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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number     811-21719        

INVESTMENT MANAGERS SERIES TRUST

(Exact name of registrant as specified in charter)

803 West Michigan Street, Milwaukee, WI
53233
(Address of principal executive offices)
(Zip code)

Constance Dye Shannon
803 West Michigan Street, Milwaukee, WI 53233
(Name and address of agent for service)
 
Registrant's telephone number, including area code:  (414) 299-2295

Date of fiscal year end:        March 31            
 
Date of reporting period:      July 1, 2012 - June 30, 2013            
 
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
 
 
 

 
 
ITEM 1. PROXY VOTING RECORD.
 
Vote Summary
THE J. M. SMUCKER COMPANY
Security
832696405
   
Meeting Type
Annual
Ticker Symbol
SJM
   
Meeting Date
15-Aug-2012
ISIN
US8326964058
   
Agenda
933665436 - Management
Record Date
18-Jun-2012
   
Holding Recon Date
18-Jun-2012
City /
Country
/
United States
 
Vote Deadline Date
14-Aug-2012
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: PAUL J. DOLAN
Management
For
For
 
1B.
ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT
Management
For
For
 
1C.
ELECTION OF DIRECTOR: GARY A. OATEY
Management
For
For
 
1D.
ELECTION OF DIRECTOR: ALEX SHUMATE
Management
For
For
 
1E.
ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER
Management
For
For
 
2.
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
Management
For
For
 
3.
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.        BOARD RECOMMENDS YOU VOTE "AGAINST" PROPOSALS 4 & 5
Management
For
For
 
4.
SHAREHOLDER PROPOSAL URGING DIRECTORS TO ACT TO REPEAL THE CLASSIFIED BOARD OF DIRECTORS.
Shareholder
For
Against
 
5.
SHAREHOLDER PROPOSAL REQUESTING AN EXPANDED GREEN COFFEE SUSTAINABILITY PLAN.
Shareholder
Against
For
 
EATON CORPORATION
Security
278058102
   
Meeting Type
Special
Ticker Symbol
ETN
   
Meeting Date
26-Oct-2012
ISIN
US2780581029
   
Agenda
933689575 - Management
Record Date
13-Sep-2012
   
Holding Recon Date
13-Sep-2012
City /
Country
/
United States
 
Vote Deadline Date
25-Oct-2012
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
ADOPTING THE TRANSACTION AGREEMENT, DATED MAY 21, 2012, AMONG EATON CORPORATION, COOPER INDUSTRIES PLC, NEW EATON CORPORATION (F/K/A ABEIRON LIMITED), ABEIRON II LIMITED (F/K/A COMDELL LIMITED), TURLOCK B.V. AND TURLOCK CORPORATION, AS AMENDED BY AMENDMENT NO. 1 TO THE TRANSACTION AGREEMENT, DATED JUNE 22, 2012, AND APPROVING THE MERGER.
Management
For
For
 
2.
APPROVING THE REDUCTION OF CAPITAL OF NEW EATON TO ALLOW THE CREATION OF DISTRIBUTABLE RESERVES OF NEW EATON WHICH ARE REQUIRED UNDER IRISH LAW IN ORDER TO ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND TO PAY DIVIDENDS AND REPURCHASE OR REDEEM SHARES FOLLOWING COMPLETION OF THE TRANSACTION.
Management
For
For
 
3.
APPROVING, ON AN ADVISORY BASIS, SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN EATON AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTION AGREEMENT.
Management
For
For
 
4.
APPROVING ANY MOTION TO ADJOURN THE SPECIAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Management
For
For
 
PERRIGO COMPANY
Security
714290103
   
Meeting Type
Annual
Ticker Symbol
PRGO
   
Meeting Date
06-Nov-2012
ISIN
US7142901039
   
Agenda
933695174 - Management
Record Date
07-Sep-2012
   
Holding Recon Date
07-Sep-2012
City /
Country
/
United States
 
Vote Deadline Date
05-Nov-2012
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
GARY M. COHEN
For
For
 
 
2
DAVID T. GIBBONS
For
For
 
 
3
RAN GOTTFRIED
For
For
 
 
4
ELLEN R. HOFFING
For
For
 
2.
AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
 
3.
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.
Management
For
For
 
THE CLOROX COMPANY
Security
189054109
   
Meeting Type
Annual
Ticker Symbol
CLX
   
Meeting Date
14-Nov-2012
ISIN
US1890541097
   
Agenda
933692825 - Management
Record Date
18-Sep-2012
   
Holding Recon Date
18-Sep-2012
City /
Country
/
United States
 
Vote Deadline Date
13-Nov-2012
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A
ELECTION OF DIRECTOR: DANIEL BOGGAN, JR.
Management
For
For
 
1B
ELECTION OF DIRECTOR: RICHARD H. CARMONA
Management
For
For
 
1C
ELECTION OF DIRECTOR: TULLY M. FRIEDMAN
Management
For
For
 
1D
ELECTION OF DIRECTOR: GEORGE J. HARAD
Management
For
For
 
1E
ELECTION OF DIRECTOR: DONALD R. KNAUSS
Management
For
For
 
1F
ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT
Management
For
For
 
1G
ELECTION OF DIRECTOR: EDWARD A. MUELLER
Management
For
For
 
1H
ELECTION OF DIRECTOR: PAMELA THOMAS- GRAHAM
Management
For
For
 
1I
ELECTION OF DIRECTOR: CAROLYN M. TICKNOR
Management
For
For
 
2.
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
 
3.
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
 
4.
TO APPROVE THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN.
Management
For
For
 
APPLE INC.
Security
037833100
   
Meeting Type
Annual
Ticker Symbol
AAPL
   
Meeting Date
27-Feb-2013
ISIN
US0378331005
   
Agenda
933725042 - Management
Record Date
02-Jan-2013
   
Holding Recon Date
02-Jan-2013
City /
Country
/
United States
 
Vote Deadline Date
26-Feb-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
WILLIAM CAMPBELL
For
For
 
 
2
TIMOTHY COOK
For
For
 
 
3
MILLARD DREXLER
For
For
 
 
4
AL GORE
For
For
 
 
5
ROBERT IGER
For
For
 
 
6
ANDREA JUNG
For
For
 
 
7
ARTHUR LEVINSON
For
For
 
 
8
RONALD SUGAR
For
For
 
2.
AMENDMENT OF APPLE'S RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES.
Management
For
For
 
3.
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
4.
A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
 
5.
A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK."
Shareholder
Against
For
 
6.
A SHAREHOLDER PROPOSAL ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS."
Shareholder
Against
For
 
JOY GLOBAL INC.
Security
481165108
   
Meeting Type
Annual
Ticker Symbol
JOY
   
Meeting Date
05-Mar-2013
ISIN
US4811651086
   
Agenda
933730889 - Management
Record Date
04-Jan-2013
   
Holding Recon Date
04-Jan-2013
City /
Country
/
United States
 
Vote Deadline Date
04-Mar-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
STEVEN L. GERARD
For
For
 
 
2
JOHN T. GREMP
For
For
 
 
3
JOHN NILS HANSON
For
For
 
 
4
GALE E. KLAPPA
For
For
 
 
5
RICHARD B. LOYND
For
For
 
 
6
P. ERIC SIEGERT
For
For
 
 
7
MICHAEL W. SUTHERLIN
For
For
 
 
8
JAMES H. TATE
For
For
 
2.
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
Management
For
For
 
3.
ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
Management
For
For
 
4.
ADVISORY VOTE ON WHETHER THE BOARD OF DIRECTORS SHOULD ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS.
Management
For
   
STARBUCKS CORPORATION
Security
855244109
   
Meeting Type
Annual
Ticker Symbol
SBUX
   
Meeting Date
20-Mar-2013
ISIN
US8552441094
   
Agenda
933726842 - Management
Record Date
10-Jan-2013
   
Holding Recon Date
10-Jan-2013
City /
Country
/
United States
 
Vote Deadline Date
19-Mar-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: HOWARD SCHULTZ
Management
For
For
 
1B.
ELECTION OF DIRECTOR: WILLIAM W. BRADLEY
Management
For
For
 
1C.
ELECTION OF DIRECTOR: ROBERT M. GATES
Management
For
For
 
1D.
ELECTION OF DIRECTOR: MELLODY HOBSON
Management
For
For
 
1E.
ELECTION OF DIRECTOR: KEVIN R. JOHNSON
Management
For
For
 
1F.
ELECTION OF DIRECTOR: OLDEN LEE
Management
For
For
 
1G.
ELECTION OF DIRECTOR: JOSHUA COOPER RAMO
Management
For
For
 
1H.
ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR.
Management
For
For
 
1I.
ELECTION OF DIRECTOR: CLARA SHIH
Management
For
For
 
1J.
ELECTION OF DIRECTOR: JAVIER G. TERUEL
Management
For
For
 
1K.
ELECTION OF DIRECTOR: MYRON E. ULLMAN, III
Management
For
For
 
1L.
ELECTION OF DIRECTOR: CRAIG E. WEATHERUP
Management
For
For
 
2.
APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.
Management
For
For
 
3.
APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN.
Management
For
For
 
4.
RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2013.
Management
For
For
 
5.
SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL SPENDING.
Shareholder
Against
For
 
WHIRLPOOL CORPORATION
Security
963320106
   
Meeting Type
Annual
Ticker Symbol
WHR
   
Meeting Date
16-Apr-2013
ISIN
US9633201069
   
Agenda
933738051 - Management
Record Date
19-Feb-2013
   
Holding Recon Date
19-Feb-2013
City /
Country
/
United States
 
Vote Deadline Date
15-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: SAMUEL R. ALLEN
Management
For
For
 
1B.
ELECTION OF DIRECTOR: GARY T. DICAMILLO
Management
For
For
 
1C.
ELECTION OF DIRECTOR: DIANE M. DIETZ
Management
For
For
 
1D.
ELECTION OF DIRECTOR: JEFF M. FETTIG
Management
For
For
 
1E.
ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON
Management
For
For
 
1F.
ELECTION OF DIRECTOR: WILLIAM T. KERR
Management
For
For
 
1G.
ELECTION OF DIRECTOR: JOHN D. LIU
Management
For
For
 
1H.
ELECTION OF DIRECTOR: HARISH MANWANI
Management
For
For
 
1I.
ELECTION OF DIRECTOR: WILLIAM D. PEREZ
Management
For
For
 
1J.
ELECTION OF DIRECTOR: MICHAEL A. TODMAN
Management
For
For
 
1K.
ELECTION OF DIRECTOR: MICHAEL D. WHITE
Management
For
For
 
2.
ADVISORY VOTE TO APPROVE WHIRLPOOL'S EXECUTIVE COMPENSATION.
Management
Against
Against
 
3.
APPOINTMENT OF ERNST & YOUNG LLP AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
4.
APPROVAL OF THE WHIRLPOOL CORPORATION AMENDED AND RESTATED 2010 OMNIBUS STOCK AND INCENTIVE PLAN.
Management
For
For
 
5.
STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUIRING SHAREHOLDER APPROVAL OF CERTAIN EXECUTIVE AGREEMENTS.
Shareholder
For
Against
 
STANLEY BLACK & DECKER, INC
Security
854502101
   
Meeting Type
Annual
Ticker Symbol
SWK
   
Meeting Date
16-Apr-2013
ISIN
US8545021011
   
Agenda
933750920 - Management
Record Date
25-Feb-2013
   
Holding Recon Date
25-Feb-2013
City /
Country
/
United States
 
Vote Deadline Date
15-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
GEORGE W. BUCKLEY
For
For
 
 
2
PATRICK D. CAMPBELL
For
For
 
 
3
CARLOS M. CARDOSO
For
For
 
 
4
ROBERT B. COUTTS
For
For
 
 
5
B.H. GRISWOLD, IV
For
For
 
 
6
JOHN F. LUNDGREN
For
For
 
 
7
ANTHONY LUISO
For
For
 
 
8
MARIANNE M. PARRS
For
For
 
 
9
ROBERT L. RYAN
For
For
 
2.
APPROVE THE STANLEY BLACK & DECKER 2013 LONG-TERM INCENTIVE PLAN.
Management
For
For
 
3.
APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S 2013 FISCAL YEAR.
Management
For
For
 
4.
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
 
EBAY INC.
Security
278642103
   
Meeting Type
Annual
Ticker Symbol
EBAY
   
Meeting Date
18-Apr-2013
ISIN
US2786421030
   
Agenda
933756934 - Management
Record Date
13-Mar-2013
   
Holding Recon Date
13-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
17-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: DAVID M. MOFFETT
Management
For
For
 
1B.
ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III
Management
For
For
 
1C.
ELECTION OF DIRECTOR: THOMAS J. TIERNEY
Management
For
For
 
2.
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
Against
Against
 
3.
STOCKHOLDER PROPOSAL REGARDING CORPORATE LOBBYING DISCLOSURE.
Shareholder
Against
For
 
4.
STOCKHOLDER PROPOSAL REGARDING PRIVACY AND DATA SECURITY.
Shareholder
Against
For
 
5.
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013.
Management
For
For
 
PRAXAIR, INC.
Security
74005P104
   
Meeting Type
Annual
Ticker Symbol
PX
   
Meeting Date
23-Apr-2013
ISIN
US74005P1049
   
Agenda
933743088 - Management
Record Date
01-Mar-2013
   
Holding Recon Date
01-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
22-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: STEPHEN F. ANGEL
Management
For
For
 
1B.
ELECTION OF DIRECTOR: OSCAR BERNARDES
Management
For
For
 
1C.
ELECTION OF DIRECTOR: BRET. K. CLAYTON
Management
For
For
 
1D.
ELECTION OF DIRECTOR: NANCE K. DICCIANI
Management
For
For
 
1E.
ELECTION OF DIRECTOR: EDWARD G. GALANTE
Management
For
For
 
1F.
ELECTION OF DIRECTOR: CLAIRE W. GARGALLI
Management
For
For
 
1G.
ELECTION OF DIRECTOR: IRA D. HALL
Management
For
For
 
1H.
ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF
Management
For
For
 
1I.
ELECTION OF DIRECTOR: LARRY D. MCVAY
Management
For
For
 
1J.
ELECTION OF DIRECTOR: WAYNE T. SMITH
Management
For
For
 
1K.
ELECTION OF DIRECTOR: ROBERT L. WOOD
Management
For
For
 
2.
TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS.
Management
For
For
 
3.
A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
 
4.
TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR.
Management
For
For
 
WELLS FARGO & COMPANY
Security
949746101
   
Meeting Type
Annual
Ticker Symbol
WFC
   
Meeting Date
23-Apr-2013
ISIN
US9497461015
   
Agenda
933743696 - Management
Record Date
26-Feb-2013
   
Holding Recon Date
26-Feb-2013
City /
Country
/
United States
 
Vote Deadline Date
22-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A)
ELECTION OF DIRECTOR: JOHN D. BAKER II
Management
For
For
 
1B)
ELECTION OF DIRECTOR: ELAINE L. CHAO
Management
For
For
 
1C)
ELECTION OF DIRECTOR: JOHN S. CHEN
Management
For
For
 
1D)
ELECTION OF DIRECTOR: LLOYD H. DEAN
Management
For
For
 
1E)
ELECTION OF DIRECTOR: SUSAN E. ENGEL
Management
For
For
 
1F)
ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.
Management
For
For
 
1G)
ELECTION OF DIRECTOR: DONALD M. JAMES
Management
For
For
 
1H)
ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN
Management
For
For
 
1I)
ELECTION OF DIRECTOR: FEDERICO F. PENA
Management
For
For
 
1J)
ELECTION OF DIRECTOR: HOWARD V. RICHARDSON
Management
For
For
 
1K)
ELECTION OF DIRECTOR: JUDITH M. RUNSTAD
Management
For
For
 
1L)
ELECTION OF DIRECTOR: STEPHEN W. SANGER
Management
For
For
 
1M)
ELECTION OF DIRECTOR: JOHN G. STUMPF
Management
For
For
 
1N)
ELECTION OF DIRECTOR: SUSAN G. SWENSON
Management
For
For
 
2.
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
 
3.
PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.
Management
For
For
 
4.
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
5.
STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN.
Shareholder
For
Against
 
6.
STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.
Shareholder
Against
For
 
7.
STOCKHOLDER PROPOSAL TO REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES.
Shareholder
Against
For
 
METLIFE, INC.
Security
59156R108
   
Meeting Type
Annual
Ticker Symbol
MET
   
Meeting Date
23-Apr-2013
ISIN
US59156R1086
   
Agenda
933758368 - Management
Record Date
01-Mar-2013
   
Holding Recon Date
01-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
22-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.1
ELECTION OF DIRECTOR: R. GLENN HUBBARD
Management
For
For
 
1.2
ELECTION OF DIRECTOR: STEVEN A. KANDARIAN
Management
For
For
 
1.3
ELECTION OF DIRECTOR: JOHN M. KEANE
Management
For
For
 
1.4
ELECTION OF DIRECTOR: ALFRED F. KELLY, JR.
Management
For
For
 
1.5
ELECTION OF DIRECTOR: JAMES M. KILTS
Management
For
For
 
1.6
ELECTION OF DIRECTOR: CATHERINE R. KINNEY
Management
For
For
 
1.7
ELECTION OF DIRECTOR: HUGH B. PRICE
Management
For
For
 
1.8
ELECTION OF DIRECTOR: KENTON J. SICCHITANO
Management
For
For
 
2.
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2013
Management
For
For
 
3.
ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
Management
For
For
 
VF CORPORATION
Security
918204108
   
Meeting Type
Annual
Ticker Symbol
VFC
   
Meeting Date
23-Apr-2013
ISIN
US9182041080
   
Agenda
933758813 - Management
Record Date
05-Mar-2013
   
Holding Recon Date
05-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
22-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
RICHARD T. CARUCCI
For
For
 
 
2
JULIANA L. CHUGG
For
For
 
 
3
GEORGE FELLOWS
For
For
 
 
4
CLARENCE OTIS, JR.
For
For
 
 
5
MATTHEW J. SHATTOCK
For
For
 
2.
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
Management
For
For
 
3.
APPROVAL OF VF'S AMENDED AND RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN (THE "EIC PLAN PROPOSAL").
Management
For
For
 
4.
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
Management
For
For
 
TEXTRON INC.
Security
883203101
   
Meeting Type
Annual
Ticker Symbol
TXT
   
Meeting Date
24-Apr-2013
ISIN
US8832031012
   
Agenda
933746060 - Management
Record Date
01-Mar-2013
   
Holding Recon Date
01-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
23-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: SCOTT C. DONNELLY
Management
For
For
 
1B.
ELECTION OF DIRECTOR: KATHLEEN M. BADER
Management
For
For
 
1C.
ELECTION OF DIRECTOR: R. KERRY CLARK
Management
For
For
 
1D.
ELECTION OF DIRECTOR: JAMES T. CONWAY
Management
For
For
 
1E.
ELECTION OF DIRECTOR: IVOR J. EVANS
Management
For
For
 
1F.
ELECTION OF DIRECTOR: LAWRENCE K. FISH
Management
For
For
 
1G.
ELECTION OF DIRECTOR: PAUL E. GAGNE
Management
For
For
 
1H.
ELECTION OF DIRECTOR: DAIN M. HANCOCK
Management
For
For
 
1I.
ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG
Management
For
For
 
1J.
ELECTION OF DIRECTOR: LLOYD G. TROTTER
Management
For
For
 
1K.
ELECTION OF DIRECTOR: JAMES L. ZIEMER
Management
For
For
 
2.
APPROVAL OF THE ADVISORY (NON- BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
 
3.
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
 
4.
SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT CHAIRMAN OF THE BOARD WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY.
Shareholder
For
Against
 
CITIGROUP INC.
Security
172967424
   
Meeting Type
Annual
Ticker Symbol
C
   
Meeting Date
24-Apr-2013
ISIN
US1729674242
   
Agenda
933746375 - Management
Record Date
25-Feb-2013
   
Holding Recon Date
25-Feb-2013
City /
Country
/
United States
 
Vote Deadline Date
23-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: MICHAEL L. CORBAT
Management
For
For
 
1B.
ELECTION OF DIRECTOR: FRANZ B. HUMER
Management
For
For
 
1C.
ELECTION OF DIRECTOR: ROBERT L. JOSS
Management
For
For
 
1D.
ELECTION OF DIRECTOR: MICHAEL E. O'NEILL
Management
For
For
 
1E.
ELECTION OF DIRECTOR: JUDITH RODIN
Management
For
For
 
1F.
ELECTION OF DIRECTOR: ROBERT L. RYAN
Management
For
For
 
1G.
ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO
Management
For
For
 
1H.
ELECTION OF DIRECTOR: JOAN E. SPERO
Management
For
For
 
1I.
ELECTION OF DIRECTOR: DIANA L. TAYLOR
Management
For
For
 
1J.
ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.
Management
For
For
 
1K.
ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON
Management
For
For
 
2.
PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
3.
ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE COMPENSATION.
Management
For
For
 
4.
AMENDMENT TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN (RELATING TO DIVIDEND EQUIVALENTS).
Management
For
For
 
5.
STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE.
Shareholder
Against
For
 
6.
STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.
Shareholder
Against
For
 
7.
STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS.
Shareholder
Against
For
 
EATON CORPORATION PLC
Security
G29183103
   
Meeting Type
Annual
Ticker Symbol
ETN
   
Meeting Date
24-Apr-2013
ISIN
IE00B8KQN827
   
Agenda
933749143 - Management
Record Date
25-Feb-2013
   
Holding Recon Date
25-Feb-2013
City /
Country
/
United States
 
Vote Deadline Date
23-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: GEORGE S. BARRETT
Management
For
For
 
1B.
ELECTION OF DIRECTOR: TODD M. BLUEDORN
Management
For
For
 
1C.
ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR
Management
For
For
 
1D.
ELECTION OF DIRECTOR: MICHAEL J. CRITELLI
Management
For
For
 
1E.
ELECTION OF DIRECTOR: ALEXANDER M. CUTLER
Management
For
For
 
1F.
ELECTION OF DIRECTOR: CHARLES E. GOLDEN
Management
For
For
 
1G.
ELECTION OF DIRECTOR: LINDA A. HILL
Management
For
For
 
1H.
ELECTION OF DIRECTOR: ARTHUR E. JOHNSON
Management
For
For
 
1I.
ELECTION OF DIRECTOR: NED C. LAUTENBACH
Management
For
For
 
1J.
ELECTION OF DIRECTOR: DEBORAH L. MCCOY
Management
For
For
 
1K.
ELECTION OF DIRECTOR: GREGORY R. PAGE
Management
For
For
 
1L.
ELECTION OF DIRECTOR: GERALD B. SMITH
Management
For
For
 
2.
APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2013 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION.
Management
For
For
 
3.
APPROVING THE SENIOR EXECUTIVE INCENTIVE COMPENSATION PLAN.
Management
For
For
 
4.
APPROVING THE EXECUTIVE STRATEGIC INCENTIVE PLAN.
Management
For
For
 
5.
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.
Management
For
For
 
6.
AUTHORIZING THE COMPANY AND OR ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES.
Management
For
For
 
7.
AUTHORIZING THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY SHARES.
Management
Against
Against
 
HUMANA INC.
Security
444859102
   
Meeting Type
Annual
Ticker Symbol
HUM
   
Meeting Date
25-Apr-2013
ISIN
US4448591028
   
Agenda
933738049 - Management
Record Date
25-Feb-2013
   
Holding Recon Date
25-Feb-2013
City /
Country
/
United States
 
Vote Deadline Date
24-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: BRUCE D. BROUSSARD
Management
For
For
 
1B.
ELECTION OF DIRECTOR: FRANK A. D'AMELIO
Management
For
For
 
1C.
ELECTION OF DIRECTOR: W. ROY DUNBAR
Management
For
For
 
1D.
ELECTION OF DIRECTOR: KURT J. HILZINGER
Management
For
For
 
1E.
ELECTION OF DIRECTOR: DAVID A. JONES, JR.
Management
For
For
 
1F.
ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER
Management
For
For
 
1G.
ELECTION OF DIRECTOR: WILLIAM J. MCDONALD
Management
For
For
 
1H.
ELECTION OF DIRECTOR: WILLIAM E. MITCHELL
Management
For
For
 
1I.
ELECTION OF DIRECTOR: DAVID B. NASH, M.D.
Management
For
For
 
1J.
ELECTION OF DIRECTOR: JAMES J. O'BRIEN
Management
For
For
 
1K.
ELECTION OF DIRECTOR: MARISSA T. PETERSON
Management
For
For
 
2.
THE RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
 
3.
THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2013 PROXY STATEMENT.
Management
For
For
 
4.
STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
 
AT&T INC.
Security
00206R102
   
Meeting Type
Annual
Ticker Symbol
T
   
Meeting Date
26-Apr-2013
ISIN
US00206R1023
   
Agenda
933744016 - Management
Record Date
27-Feb-2013
   
Holding Recon Date
27-Feb-2013
City /
Country
/
United States
 
Vote Deadline Date
25-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: RANDALL L. STEPHENSON
Management
For
For
 
1B.
ELECTION OF DIRECTOR: GILBERT F. AMELIO
Management
For
For
 
1C.
ELECTION OF DIRECTOR: REUBEN V. ANDERSON
Management
For
For
 
1D.
ELECTION OF DIRECTOR: JAMES H. BLANCHARD
Management
For
For
 
1E.
ELECTION OF DIRECTOR: JAIME CHICO PARDO
Management
For
For
 
1F.
ELECTION OF DIRECTOR: SCOTT T. FORD
Management
For
For
 
1G.
ELECTION OF DIRECTOR: JAMES P. KELLY
Management
For
For
 
1H.
ELECTION OF DIRECTOR: JON C. MADONNA
Management
For
For
 
1I.
ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER
Management
For
For
 
1J.
ELECTION OF DIRECTOR: JOHN B. MCCOY
Management
For
For
 
1K.
ELECTION OF DIRECTOR: JOYCE M. ROCHE
Management
For
For
 
1L.
ELECTION OF DIRECTOR: MATTHEW K. ROSE
Management
For
For
 
1M.
ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON
Management
For
For
 
2.
RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.
Management
For
For
 
3.
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
Management
For
For
 
4.
APPROVE STOCK PURCHASE AND DEFERRAL PLAN.
Management
For
For
 
5.
POLITICAL CONTRIBUTIONS REPORT.
Shareholder
Against
For
 
6.
LEAD BATTERIES REPORT.
Shareholder
Against
For
 
7.
COMPENSATION PACKAGES.
Shareholder
For
Against
 
8.
INDEPENDENT BOARD CHAIRMAN.
Shareholder
For
Against
 
FORTUNE BRANDS HOME & SECURITY, INC.
Security
34964C106
   
Meeting Type
Annual
Ticker Symbol
FBHS
   
Meeting Date
29-Apr-2013
ISIN
US34964C1062
   
Agenda
933742997 - Management
Record Date
28-Feb-2013
   
Holding Recon Date
28-Feb-2013
City /
Country
/
United States
 
Vote Deadline Date
26-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF CLASS II DIRECTOR: RICHARD A. GOLDSTEIN
Management
For
For
 
1B.
ELECTION OF CLASS II DIRECTOR: CHRISTOPHER J. KLEIN
Management
For
For
 
2
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
3
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
Management
For
For
 
4
APPROVAL OF THE FORTUNE BRANDS HOME & SECURITY, INC. 2013 LONG-TERM INCENTIVE PLAN.
Management
For
For
 
5
APPROVAL OF THE FORTUNE BRANDS HOME & SECURITY, INC. ANNUAL EXECUTIVE INCENTIVE COMPENSATION PLAN.
Management
For
For
 
AMERICAN EXPRESS COMPANY
Security
025816109
   
Meeting Type
Annual
Ticker Symbol
AXP
   
Meeting Date
29-Apr-2013
ISIN
US0258161092
   
Agenda
933746402 - Management
Record Date
01-Mar-2013
   
Holding Recon Date
01-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
26-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
C. BARSHEFSKY
For
For
 
 
2
U.M. BURNS
For
For
 
 
3
K.I. CHENAULT
For
For
 
 
4
P. CHERNIN
For
For
 
 
5
A. LAUVERGEON
For
For
 
 
6
T.J. LEONSIS
For
For
 
 
7
R.C. LEVIN
For
For
 
 
8
R.A. MCGINN
For
For
 
 
9
S.J. PALMISANO
For
For
 
 
10
S.S REINEMUND
For
For
 
 
11
D.L. VASELLA
For
For
 
 
12
R.D. WALTER
For
For
 
 
13
R.A. WILLIAMS
For
For
 
2.
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
3.
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Management
Against
Against
 
4.
SHAREHOLDER PROPOSAL RELATING TO SEPARATION OF CHAIRMAN AND CEO ROLES.
Shareholder
For
Against
 
INTERNATIONAL BUSINESS MACHINES CORP.
Security
459200101
   
Meeting Type
Annual
Ticker Symbol
IBM
   
Meeting Date
30-Apr-2013
ISIN
US4592001014
   
Agenda
933744004 - Management
Record Date
01-Mar-2013
   
Holding Recon Date
01-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
29-Apr-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: A.J.P. BELDA
Management
For
For
 
1B.
ELECTION OF DIRECTOR: W.R. BRODY
Management
For
For
 
1C.
ELECTION OF DIRECTOR: K.I. CHENAULT
Management
For
For
 
1D.
ELECTION OF DIRECTOR: M.L. ESKEW
Management
For
For
 
1E.
ELECTION OF DIRECTOR: D.N. FARR
Management
For
For
 
1F.
ELECTION OF DIRECTOR: S.A. JACKSON
Management
For
For
 
1G.
ELECTION OF DIRECTOR: A.N. LIVERIS
Management
For
For
 
1H.
ELECTION OF DIRECTOR: W.J. MCNERNEY, JR.
Management
For
For
 
1I.
ELECTION OF DIRECTOR: J.W. OWENS
Management
For
For
 
1J.
ELECTION OF DIRECTOR: V.M. ROMETTY
Management
For
For
 
1K.
ELECTION OF DIRECTOR: J.E. SPERO
Management
For
For
 
1L.
ELECTION OF DIRECTOR: S. TAUREL
Management
For
For
 
1M.
ELECTION OF DIRECTOR: L.H. ZAMBRANO
Management
For
For
 
2.
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
Management
For
For
 
3.
ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72)
Management
For
For
 
4.
STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 73)
Shareholder
Against
For
 
5.
STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 74)
Shareholder
For
Against
 
6.
STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR (PAGE 75)
Shareholder
For
Against
 
7.
STOCKHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK (PAGE 76)
Shareholder
Against
For
 
CABOT OIL & GAS CORPORATION
Security
127097103
   
Meeting Type
Annual
Ticker Symbol
COG
   
Meeting Date
02-May-2013
ISIN
US1270971039
   
Agenda
933746046 - Management
Record Date
08-Mar-2013
   
Holding Recon Date
08-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
01-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A
ELECTION OF DIRECTOR: ROBERT L. KEISER
Management
For
For
 
1B
ELECTION OF DIRECTOR: W. MATT RALLS
Management
For
For
 
2
TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2013 FISCAL YEAR.
Management
For
For
 
3
TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
 
4
TO CONSIDER A STOCKHOLDER PROPOSAL TO ELIMINATE ACCELERATED VESTING OF OUR SENIOR EXECUTIVES' EQUITY AWARDS IN THE EVENT OF A CHANGE IN CONTROL.
Shareholder
For
Against
 
EOG RESOURCES, INC.
Security
26875P101
   
Meeting Type
Annual
Ticker Symbol
EOG
   
Meeting Date
02-May-2013
ISIN
US26875P1012
   
Agenda
933763054 - Management
Record Date
08-Mar-2013
   
Holding Recon Date
08-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
01-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: CHARLES R. CRISP
Management
For
For
 
1B.
ELECTION OF DIRECTOR: JAMES C. DAY
Management
For
For
 
1C.
ELECTION OF DIRECTOR: MARK G. PAPA
Management
For
For
 
1D.
ELECTION OF DIRECTOR: H. LEIGHTON STEWARD
Management
For
For
 
1E.
ELECTION OF DIRECTOR: DONALD F. TEXTOR
Management
For
For
 
1F.
ELECTION OF DIRECTOR: WILLIAM R. THOMAS
Management
For
For
 
1G.
ELECTION OF DIRECTOR: FRANK G. WISNER
Management
For
For
 
2.
TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013.
Management
For
For
 
3.
TO APPROVE THE AMENDED AND RESTATED EOG RESOURCES, INC. 2008 OMNIBUS EQUITY COMPENSATION PLAN.
Management
For
For
 
4.
TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
 
EASTMAN CHEMICAL COMPANY
Security
277432100
   
Meeting Type
Annual
Ticker Symbol
EMN
   
Meeting Date
02-May-2013
ISIN
US2774321002
   
Agenda
933763573 - Management
Record Date
08-Mar-2013
   
Holding Recon Date
08-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
01-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.1
ELECTION OF DIRECTOR: GARY E. ANDERSON
Management
For
For
 
1.2
ELECTION OF DIRECTOR: BRETT D. BEGEMANN
Management
For
For
 
1.3
ELECTION OF DIRECTOR: STEPHEN R. DEMERITT
Management
For
For
 
1.4
ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ
Management
For
For
 
1.5
ELECTION OF DIRECTOR: JULIE F. HOLDER
Management
For
For
 
1.6
ELECTION OF DIRECTOR: RENEE J. HORNBAKER
Management
For
For
 
1.7
ELECTION OF DIRECTOR: LEWIS M. KLING
Management
For
For
 
1.8
ELECTION OF DIRECTOR: DAVID W. RAISBECK
Management
For
For
 
2.
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT
Management
For
For
 
3.
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
Management
For
For
 
4.
ADVISORY VOTE ON STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE STEPS NECESSARY TO PERMIT STOCKHOLDERS TO ACT BY WRITTEN CONSENT
Shareholder
For
Against
 
ALCATEL-LUCENT
Security
013904305
   
Meeting Type
Annual
Ticker Symbol
ALU
   
Meeting Date
07-May-2013
ISIN
US0139043055
   
Agenda
933747517 - Management
Record Date
15-Feb-2013
   
Holding Recon Date
15-Feb-2013
City /
Country
/
France
 
Vote Deadline Date
03-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
O1
APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012.
Management
For
For
 
O2
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012.
Management
For
For
 
O3
EARNINGS - ALLOCATION OF INCOME.
Management
For
For
 
O4
APPOINTMENT OF MR. MICHEL COMBES AS DIRECTOR.
Management
For
For
 
O5
RENEWAL OF THE TERM OF OFFICE OF MS. CARLA CICO AS DIRECTOR.
Management
For
For
 
O6
RENEWAL OF THE TERM OF OFFICE OF MR. PHILIPPE CAMUS AS DIRECTOR.
Management
For
For
 
O7
RENEWAL OF THE TERM OF OFFICE OF MR. JEAN C. MONTY AS DIRECTOR.
Management
For
For
 
O8
RATIFICATION OF THE APPOINTMENT BY COOPTATION OF MS. KIM CRAWFORD GOODMAN AS DIRECTOR.
Management
For
For
 
O9
APPOINTMENT OF A BOARD OBSERVER.
Management
Against
Against
 
O10
APPROVAL OF A COMMITMENT IN FAVOR OF MR. MICHEL COMBES WITH RESPECT TO PENSION BENEFITS.
Management
Against
Against
 
O11
APPROVAL OF A COMMITMENT IN FAVOR OF MR. MICHEL COMBES UPON TERMINATION OF FUNCTION.
Management
For
For
 
O12
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES.
Management
For
For
 
E13
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO DECREASE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES.
Management
For
For
 
E14
CAPITAL REDUCTION TO BE CARRIED OUT BY REDUCING THE NOMINAL VALUE OF THE COMPANY'S SHARES (FOR PURPOSES OTHER THAN OFFSETTING ACCOUNTING LOSSES) AND ALLOCATION OF THE AMOUNT OF THE CAPITAL REDUCTION TO THE SHARE PREMIUM ACCOUNT.
Management
For
For
 
E15
POWERS TO CARRY OUT FORMALITIES.
Management
For
For
 
MASCO CORPORATION
Security
574599106
   
Meeting Type
Annual
Ticker Symbol
MAS
   
Meeting Date
07-May-2013
ISIN
US5745991068
   
Agenda
933777104 - Management
Record Date
15-Mar-2013
   
Holding Recon Date
15-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
06-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: DENNIS W. ARCHER
Management
For
For
 
1B.
ELECTION OF DIRECTOR: DONALD R. PARFET
Management
For
For
 
1C.
ELECTION OF DIRECTOR: LISA A. PAYNE
Management
For
For
 
2.
TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND THE RELATED MATERIALS DISCLOSED IN THE PROXY STATEMENT.
Management
For
For
 
3.
TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP, AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2013.
Management
For
For
 
4.
TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION AND BYLAWS TO DECLASSIFY THE BOARD OF DIRECTORS.
Management
For
For
 
5.
TO APPROVE THE PERFORMANCE METRICS FOR PERFORMANCE-BASED COMPENSATION INTENDED TO QUALIFY UNDER INTERNAL REVENUE CODE SECTION 162(M).
Management
For
For
 
BANK OF AMERICA CORPORATION
Security
060505104
   
Meeting Type
Annual
Ticker Symbol
BAC
   
Meeting Date
08-May-2013
ISIN
US0605051046
   
Agenda
933759017 - Management
Record Date
13-Mar-2013
   
Holding Recon Date
13-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
07-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: SHARON L. ALLEN
Management
For
For
 
1B.
ELECTION OF DIRECTOR: SUSAN S. BIES
Management
For
For
 
1C.
ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.
Management
For
For
 
1D.
ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.
Management
For
For
 
1E.
ELECTION OF DIRECTOR: ARNOLD W. DONALD
Management
For
For
 
1F.
ELECTION OF DIRECTOR: CHARLES K. GIFFORD
Management
For
For
 
1G.
ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.
Management
For
For
 
1H.
ELECTION OF DIRECTOR: LINDA P. HUDSON
Management
For
For
 
1I.
ELECTION OF DIRECTOR: MONICA C. LOZANO
Management
For
For
 
1J.
ELECTION OF DIRECTOR: THOMAS J. MAY
Management
For
For
 
1K.
ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN
Management
For
For
 
1L.
ELECTION OF DIRECTOR: LIONEL L. NOWELL, III
Management
For
For
 
1M.
ELECTION OF DIRECTOR: R. DAVID YOST
Management
For
For
 
2.
AN ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY).
Management
For
For
 
3.
RATIFICATION OF THE APPOINTMENT OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
4.
STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS.
Shareholder
For
Against
 
5.
STOCKHOLDER PROPOSAL - PROXY ACCESS.
Shareholder
Against
For
 
6.
STOCKHOLDER PROPOSAL - MULTIPLE BOARD SERVICE.
Shareholder
Against
For
 
7.
STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
 
8.
STOCKHOLDER PROPOSAL - MORTGAGE SERVICING.
Shareholder
Against
For
 
MOHAWK INDUSTRIES, INC.
Security
608190104
   
Meeting Type
Annual
Ticker Symbol
MHK
   
Meeting Date
08-May-2013
ISIN
US6081901042
   
Agenda
933773574 - Management
Record Date
15-Mar-2013
   
Holding Recon Date
15-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
07-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
MR. FIEDLER
For
For
 
 
2
MR. WELLBORN
For
For
 
2.
THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
 
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2013 ANNUAL MEETING OF STOCKHOLDERS.
Management
For
For
 
USG CORPORATION
Security
903293405
   
Meeting Type
Annual
Ticker Symbol
USG
   
Meeting Date
08-May-2013
ISIN
US9032934054
   
Agenda
933777659 - Management
Record Date
11-Mar-2013
   
Holding Recon Date
11-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
07-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
BRIAN A. KENNEY
For
For
 
 
2
STEVEN F. LEER
For
For
 
2.
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2013.
Management
For
For
 
3.
APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF OUR COMMON STOCK.
Management
For
For
 
4.
RATIFICATION, BY ADVISORY VOTE, OF AN AMENDMENT TO OUR RIGHTS AGREEMENT TO RESTRICT CERTAIN TRANSFERS OF OUR COMMON STOCK.
Management
For
For
 
ANADARKO PETROLEUM CORPORATION
Security
032511107
   
Meeting Type
Annual
Ticker Symbol
APC
   
Meeting Date
14-May-2013
ISIN
US0325111070
   
Agenda
933764715 - Management
Record Date
19-Mar-2013
   
Holding Recon Date
19-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
13-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: KEVIN P. CHILTON
Management
For
For
 
1B.
ELECTION OF DIRECTOR: LUKE R. CORBETT
Management
For
For
 
1C.
ELECTION OF DIRECTOR: H. PAULETT EBERHART
Management
For
For
 
1D.
ELECTION OF DIRECTOR: PETER J. FLUOR
Management
For
For
 
1E.
ELECTION OF DIRECTOR: RICHARD L. GEORGE
Management
For
For
 
1F.
ELECTION OF DIRECTOR: PRESTON M. GEREN III
Management
For
For
 
1G.
ELECTION OF DIRECTOR: CHARLES W. GOODYEAR
Management
For
For
 
1H.
ELECTION OF DIRECTOR: JOHN R. GORDON
Management
For
For
 
1I.
ELECTION OF DIRECTOR: ERIC D. MULLINS
Management
For
For
 
1J.
ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS
Management
For
For
 
1K.
ELECTION OF DIRECTOR: R. A. WALKER
Management
For
For
 
2.
RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR.
Management
For
For
 
3.
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
Management
Against
Against
 
4.
STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
 
CONOCOPHILLIPS
Security
20825C104
   
Meeting Type
Annual
Ticker Symbol
COP
   
Meeting Date
14-May-2013
ISIN
US20825C1045
   
Agenda
933764842 - Management
Record Date
15-Mar-2013
   
Holding Recon Date
15-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
13-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: RICHARD L. ARMITAGE
Management
For
For
 
1B.
ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK
Management
For
For
 
1C.
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR.
Management
For
For
 
1D.
ELECTION OF DIRECTOR: JODY L. FREEMAN
Management
For
For
 
1E.
ELECTION OF DIRECTOR: GAY HUEY EVANS
Management
For
For
 
1F.
ELECTION OF DIRECTOR: RYAN M. LANCE
Management
For
For
 
1G.
ELECTION OF DIRECTOR: MOHD H. MARICAN
Management
For
For
 
1H.
ELECTION OF DIRECTOR: ROBERT A. NIBLOCK
Management
For
For
 
1I.
ELECTION OF DIRECTOR: HARALD J. NORVIK
Management
For
For
 
1J.
ELECTION OF DIRECTOR: WILLIAM E. WADE, JR.
Management
For
For
 
2.
TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
3.
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
Management
Against
Against
 
4.
REPORT ON GRASSROOTS LOBBYING EXPENDITURES.
Shareholder
Against
For
 
5.
GREENHOUSE GAS REDUCTION TARGETS.
Shareholder
Against
For
 
6.
GENDER IDENTITY NON-DISCRIMINATION.
Shareholder
For
Against
 
CF INDUSTRIES HOLDINGS, INC.
Security
125269100
   
Meeting Type
Annual
Ticker Symbol
CF
   
Meeting Date
14-May-2013
ISIN
US1252691001
   
Agenda
933772724 - Management
Record Date
25-Mar-2013
   
Holding Recon Date
25-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
13-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
2A.
ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER
Management
For
For
 
2B.
ELECTION OF DIRECTOR: STEPHEN J. HAGGE
Management
For
For
 
2C.
ELECTION OF DIRECTOR: EDWARD A. SCHMITT
Management
For
For
 
1.
APPROVAL OF AN AMENDMENT TO CF INDUSTRIES HOLDINGS, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
Management
For
For
 
3.
APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS.
Management
For
For
 
4.
RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
5.
STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING STANDARD, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
For
Against
 
6.
STOCKHOLDER PROPOSAL REGARDING BOARD DIVERSITY, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
Against
For
 
7.
STOCKHOLDER PROPOSAL REGARDING POLITICAL USE OF CORPORATE ASSETS, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
For
Against
 
8.
STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
For
Against
 
AMERICAN INTERNATIONAL GROUP, INC.
Security
026874784
   
Meeting Type
Annual
Ticker Symbol
AIG
   
Meeting Date
15-May-2013
ISIN
US0268747849
   
Agenda
933772560 - Management
Record Date
20-Mar-2013
   
Holding Recon Date
20-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
14-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE
Management
For
For
 
1B.
ELECTION OF DIRECTOR: W. DON CORNWELL
Management
For
For
 
1C.
ELECTION OF DIRECTOR: JOHN H. FITZPATRICK
Management
For
For
 
1D.
ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN
Management
For
For
 
1E.
ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH
Management
For
For
 
1F.
ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ
Management
For
For
 
1G.
ELECTION OF DIRECTOR: GEORGE L. MILES, JR.
Management
For
For
 
1H.
ELECTION OF DIRECTOR: HENRY S. MILLER
Management
For
For
 
1I.
ELECTION OF DIRECTOR: ROBERT S. MILLER
Management
For
For
 
1J.
ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON
Management
For
For
 
1K.
ELECTION OF DIRECTOR: RONALD A. RITTENMEYER
Management
For
For
 
1L.
ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND
Management
For
For
 
1M.
ELECTION OF DIRECTOR: THERESA M. STONE
Management
For
For
 
2.
TO APPROVE THE AMERICAN INTERNATIONAL GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
Management
For
For
 
3.
TO VOTE UPON A NON-BINDING SHAREHOLDER RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
 
4.
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES.
Management
1 Year
For
 
5.
TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
6.
TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO RESTRICTING SERVICE ON OTHER BOARDS BY DIRECTORS OF AIG.
Shareholder
Against
For
 
GENWORTH FINANCIAL, INC.
Security
37247D106
   
Meeting Type
Annual
Ticker Symbol
GNW
   
Meeting Date
15-May-2013
ISIN
US37247D1063
   
Agenda
933783070 - Management
Record Date
04-Apr-2013
   
Holding Recon Date
04-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
14-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.1
ELECTION OF DIRECTOR: WILLIAM H. BOLINDER
Management
For
For
 
1.2
ELECTION OF DIRECTOR: G. KENT CONRAD
Management
For
For
 
1.3
ELECTION OF DIRECTOR: NANCY J. KARCH
Management
For
For
 
1.4
ELECTION OF DIRECTOR: THOMAS J. MCINERNEY
Management
For
For
 
1.5
ELECTION OF DIRECTOR: CHRISTINE B. MEAD
Management
For
For
 
1.6
ELECTION OF DIRECTOR: DAVID M. MOFFETT
Management
For
For
 
1.7
ELECTION OF DIRECTOR: THOMAS E. MOLONEY
Management
For
For
 
1.8
ELECTION OF DIRECTOR: JAMES A. PARKE
Management
For
For
 
1.9
ELECTION OF DIRECTOR: JAMES S. RIEPE
Management
For
For
 
2.
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
Management
For
For
 
3.
RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
JPMORGAN CHASE & CO.
Security
46625H100
   
Meeting Type
Annual
Ticker Symbol
JPM
   
Meeting Date
21-May-2013
ISIN
US46625H1005
   
Agenda
933779728 - Management
Record Date
22-Mar-2013
   
Holding Recon Date
22-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
20-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: JAMES A. BELL
Management
For
For
 
1B.
ELECTION OF DIRECTOR: CRANDALL C. BOWLES
Management
For
For
 
1C.
ELECTION OF DIRECTOR: STEPHEN B. BURKE
Management
For
For
 
1D.
ELECTION OF DIRECTOR: DAVID M. COTE
Management
For
For
 
1E.
ELECTION OF DIRECTOR: JAMES S. CROWN
Management
For
For
 
1F.
ELECTION OF DIRECTOR: JAMES DIMON
Management
For
For
 
1G.
ELECTION OF DIRECTOR: TIMOTHY P. FLYNN
Management
For
For
 
1H.
ELECTION OF DIRECTOR: ELLEN V. FUTTER
Management
For
For
 
1I.
ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.
Management
For
For
 
1J.
ELECTION OF DIRECTOR: LEE R. RAYMOND
Management
For
For
 
1K.
ELECTION OF DIRECTOR: WILLIAM C. WELDON
Management
For
For
 
2.
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
 
3.
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION
Management
For
For
 
4.
AMENDMENT TO THE FIRM'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT
Management
For
For
 
5.
REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN
Management
For
For
 
6.
REQUIRE SEPARATION OF CHAIRMAN AND CEO
Shareholder
For
Against
 
7.
REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE
Shareholder
Against
For
 
8.
ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS
Shareholder
Against
For
 
9.
DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES
Shareholder
Against
For
 
THE TRAVELERS COMPANIES, INC.
Security
89417E109
   
Meeting Type
Annual
Ticker Symbol
TRV
   
Meeting Date
22-May-2013
ISIN
US89417E1091
   
Agenda
933777887 - Management
Record Date
25-Mar-2013
   
Holding Recon Date
25-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
21-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: ALAN L. BELLER
Management
For
For
 
1B.
ELECTION OF DIRECTOR: JOHN H. DASBURG
Management
For
For
 
1C.
ELECTION OF DIRECTOR: JANET M. DOLAN
Management
For
For
 
1D.
ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN
Management
For
For
 
1E.
ELECTION OF DIRECTOR: JAY S. FISHMAN
Management
For
For
 
1F.
ELECTION OF DIRECTOR: PATRICIA L. HIGGINS
Management
For
For
 
1G.
ELECTION OF DIRECTOR: THOMAS R. HODGSON
Management
For
For
 
1H.
ELECTION OF DIRECTOR: WILLIAM J. KANE
Management
For
For
 
1I.
ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR.
Management
For
For
 
1J.
ELECTION OF DIRECTOR: DONALD J. SHEPARD
Management
For
For
 
1K.
ELECTION OF DIRECTOR: LAURIE J. THOMSEN
Management
For
For
 
2.
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
3.
NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION.
Management
Against
Against
 
4.
AMENDMENT TO ARTICLES OF INCORPORATION TO PROVIDE ADDITIONAL AUTHORITY TO ISSUE PREFERRED STOCK.
Management
For
For
 
5.
SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS.
Shareholder
Against
For
 
THERMO FISHER SCIENTIFIC INC.
Security
883556102
   
Meeting Type
Annual
Ticker Symbol
TMO
   
Meeting Date
22-May-2013
ISIN
US8835561023
   
Agenda
933783056 - Management
Record Date
01-Apr-2013
   
Holding Recon Date
01-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
21-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: C. MARTIN HARRIS
Management
For
For
 
1B.
ELECTION OF DIRECTOR: JUDY C. LEWENT
Management
For
For
 
1C.
ELECTION OF DIRECTOR: JIM P. MANZI
Management
For
For
 
1D.
ELECTION OF DIRECTOR: LARS R. SORENSEN
Management
For
For
 
1E.
ELECTION OF DIRECTOR: ELAINE S. ULLIAN
Management
For
For
 
1F.
ELECTION OF DIRECTOR: MARC N. CASPER
Management
For
For
 
1G.
ELECTION OF DIRECTOR: NELSON J. CHAI
Management
For
For
 
1H.
ELECTION OF DIRECTOR: TYLER JACKS
Management
For
For
 
2.
AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
Management
For
For
 
3.
APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 STOCK INCENTIVE PLAN.
Management
For
For
 
4.
APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN.
Management
For
For
 
5.
RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2013.
Management
For
For
 
NATIONAL OILWELL VARCO, INC.
Security
637071101
   
Meeting Type
Annual
Ticker Symbol
NOV
   
Meeting Date
22-May-2013
ISIN
US6370711011
   
Agenda
933784464 - Management
Record Date
01-Apr-2013
   
Holding Recon Date
01-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
21-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: MERRILL A. MILLER, JR.
Management
For
For
 
1B.
ELECTION OF DIRECTOR: GREG L. ARMSTRONG
Management
For
For
 
1C.
ELECTION OF DIRECTOR: BEN A. GUILL
Management
For
For
 
1D.
ELECTION OF DIRECTOR: DAVID D. HARRISON
Management
For
For
 
1E.
ELECTION OF DIRECTOR: ROGER L. JARVIS
Management
For
For
 
1F.
ELECTION OF DIRECTOR: ERIC L. MATTSON
Management
For
For
 
2.
RATIFICATION OF INDEPENDENT AUDITORS.
Management
For
For
 
3.
APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
 
4.
APPROVE AMENDMENTS TO THE NATIONAL OILWELL VARCO, INC. LONG-TERM INCENTIVE PLAN.
Management
For
For
 
5.
APPROVE THE NATIONAL OILWELL VARCO, INC. ANNUAL CASH INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
Management
For
For
 
PIONEER NATURAL RESOURCES COMPANY
Security
723787107
   
Meeting Type
Annual
Ticker Symbol
PXD
   
Meeting Date
23-May-2013
ISIN
US7237871071
   
Agenda
933777142 - Management
Record Date
28-Mar-2013
   
Holding Recon Date
28-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
22-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.1
ELECTION OF DIRECTOR: TIMOTHY L. DOVE
Management
For
For
 
1.2
ELECTION OF DIRECTOR: CHARLES E. RAMSEY, JR.
Management
For
For
 
1.3
ELECTION OF DIRECTOR: FRANK A. RISCH
Management
For
For
 
2
RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
 
3
ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION
Management
For
For
 
4
STOCKHOLDER PROPOSAL RELATING TO HYDRAULIC FRACTURING DISCLOSURE
Shareholder
Against
For
 
NEXTERA ENERGY, INC.
Security
65339F101
   
Meeting Type
Annual
Ticker Symbol
NEE
   
Meeting Date
23-May-2013
ISIN
US65339F1012
   
Agenda
933777205 - Management
Record Date
25-Mar-2013
   
Holding Recon Date
25-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
22-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: SHERRY S. BARRAT
Management
For
For
 
1B.
ELECTION OF DIRECTOR: ROBERT M. BEALL, II
Management
For
For
 
1C.
ELECTION OF DIRECTOR: JAMES L. CAMAREN
Management
For
For
 
1D.
ELECTION OF DIRECTOR: KENNETH B. DUNN
Management
For
For
 
1E.
ELECTION OF DIRECTOR: LEWIS HAY, III
Management
For
For
 
1F.
ELECTION OF DIRECTOR: TONI JENNINGS
Management
For
For
 
1G.
ELECTION OF DIRECTOR: JAMES L. ROBO
Management
For
For
 
1H.
ELECTION OF DIRECTOR: RUDY E. SCHUPP
Management
For
For
 
1I.
ELECTION OF DIRECTOR: JOHN L. SKOLDS
Management
For
For
 
1J.
ELECTION OF DIRECTOR: WILLIAM H. SWANSON
Management
For
For
 
1K.
ELECTION OF DIRECTOR: MICHAEL H. THAMAN
Management
For
For
 
1L.
ELECTION OF DIRECTOR: HANSEL E. TOOKES, II
Management
For
For
 
2.
RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
3.
APPROVAL, AS REQUIRED BY INTERNAL REVENUE CODE SECTION 162(M), OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED ANNUAL INCENTIVE COMPENSATION UNDER THE NEXTERA ENERGY, INC. 2013 EXECUTIVE ANNUAL INCENTIVE PLAN.
Management
For
For
 
4.
APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
Management
For
For
 
5.
SHAREHOLDER PROPOSAL-POLICY REGARDING STORAGE OF NUCLEAR WASTE.
Shareholder
Against
For
 
FLOWSERVE CORPORATION
Security
34354P105
   
Meeting Type
Annual
Ticker Symbol
FLS
   
Meeting Date
23-May-2013
ISIN
US34354P1057
   
Agenda
933779831 - Management
Record Date
28-Mar-2013
   
Holding Recon Date
28-Mar-2013
City /
Country
/
United States
 
Vote Deadline Date
22-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
GAYLA J. DELLY
For
For
 
 
2
RICK J. MILLS
For
For
 
 
3
CHARLES M. RAMPACEK
For
For
 
 
4
WILLIAM C. RUSNACK
For
For
 
2.
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
 
3.
APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF FLOWSERVE CORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
Management
For
For
 
4.
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
5.
A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TAKE ACTION TO PERMIT SHAREHOLDER ACTION BY WRITTEN CONSENT.
Shareholder
For
Against
 
AMAZON.COM, INC.
Security
023135106
   
Meeting Type
Annual
Ticker Symbol
AMZN
   
Meeting Date
23-May-2013
ISIN
US0231351067
   
Agenda
933782612 - Management
Record Date
01-Apr-2013
   
Holding Recon Date
01-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
22-May-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: JEFFREY P. BEZOS
Management
For
For
 
1B.
ELECTION OF DIRECTOR: TOM A. ALBERG
Management
For
For
 
1C.
ELECTION OF DIRECTOR: JOHN SEELY BROWN
Management
For
For
 
1D.
ELECTION OF DIRECTOR: WILLIAM B. GORDON
Management
For
For
 
1E.
ELECTION OF DIRECTOR: JAMIE S. GORELICK
Management
For
For
 
1F.
ELECTION OF DIRECTOR: ALAIN MONIE
Management
For
For
 
1G.
ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN
Management
For
For
 
1H.
ELECTION OF DIRECTOR: THOMAS O. RYDER
Management
For
For
 
1I.
ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER
Management
For
For
 
2.
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
Management
For
For
 
3.
SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS
Shareholder
For
Against
 
GOOGLE INC.
Security
38259P508
   
Meeting Type
Annual
Ticker Symbol
GOOG
   
Meeting Date
06-Jun-2013
ISIN
US38259P5089
   
Agenda
933801905 - Management
Record Date
08-Apr-2013
   
Holding Recon Date
08-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
05-Jun-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
LARRY PAGE
For
For
 
 
2
SERGEY BRIN
For
For
 
 
3
ERIC E. SCHMIDT
For
For
 
 
4
L. JOHN DOERR
For
For
 
 
5
DIANE B. GREENE
For
For
 
 
6
JOHN L. HENNESSY
For
For
 
 
7
ANN MATHER
For
For
 
 
8
PAUL S. OTELLINI
For
For
 
 
9
K. RAM SHRIRAM
For
For
 
 
10
SHIRLEY M. TILGHMAN
For
For
 
2.
THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.
Management
For
For
 
3.
A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
Against
For
 
4.
A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
For
Against
 
5.
A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
Against
For
 
6.
A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
Against
For
 
ACTIVISION BLIZZARD, INC.
Security
00507V109
   
Meeting Type
Annual
Ticker Symbol
ATVI
   
Meeting Date
06-Jun-2013
ISIN
US00507V1098
   
Agenda
933805624 - Management
Record Date
08-Apr-2013
   
Holding Recon Date
08-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
05-Jun-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A
ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON
Management
Against
Against
 
1B
ELECTION OF DIRECTOR: JEAN-YVES CHARLIER
Management
Against
Against
 
1C
ELECTION OF DIRECTOR: ROBERT J. CORTI
Management
For
For
 
1D
ELECTION OF DIRECTOR: FREDERIC R. CREPIN
Management
Against
Against
 
1E
ELECTION OF DIRECTOR: JEAN-FRANCOIS DUBOS
Management
Against
Against
 
1F
ELECTION OF DIRECTOR: LUCIAN GRAINGE
Management
Against
Against
 
1G
ELECTION OF DIRECTOR: BRIAN G. KELLY
Management
Against
Against
 
1H
ELECTION OF DIRECTOR: ROBERT A. KOTICK
Management
Against
Against
 
1I
ELECTION OF DIRECTOR: ROBERT J. MORGADO
Management
For
For
 
1J
ELECTION OF DIRECTOR: RICHARD SARNOFF
Management
For
For
 
1K
ELECTION OF DIRECTOR: REGIS TURRINI
Management
Against
Against
 
2
TO REQUEST ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION.
Management
Against
Against
 
3
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Management
For
For
 
FACEBOOK INC.
Security
30303M102
   
Meeting Type
Annual
Ticker Symbol
FB
   
Meeting Date
11-Jun-2013
ISIN
US30303M1027
   
Agenda
933811538 - Management
Record Date
16-Apr-2013
   
Holding Recon Date
16-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
10-Jun-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.
DIRECTOR
Management
     
 
1
MARC L. ANDREESSEN
For
For
 
 
2
ERSKINE B. BOWLES
For
For
 
 
3
S.D. DESMOND-HELLMANN
For
For
 
 
4
DONALD E. GRAHAM
For
For
 
 
5
REED HASTINGS
For
For
 
 
6
SHERYL K. SANDBERG
For
For
 
 
7
PETER A. THIEL
For
For
 
 
8
MARK ZUCKERBERG
For
For
 
2.
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF FACEBOOK, INC.'S NAMED EXECUTIVE OFFICERS.
Management
Against
Against
 
3.
TO VOTE, ON A NON-BINDING ADVISORY BASIS, WHETHER A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR FACEBOOK, INC.'S NAMED EXECUTIVE OFFICERS SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS.
Management
1 Year
Against
 
4.
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.
Management
Against
Against
 
SANDISK CORPORATION
Security
80004C101
   
Meeting Type
Annual
Ticker Symbol
SNDK
   
Meeting Date
12-Jun-2013
ISIN
US80004C1018
   
Agenda
933811590 - Management
Record Date
15-Apr-2013
   
Holding Recon Date
15-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
11-Jun-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1.1
ELECTION OF DIRECTOR: MICHAEL E. MARKS
Management
For
For
 
1.2
ELECTION OF DIRECTOR: KEVIN DENUCCIO
Management
For
For
 
1.3
ELECTION OF DIRECTOR: IRWIN FEDERMAN
Management
For
For
 
1.4
ELECTION OF DIRECTOR: STEVEN J. GOMO
Management
For
For
 
1.5
ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN
Management
For
For
 
1.6
ELECTION OF DIRECTOR: DR. CHENMING HU
Management
For
For
 
1.7
ELECTION OF DIRECTOR: CATHERINE P. LEGO
Management
For
For
 
1.8
ELECTION OF DIRECTOR: SANJAY MEHROTRA
Management
For
For
 
2
TO APPROVE THE SANDISK CORPORATION 2013 INCENTIVE PLAN AND THE INITIAL RESERVATION OF 20,000,000 SHARES OF THE COMPANY'S COMMON STOCK TO BE ISSUED UNDER THE SANDISK CORPORATION 2013 INCENTIVE PLAN.
Management
For
For
 
3
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
 
4
TO PASS AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
 
MASTERCARD INCORPORATED
Security
57636Q104
   
Meeting Type
Annual
Ticker Symbol
MA
   
Meeting Date
18-Jun-2013
ISIN
US57636Q1040
   
Agenda
933809761 - Management
Record Date
19-Apr-2013
   
Holding Recon Date
19-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
17-Jun-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE
Management
For
For
 
1B.
ELECTION OF DIRECTOR: AJAY BANGA
Management
For
For
 
1C.
ELECTION OF DIRECTOR: SILVIO BARZI
Management
For
For
 
1D.
ELECTION OF DIRECTOR: DAVID R. CARLUCCI
Management
For
For
 
1E.
ELECTION OF DIRECTOR: STEVEN J. FREIBERG
Management
For
For
 
1F.
ELECTION OF DIRECTOR: NANCY J. KARCH
Management
For
For
 
1G.
ELECTION OF DIRECTOR: MARC OLIVIE
Management
For
For
 
1H.
ELECTION OF DIRECTOR: RIMA QURESHI
Management
For
For
 
1I.
ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES
Management
For
For
 
1J.
ELECTION OF DIRECTOR: MARK SCHWARTZ
Management
For
For
 
1K.
ELECTION OF DIRECTOR: JACKSON P. TAI
Management
For
For
 
1L.
ELECTION OF DIRECTOR: EDWARD SUNING TIAN
Management
For
For
 
2.
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION
Management
For
For
 
3.
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
 
YAHOO! INC.
Security
984332106
   
Meeting Type
Annual
Ticker Symbol
YHOO
   
Meeting Date
25-Jun-2013
ISIN
US9843321061
   
Agenda
933818544 - Management
Record Date
26-Apr-2013
   
Holding Recon Date
26-Apr-2013
City /
Country
/
United States
 
Vote Deadline Date
24-Jun-2013
SEDOL(s)
 
Quick Code
 
               
Item
Proposal
Type
Vote
For/Against Management
 
1A.
ELECTION OF DIRECTOR: JOHN D. HAYES
Management
For
For
 
1B.
ELECTION OF DIRECTOR: SUSAN M. JAMES
Management
For
For
 
1C.
ELECTION OF DIRECTOR: MAX R. LEVCHIN
Management
For
For
 
1D.
ELECTION OF DIRECTOR: PETER LIGUORI
Management
For
For
 
1E.
ELECTION OF DIRECTOR: DANIEL S. LOEB
Management
For
For
 
1F.
ELECTION OF DIRECTOR: MARISSA A. MAYER
Management
For
For
 
1G.
ELECTION OF DIRECTOR: THOMAS J. MCINERNEY
Management
For
For
 
1H.
ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR.
Management
For
For
 
1I.
ELECTION OF DIRECTOR: HARRY J. WILSON
Management
For
For
 
1J.
ELECTION OF DIRECTOR: MICHAEL J. WOLF
Management
For
For
 
2.
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION.
Management
For
For
 
3.
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
 
4.
SHAREHOLDER PROPOSAL REGARDING SOCIAL RESPONSIBILITY REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
Shareholder
Against
For
 
5.
SHAREHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
Shareholder
For
Against
 
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
  
(Registrant)     Investment Managers Series Trust        
 
By (Signature and Title)*
 
/s/ John Zader
 
   
John Zader, President
 
Date
July 24, 2013
     
 
* Print the name and title of each signing officer under his or her signature.
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