Initial Statement of Beneficial Ownership (3)
26 Abril 2021 - 5:30PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Plumley Jakeeta H. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/16/2021
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3. Issuer Name and Ticker or Trading Symbol
Community Bankers Trust Corp [ESXB]
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(Last)
(First)
(Middle)
9954 MAYLAND DRIVE, SUITE 2100 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP & Dir. of H.R., Essex Bank / |
(Street)
RICHMOND, VA 23233
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | (1) | 1/20/2027 | Common Stock | 10000 | $7.40 | D | |
Employee Stock Option (right to buy) | (2) | 1/19/2028 | Common Stock | 10000 | $8.45 | D | |
Employee Stock Option (right to buy) | (3) | 1/18/2029 | Common Stock | 20000 | $7.70 | D | |
Employee Stock Option (right to buy) | (4) | 1/17/2030 | Common Stock | 10000 | $9.45 | D | |
Employee Stock Option (right to buy) | (5) | 1/15/2031 | Common Stock | 15000 | $7.19 | D | |
Explanation of Responses: |
(1) | The option vested in four equal annual installments beginning on January 20, 2018. |
(2) | The option vests in four equal annual installments beginning on January 19, 2019. |
(3) | The option vests in four equal annual installments beginning on January 18, 2020. |
(4) | The option vests in four equal annual installments beginning on January 17, 2021. |
(5) | The option vests in four equal annual installments beginning on January 15, 2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Plumley Jakeeta H. 9954 MAYLAND DRIVE SUITE 2100 RICHMOND, VA 23233 |
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| EVP & Dir. of H.R., Essex Bank |
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Signatures
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/s/ John M. Oakey, III by power of attorney | | 4/26/2021 |
**Signature of Reporting Person | Date |
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