Annual Statement of Changes in Beneficial Ownership (5)
21 Enero 2022 - 3:07PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden hours per response...
1.0
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Platt Tracy L | 2. Issuer Name and Ticker or Trading SymbolCERNER Corp [CERN] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Human Resources Officer |
(Last)
(First)
(Middle)
2800 ROCK CREEK PARKWAY | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2021 |
(Street)
NORTH KANSAS CITY, MO 64117
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 12/31/2021 | | J (1) | 322 | A | $62.03 (1)(2) | 844 | I | by ASPP account |
Common Stock | 12/31/2021 | | J (3) | 72 | A | $72.03 (2)(3) | 154 | I | by 401(k) Plan |
Common Stock | | | | | | | 7769 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0.00 | | | | | | 7/27/2020 | 7/26/2022 | Common Stock | 10029 | | 10029 | D | |
Restricted Stock Units | $0.00 | | | | | | 4/30/2021 | 4/28/2023 | Common Stock | 5549 | | 5549 | D | |
Restricted Stock Units | $0.00 | | | | | | 4/28/2023 | 4/28/2023 | Common Stock | 8378 | | 8378 | D | |
Restricted Stock Units | $0.00 | | | | | | 5/7/2022 | 5/7/2024 | Common Stock | 11303 | | 11303 | D | |
Explanation of Responses: |
(1) | Represents shares purchased through the associate stock purchase plan (ASPP), an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c), at prices ranging from $61.10 to $66.44. |
(2) | Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder. |
(3) | Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 1/1/2021 and 12/31/2021, at prices ranging from $69.53 to $80.12 per share. Balance is based on plan statement as of 12/31/2021. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Platt Tracy L 2800 ROCK CREEK PARKWAY NORTH KANSAS CITY, MO 64117 |
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| Chief Human Resources Officer |
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Signatures
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/s/ Shane M. Dawson, by Power of Attorney | | 1/21/2022 |
**Signature of Reporting Person | Date |
Cerner (NASDAQ:CERN)
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