- Amended Statement of Ownership (SC 13G/A)
11 Enero 2013 - 9:29AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G/A
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
( AMENDMENT
2
)
Epoch Holding Corporation
( NAME OF ISSUER )
COMMON STOCK
(Title of Class of Securities)
29428R103
(CUSIP Number)
DECEMBER 31,2012
(Date of Event Which Requires
Filing of this Statement)
Check the appropriate box to designate the
rule pursuant to which this Schedule is filed:
|
|
|
X Rule 13d-1 (b)
|
|
|
|
Rule 13d-1 (c)
|
|
|
|
Rule 13d-1 (d)
|
|
CUSIP
No.
29428R103
|
13G/A
|
Page 1
of 3 pages
|
|
1.
|
Names
of reporting persons
|
JPMorgan
Chase & Co.
|
|
|
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
13-2624428
|
|
2.
|
CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP*
|
(a)
|
|
|
|
(b)
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
NUMBER OF
|
5.
|
SOLE
VOTING POWER
|
257,733
|
|
SHARES
|
|
|
|
|
BENEFICIALLY
|
6.
|
SHARED
VOTING POWER
|
2,744
|
|
OWNED BY
|
|
|
|
|
EACH
|
7.
|
SOLE
DISPOSITIVE POWER
|
257,733
|
|
REPORTING
|
|
|
|
|
PERSON WITH
|
8.
|
SHARED
DISPOSITIVE POWER
|
2,744
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
260,477
|
|
10.
|
CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES
|
|
|
|
CERTAIN SHARES
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
1.1%
|
|
12.
|
TYPE
OF REPORTING PERSON*
|
HC
|
|
Item
1(a).
|
Name
of Issuer:
|
|
|
Epoch
Holding Corporation
|
|
Item
1(b).
|
Address
of Issuer's Principal Executive Offices:
|
|
|
640
Fifth Avenue
|
|
|
New
York, New York 10019
|
|
Item
2(a).
|
Name
of Person Filing:
|
|
|
JPMorgan
Chase & Co.
|
|
Item
2(b).
|
Address
of Principal Business Office or, if None, Residence:
|
|
|
270 PARK
AVE
|
|
|
NEW YORK,
NY 10017
|
|
Item
2(c).
|
Citizenship
|
|
|
Delaware
|
|
Item
2(d).
|
Title
of Class of Securities:
|
|
|
COMMON
STOCK
|
|
|
Unless otherwise noted,
security being reported is common stock
|
|
Item
2(e).
|
CUSIP
Number:
|
29428R103
|
|
Item
3
|
If
this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b)
|
|
|
Or
(c), Check Whether the Person Filing is a :
|
|
|
(a)
|
|
Broker or dealer registered
under Section 15 of the Exchange Act;
|
|
|
(b)
|
|
Bank as defined in
Section 3(a)(6) of the Exchange Act;
|
|
|
(c)
|
|
Insurance company as
defined in Section 3(a)(19) of the
|
|
|
|
|
Exchange Act;
|
|
|
(d)
|
|
Investment company
registered under Section 8 of the Investment
|
|
|
|
|
Company Act;
|
|
|
(e)
|
|
An investment adviser
in accordance with Rule 13d-1(b)(1)(ii)(E);
|
|
|
(f)
|
|
An employee benefit
plan or endowment fund in accordance with
|
|
|
|
|
Rule 13d-1(b)(1)(ii)(F);
|
|
|
(g)
|
X
|
A parent holding company
or control person in accordance with
|
|
|
|
|
Rule 13d-1(b)(1)(ii)(G);
|
|
|
(h)
|
|
A savings association
as defined in Section 3(b) of the Federal
|
|
|
|
|
Deposit Insurance Act;
|
|
|
(i)
|
|
A church plan that
is excluded from the definition of an
|
|
|
|
|
Investment company
under Section 3(c)(14) of the Investment
|
|
|
|
|
Company act;
|
|
|
(j)
|
|
Group, in accordance
with Rule 13d-1(b)(1)(ii)(J).
|
|
If this statement is filed
pursuant to Rule 13d-1(b), check this box.
|
X
|
Page 2 of 3 pages
|
|
Provide
the following information regarding the aggregate number and
|
|
|
Percentage
of the class of securities of issuer identified in Item 1.
|
|
|
(a)
|
Amount
beneficially owned:
260,477
|
|
|
|
Including
0
shares where there is a Right to Acquire.
|
|
|
(b)
|
Percent
of class:
1.1%
|
|
|
(c)
|
Number
of shares as to which such person has:
|
|
|
|
(i)
|
Sole power to vote or to
direct the vote:
|
257,733
|
|
|
|
(ii)
|
Shared power to vote or
to direct the vote:
|
2,744
|
|
|
|
(iii)
|
Sole power to dispose or
to direct the disposition of:
|
257,733
|
|
|
|
(iv)
|
Shared power to dispose
or to direct the disposition of:
|
2,744
|
|
Item
5.
|
Ownership
of Five Percent or Less of a Class. YES
|
|
If this statement
is being filed to report the fact that as of the date
|
|
hereof the reporting
person has ceased to be the beneficial owner of more
|
|
than five percent
of the class of securities, check the following. ( X )
|
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
|
|
|
|
JPMorgan
Chase & Co. is the beneficial owner of
260,477
shares of the
|
|
issuer's
common stock on behalf of other persons known to have one or more of
|
|
the following:
|
|
|
the
right to receive dividends for such securities;
|
|
|
the
power to direct the receipt of dividends from such securities;
|
|
|
the
right to receive the proceeds from the sale of such securities;
|
|
|
the
right to direct the receipt of proceeds from the sale of such securities;
|
|
No such
person is known to have an interest in more than 5% of the class of
|
|
securities
reported herein unless such person is identified below.
|
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the
|
|
|
Security
being reported on by the Parent Holding Company.
|
|
This
notice is filed on behalf of JPMorgan Chase & Co. and its wholly owned
|
|
Subsidiary
(ies),
|
|
JPMorgan
Chase Bank, National Association
|
|
JPMorgan
Asset Management (UK) Ltd.
|
|
|
|
Item
8.
|
Identification
and Classification of Members of the Group.
|
|
|
Not Applicable
|
|
Item
9.
|
Notice
of Dissolution of Group.
|
|
|
Not Applicable
|
|
By signing below
I certify that, to the best of my knowledge and belief,
|
|
the securities referred
to above were not acquired and are not held for the
|
|
purpose of or with
the effect of changing or influencing the control of the
|
|
issuer of the securities
and were not acquired and are not held in connection
|
|
with or as a participant
in any transaction having that purpose or effect.
|
Page 3 of 3 pages
|
SIGNATURE
|
|
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the
|
|
information set forth in this statement
is true, complete and correct.
|
|
Dated: JANUARY 11,2013
|
JPMorgan Chase & Co.
|
|
|
By: /s/ Margaret R. Rubin
|
|
|
--------------------------------------
|
|
|
Margaret R. Rubin
|
|
|
Compliance
|
|
The original statement shall be
signed by each person on whose behalf the statement
|
|
is filed or his authorized representative.
If the statement is signed on behalf of
|
|
a person by his authorized representative
(other than an executive officer or general
|
|
partner of the filing person),
evidence of the representative's authority to sign on
|
|
behalf of such person shall be
filed with the statement, provided, however, that a
|
|
power of attorney for this purpose
which is already on file with the commission may
|
|
be incorporated by reference. The
name and any title of each person who signs the
|
|
the statement shall be typed or
printed beneath his signature.
|
Epoch (NASDAQ:EPHC)
Gráfica de Acción Histórica
De Oct 2024 a Nov 2024
Epoch (NASDAQ:EPHC)
Gráfica de Acción Histórica
De Nov 2023 a Nov 2024
Real-Time news about Epoch Holding Corp. (MM) (NASDAQ): 0 recent articles
Más de Artículos de Noticias