Amended Statement of Beneficial Ownership (3/a)
29 Junio 2021 - 6:39PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
TGAM Agribusiness Fund Holdings LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/7/2021
|
3. Issuer Name and Ticker or Trading Symbol
Vintage Wine Estates, Inc. [VWE]
|
(Last)
(First)
(Middle)
C/O AGR PARTNERS LLC, 221 1ST STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
DAVIS, CA 95616
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 6/17/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1650000 (1) | D (2) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Received in exchange for shares of Vintage Wine Estates, Inc., a California corporation ("VWE"), on June 7, 2021, upon the closing of the business combination set forth in the transaction agreement, dated as of February 3, 2021, by and among Bespoke Capital Acquisition Corp. ("BCAC"), VWE Acquisition Sub Inc., a wholly owned subsidiary of BCAC, VWE, Bespoke Sponsor Capital LP, and Darrell D. Swank as the seller representative (and upon consummation of the business combination, the surviving Issuer as renamed "Vintage Wine Estates, Inc."). |
(2) | TGAM Agribusiness Fund Holdings LP ("TGAM Holdings") is the record owner of the shares of Common Stock reported as beneficially owned herein. TGAM Agribusiness Fund LP ("TGAM Fund A") and TGAM Agribusiness Fund-B LP ("TGAM Fund B") together hold 100% of the equity interests in TGAM Holdings. TGAM Agribusiness Fund GP LLC ("TGAM GP") is the general partner of TGAM Fund A and TGAM Fund B. AGR Partners LLC ("AGR") is the managing member of TGAM GP. Mr. Knudsen is AGR's president and chief executive officer and a member of AGR's board of directors and investment committee. Mr. Ourso is a member of AGR's board of directors and investment committee. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported as beneficially owned herein except to the extent of its or his pecuniary interest therein. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
TGAM Agribusiness Fund Holdings LP C/O AGR PARTNERS LLC 221 1ST STREET DAVIS, CA 95616 |
| X |
|
|
TGAM Agribusiness Fund LP C/O AGR PARTNERS LLC 221 1ST STREET DAVIS, CA 95616 |
| X |
|
|
TGAM Agribusiness Fund-B LP C/O AGR PARTNERS LLC 221 1ST STREET DAVIS, CA 95616 |
| X |
|
|
Ourso A. Justin IV C/O AGR PARTNERS LLC 221 1ST STREET DAVIS, CA 95616 |
| X |
|
|
AGR Partners LLC C/O AGR PARTNERS LLC 221 1ST STREET DAVIS, CA 95616 |
| X |
|
|
Knudsen Ejnar A III C/O AGR PARTNERS LLC 221 1ST STREET DAVIS, CA 95616 |
| X |
|
|
TGAM Agribusiness Fund GP LLC C/O AGR PARTNERS LLC 221 1ST STREET DAVIS, CA 95616 |
| X |
|
|
Signatures
|
/s/ Christine Taylor, Vice President of AGR Partners LLC, as subadvisor of TGAM AGRIBUSINESS FUND HOLDINGS LP | | 6/29/2021 |
**Signature of Reporting Person | Date |
/s/ Christine Taylor, Vice President of AGR Partners LLC, as subadvisor of TGAM AGRIBUSINESS FUND LP | | 6/29/2021 |
**Signature of Reporting Person | Date |
/s/ Christine Taylor, Vice President of AGR Partners LLC, as subadvisor of TGAM AGRIBUSINESS FUND-B LP | | 6/29/2021 |
**Signature of Reporting Person | Date |
/s/ Christine Taylor, Vice President of TGAM AGRIBUSINESS FUND GP LLC | | 6/29/2021 |
**Signature of Reporting Person | Date |
/s/ Christine Taylor, Vice President of AGR Partners LLC | | 6/29/2021 |
**Signature of Reporting Person | Date |
/s/ Ejnar A. Knudsen III | | 6/29/2021 |
**Signature of Reporting Person | Date |
/s/ A. Justin Ourso IV | | 6/29/2021 |
**Signature of Reporting Person | Date |
Bespoke Capital Acquisit... (NASDAQ:BSPE)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Bespoke Capital Acquisit... (NASDAQ:BSPE)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
Real-Time news about Bespoke Capital Acquisition Corporation (NASDAQ): 0 recent articles
Más de Vintage Wine Estates, Inc. Artículos de Noticias