Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
08 Abril 2013 - 9:43AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF
DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 1-9728
EPOCH HOLDING CORPORATION
(Exact name of registrant as specified in its charter)
399 Park Avenue
New York, New York 10022
(212) 303-7200
(Address, including zip code, and telephone number,
including area code, of registrants principal executive offices)
Common Stock, Par Value $0.01
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file
reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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x
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Rule 12g-4(a)(2)
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¨
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Rule 12h-3(b)(1)(i)
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x
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Rule 12h-3(b)(1)(ii)
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¨
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Rule 15d-6
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¨
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Approximate number of holders of record as of the certification or notice date: One (1)
Pursuant to the requirements of the Securities Exchange Act of 1934, Epoch Holding Corporation has caused this certification/notice to be
signed on its behalf by the undersigned duly authorized person.
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EPOCH HOLDING CORPORATION
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Date:
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April 8, 2013
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By:
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/s/ Adam Borak
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Name:
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Adam Borak
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Title:
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Chief Financial Officer
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