EPT Disclosure - Amendment
13 Febrero 2008 - 8:09AM
UK Regulatory
RNS Number:9289N
Merrill Lynch International
13 February 2008
This announcement amends the EPT Disclosure - Amendment released on 12/02/2008 at 16: FORM 38.5 (SUMMARY)
01 under number 8541N. The total number of Derivative Transactions for Rio Tinto Plc
has been amended.
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of
securities in which dealings have been made.
CONNECTED EXEMPT PRINCIPLE TRADER:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EPT Merrill Lynch International
Date of disclosure 08 February 2008
Date of dealing 07 February 2008
Telephone number 020 7996 2121
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
BHP Billiton Plc
Rio Tinto Plc
Northern Rock Plc
Punch Taverns Plc
AMENDMENT
state which element(s) of previous disclosure was incorrect: The total number of Derivative Transactions for Rio Tinto
Plc has been amended.
In the case of option business or dealings in derivatives full details should be given on a separate sheet so
that the nature of the dealings can be fully understood. For options this should include the number of
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price
and any option money paid or received. For derivatives this should include, at least, the number of reference
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the
reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring
Section of the Panel, Tel. No:0207 638 0129
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 07/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
3,690,982 GBP 15.00 GBP 14.60
Total number of securities sold Highest price received Lowest price received
3,784,124 GBP 15.23 GBP 14.60
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 50,000 GBP 14.96
Long Swap LONG 714 GBP 14.69
Long Swap LONG 1,066 GBP 14.65
Long Swap LONG 2,613 GBP 14.77
Long Swap LONG 2,934 GBP 14.65
Long Swap LONG 4,480 GBP 14.79
Long Swap LONG 5,227 GBP 14.77
Long Swap LONG 5,520 GBP 14.79
Long Swap LONG 10,020 GBP 14.78
Long Swap LONG 14,502 GBP 14.73
Long Swap LONG 19,330 GBP 14.78
Long Swap LONG 500 GBP 14.74
Long Swap LONG 50,000 GBP 14.96
Long Swap LONG 350,000 GBP 14.89
Long Swap LONG 42,049 GBP 0.00
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 204 GBP 14.78
Short Swap SHORT 150,402 GBP 14.68
Short Swap SHORT 42,048 GBP 14.69
Short Swap SHORT 18,690 GBP 14.65
Short Swap SHORT 12,500 GBP 14.73
Short Swap SHORT 8,000 GBP 14.76
Short Swap SHORT 6,500 GBP 15.14
Short Swap SHORT 5,227 GBP 14.78
Short Swap SHORT 4,480 GBP 14.76
Short Swap SHORT 520 GBP 14.76
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 08/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Northern Rock Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 07/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
72,396 GBP 1.05 GBP 0.99
Total number of securities sold Highest price received Lowest price received
99,620 GBP 1.04 GBP 0.98
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received per
varying etc. option European etc unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 08/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Northern Rock Plc
Nature of connection # Advisor
AMENDMENT FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Rio Tinto Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 07/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
607,725 GBP 53.78 GBP 51.77
Total number of securities sold Highest price received Lowest price received
800,970 GBP 54.22 GBP 52.11
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 16,410 GBP 54.34
Long Swap LONG 61,656 AUD 104.68
Long Swap LONG 83,744 AUD 104.68
Long Swap LONG 16 GBP 52.66
Long Swap LONG 318 GBP 52.66
Long Swap LONG 436 GBP 54.34
Long Swap LONG 908 GBP 52.66
Long Swap LONG 1,080 GBP 52.66
Long Swap LONG 1,139 GBP 52.23
Long Swap LONG 2,500 GBP 54.34
Long Swap LONG 22,087 AUD 104.68
Long Swap LONG 7,250 GBP 53.18
Long Swap LONG 33,050 GBP 52.64
Long Swap LONG 69,471 GBP 52.64
Long Swap LONG 85,331 GBP 53.78
Long Swap LONG 102,521 GBP 52.64
Long Swap LONG 85,331 GBP 53.78
Long Swap LONG 5,820 GBP 52.66
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 3,000 GBP 54.67
Short Swap SHORT 908 GBP 52.57
Short Swap SHORT 1,500 GBP 52.39
Short Swap SHORT 95,630 AUD 114.34
Short Swap SHORT 95,630 AUD 114.34
Short Swap SHORT 78,944 AUD 114.34
Short Swap SHORT 78,944 AUD 114.34
Short Swap SHORT 40,426 AUD 114.34
Short Swap SHORT 26,159 AUD 114.34
Short Swap SHORT 12,449 AUD 114.34
Short Swap SHORT 2,030 GBP 54.05
Short Swap SHORT 5,000 GBP 53.89
Short Swap SHORT 5,000 GBP 53.70
Short Swap SHORT 15,764 GBP 52.53
Short Swap SHORT 38,621 GBP 52.53
Short Swap SHORT 66,581 GBP 54.22
Short Swap SHORT 66,581 GBP 54.22
Short Swap SHORT 102,521 GBP 52.53
Short Swap SHORT 436 GBP 55.04
Short Swap SHORT 156,906 GBP 52.53
Short Swap SHORT 1,818 AUD 114.34
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name Writing, Number of Exercise Type, e.g. Expiry date Option money
selling, price
eg call option purchasing, securities under American, paid/received
varying etc. option European etc per unit
Warrant Selling -2,000 �2.50 AMERICAN 17-Apr-09
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 08/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Punch Taverns Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 07/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
598,428 GBP 6.48 GBP 6.32
Total number of securities sold Highest price received Lowest price received
402,787 GBP 6.48 GBP 6.25
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received per
varying etc. option European etc unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 08/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Punch Taverns Plc
Nature of connection # Advisor
This information is provided by RNS
The company news service from the London Stock Exchange
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