
USD 0.0001 class A common    Sale             914           48.8224 USD 
USD 0.0001 class A common    Sale             945           49.1453 USD 
USD 0.0001 class A common    Sale             992           48.8952 USD 
USD 0.0001 class A common    Sale             997           48.7645 USD 
USD 0.0001 class A common    Sale             1,043         48.9031 USD 
USD 0.0001 class A common    Sale             1,084         49.5996 USD 
USD 0.0001 class A common    Sale             1,134         49.1043 USD 
USD 0.0001 class A common    Sale             1,258         48.7544 USD 
USD 0.0001 class A common    Sale             1,264         48.9024 USD 
USD 0.0001 class A common    Sale             1,292         48.7830 USD 
USD 0.0001 class A common    Sale             1,301         49.0583 USD 
USD 0.0001 class A common    Sale             1,717         48.8791 USD 
USD 0.0001 class A common    Sale             2,119         49.2296 USD 
USD 0.0001 class A common    Sale             2,188         49.5200 USD 
USD 0.0001 class A common    Sale             3,008         48.8534 USD 
USD 0.0001 class A common    Sale             3,464         49.9207 USD 
USD 0.0001 class A common    Sale             4,149         49.7691 USD 
USD 0.0001 class A common    Sale             8,125         48.7565 USD 
USD 0.0001 class A common    Sale             11,333        50.1104 USD 
USD 0.0001 class A common    Sale             13,700        48.7900 USD 
USD 0.0001 class A common    Sale             30,614        49.3691 USD 
USD 0.0001 class A common    Sale             32,182        49.4348 USD 
USD 0.0001 class A common    Sale             36,855        49.9080 USD 
USD 0.0001 class A common    Sale             52,439        49.2508 USD 
USD 0.0001 class A common    Sale             60,238        49.2738 USD 
USD 0.0001 class A common    Sale             73,671        49.3482 USD 
USD 0.0001 class A common    Sale             73,755        49.2929 USD 
USD 0.0001 class A common    Sale             77,520        49.2129 USD 
USD 0.0001 class A common    Sale             95,525        49.4064 USD 
USD 0.0001 class A common    Sale             96,513        48.9475 USD 
USD 0.0001 class A common    Sale             128,708       48.8650 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                YES 
Date of disclosure:                 27 Oct 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings        Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose           DRAFTKINGS INC 
relevant securities this from relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.0001 
 class A                                                                29 Oct 
 common     Call Options  Purchased     65,000      50.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -35,500     55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -33,835     70.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -31,007     65.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -20,503     65.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -16,059     55.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -14,443     60.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Call Options  Written       -7,373      45.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -6,363      50.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -707        40.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -101        60.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Purchased     -418,200    45.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -212,400    55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Purchased     -211,100    45.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Purchased     -85,700     40.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -63,963     50.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Purchased     -52,500     40.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Purchased     -30,000     60.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -22,601     60.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -16,968     65.0000   American  2022 
USD 0.0001 
 class A                                                                29 Oct 
 common     Put Options   Purchased     -15,000     49.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -707        40.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       505         40.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       9,999       55.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       22,500      60.0000   American  2022 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       23,230      60.0000   American  2021 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       45,248      45.0000   American  2021 
USD 0.0001 
 class A                                                                15 Jul 
 common     Put Options   Written       50,500      60.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       54,944      50.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       57,600      50.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       111,403     60.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       113,778     40.0000   American  2021 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       141,400     55.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       201,596     45.0000   American  2022 
USD 0.0001 
 class A                                                                14 Apr 
 common     Put Options   Written       202,000     45.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       206,222     40.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       223,210     50.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       228,400     55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       275,033     45.0000   American  2023 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       501,727     45.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211027005498/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

October 27, 2021 06:09 ET (10:09 GMT)

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