Form 8-K - Current report
04 Octubre 2023 - 8:00AM
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 4, 2023
FAT
Brands Inc.
(Exact
name of Registrant as Specified in Its Charter)
Delaware |
|
001-38250 |
|
82-1302696 |
(State
or Other Jurisdiction
of
Incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
9720
Wilshire Blvd., Suite 500
Beverly
Hills, CA |
|
90212 |
(Address
of Principal Executive Offices) |
|
(Zip
Code) |
Registrant’s
Telephone Number, Including Area Code: (310) 319-1850
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instructions A.2. below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Class
A Common Stock |
|
FAT |
|
The
Nasdaq Stock Market LLC |
Class
B Common Stock |
|
FATBB |
|
The
Nasdaq Stock Market LLC |
Series
B Cumulative Preferred Stock |
|
FATBP |
|
The
Nasdaq Stock Market LLC |
Warrants
to purchase Class A Common Stock |
|
FATBW |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
7.01 Regulation FD Disclosure.
Representatives
of FAT Brands Inc. (the “Company”) will be presenting at the LD Micro Invitational conference on October 4, 2023 using
the materials (the “Investor Presentation”) furnished as Exhibit 99.1 to this Current Report on Form 8-K. The Investor
Presentation will also be available on the Company’s website located at www.fatbrands.com under the “Investors”
tab in the “Events & Presentations” section. None of the other information on our website is incorporated by reference
into, or a part of, this Current Report on Form 8-K.
The
information referenced under Item 7.01 (including Exhibit 99.1 referenced in Item 9.01 below) of this Current Report on Form 8-K is being
“furnished” under “Item 7.01. Regulation FD Disclosure” and, as such, shall not be deemed to be “filed”
for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that Section, and shall not be incorporated by reference into any registration statement, offering circular,
report or other document filed by the Company pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth
by specific reference in such filing.
The
Investor Presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995,
including statements relating to the future financial performance and growth of the Company, the Company’s ability to open stores
in the development pipeline, and the Company’s ability to conduct future accretive and successful acquisitions and integrate acquired
brands. Forward-looking statements reflect the Company’s expectations concerning the future and are subject to significant business,
economic and competitive risks, uncertainties and contingencies. These risks, uncertainties and contingencies are difficult to predict
and beyond our control, and could cause our actual results to differ materially from those expressed or implied in such forward-looking
statements. We refer you to the documents that we file from time to time with the Securities and Exchange Commission, including our reports
on Form 10-K, Form 10-Q and Form 8-K, for a discussion of these and other risks and uncertainties that could cause our actual results
to differ materially from our current expectations and from the forward-looking statements contained in the Investor Presentation. We
undertake no obligation to update any forward-looking statement to reflect events or circumstances occurring after the date hereof.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
Exhibit |
|
Description |
99.1 |
|
Investor Presentation |
104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
October 4, 2023
|
FAT
Brands Inc. |
|
|
|
|
By:
|
/s/
Kenneth Kuick |
|
|
Kenneth
Kuick |
|
|
Chief
Financial Officer |
Exhibit 99.1
![](https://www.sec.gov/Archives/edgar/data/1705012/000149315223035323/ex99-1_01.jpg)
![](https://www.sec.gov/Archives/edgar/data/1705012/000149315223035323/ex99-1_02.jpg)
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