As filed with the Securities and Exchange Commission on February 24, 2011
Registration Statement No. 333-149250
333-156958
333-159949
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Post-Effective Amendment No. 2 to
Form S-3 Registration Statement No. 333-149250
Post-Effective Amendment No. 1 to Form S-3
Registration Statement No. 333-156958
Post-Effective Amendment No. 1 to Form S-3 Registration Statement
No. 333-159949
UNDER THE SECURITIES ACT OF 1933
BMP SUNSTONE CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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20-0434726
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(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer
Identification Number)
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600 W. Germantown Pike, Suite 400
Plymouth Meeting, Pennsylvania 19462
(610) 940-1675
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David Gao
President and Chief Executive Officer
BMP Sunstone
Corporation
600 W. Germantown Pike, Suite 400
Plymouth Meeting, Pennsylvania 19462
(610) 940-1675
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(Address, Including Zip Code, and Telephone Number, Including
Area Code, of Registrants Principal Executive Offices)
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(Name, Address, Including Zip Code, and Telephone Number,
Including Area Code, of Agent for Service)
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Copy to:
Joanne R. Soslow, Esq.
Morgan, Lewis & Bockius LLP
1701 Market Street
Philadelphia, Pennsylvania 19103
(215) 963-5000
Approximate date of commencement of proposed sale to public:
This post-effective amendment deregisters those Common Stock, Warrants to purchase Common Stock or Units, and Units that remain
unsold hereunder as of the date hereof.
If the only securities being registered on this form are being offered pursuant to
dividend or interest reinvestment plans, please check the following box.
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If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in
connection with dividend or interest reinvestment plans, check the following box.
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If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering.
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If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering.
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If this
Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following
box.
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If this Form is a post-effective amendment to a
registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box.
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Indicate by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
(Check one):
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Large accelerated filer
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Accelerated filer
þ
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Non-accelerated filer
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Smaller reporting company
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(Do not check if a smaller reporting company)
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DEREGISTRATION OF SECURITIES
These Post-Effective Amendments (these Post-Effective Amendments) filed by BMP Sunstone Corporation, a Delaware corporation
(the Company), remove from registration all securities registered under the following Registration Statements on Form S-3 (each, a Registration Statement, and collectively, the Registration Statements) filed by
the Company with the U.S. Securities and Exchange Commission (the Commission):
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Registration Statement on Form S-3 (No. 333-149250), pertaining to the registration of 1,037,580 shares of the Companys common stock, par value
$0.001 per share (Common Stock), all of which are issuable upon the exercise of warrants, which was originally filed with the Commission on February 14, 2008 and amended on May 8, 2008.
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Registration Statement on Form S-3 (No. 333-156958), pertaining to the registration of $70,000,000 of senior debt securities, Common Stock, preferred
stock, warrants, units, contracts to purchase shares of common stock and/or stock purchase units of the Company, which was filed with the Commission on January 27, 2009.
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Registration Statement on Form S-3 (No. 333-159949), pertaining to the registration of 10,158,996 shares of the Common Stock, including 2,116,662
shares issuable upon conversion of the Companys 12.5% March Cash Secured Convertible Notes, which was filed with the Commission on June 12, 2009.
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On October 28, 2010, the Company entered into an Agreement and Plan of Merger with sanofi-aventis, a French
société
anonyme
(Parent), and Star 2010, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (Merger Sub), providing for, among other things, the merger of Merger Sub with and into the Company (the
Merger), with the Company continuing as the surviving corporation and a wholly-owned subsidiary of Parent. The Merger is effective as of February 24, 2011 (the Effective Time), pursuant to a Certificate of Merger filed
with the Secretary of State of the State of Delaware.
At the Effective Time, each outstanding share of Common Stock (other
than shares owned by the Company or its subsidiaries, Parent or Merger Sub) was automatically converted into the right to receive $10.00 in cash, without interest and less any applicable withholding taxes.
As a result of the Merger, the Company has terminated all offerings of it securities pursuant to its existing registration statements,
including the Registration Statements. In accordance with an undertaking made by the Company in the Registration Statements to remove from registration, by means of a posteffective amendment, any securities which remain unsold at the
termination of the offering, the Company hereby removes from registration all securities registered under the Registration Statements which remained unsold as of the date of these Post-Effective Amendments and terminates the effectiveness of the
Registration Statements.
ITEM 16.
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EXHIBITS AND FINANCIAL SCHEDULES.
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Exhibit
Number
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Description
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24.01
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Power of Attorney (previously filed with the Registration Statements)
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2
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3
and has duly caused these Post-Effective Amendments to be signed on its behalf by the undersigned, thereunto duly authorized, in Plymouth Meeting, in the Commonwealth of Pennsylvania, on February 24, 2011.
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BMP SUNSTONE CORPORATION
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By:
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/s/ Fred M. Powell
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Name: Fred M. Powell
Title: Chief Financial Officer
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, these Post-Effective Amendments have been signed by the following persons in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ David Gao
David Gao
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President, Chief Executive Officer and Director
(Principal Executive Officer)
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February 24, 2011
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/s/ Fred M. Powell
Fred M. Powell
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Chief Financial Officer
(Principal
Financial and Accounting Officer
)
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February 24, 2011
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*
Martyn D. Greenacre
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Chairman
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February 24, 2011
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*
Les R. Baledge
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Director
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February 24, 2011
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*
Daniel P. Harrington
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Director
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February 24, 2011
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*
Frank J. Hollendoner
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Director
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February 24, 2011
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*
John W. Stakes, M.D.
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Director
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February 24, 2011
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*
Zhijun Tong
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Director
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February 24, 2011
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*
Albert Yeung
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Director
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February 24, 2011
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*By:
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/s/ Fred M. Powell
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Fred M. Powell
Attorney-in-fact
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4
Exhibit index
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Exhibit
Number
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Description
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24.01
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Power of Attorney (previously filed with the Registration Statements)
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5
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