UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13E-3
(Amendment No. 3)
RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E)
OF THE SECURITIES EXCHANGE ACT OF 1934
Le Gaga
Holdings Limited
(Name of the Issuer)
Le Gaga
Holdings Limited
Harvest Holdings Limited
Harvest Parent Limited
Harvest Merger Limited
Ms. Na Lai Chiu
Valuetrue Investments Limited
Mr. Shing Yung Ma
Grow Grand Limited
Sequoia
Capital China I, L.P.
Sequoia Capital China Partners Fund I, L.P.
Sequoia Capital China Principals Fund I, L.P.
Sequoia Capital China Growth Fund I, L.P.
Sequoia Capital China Growth Partners Fund I, L.P.
Sequoia Capital China GF Principals Fund I, L.P.
SC China Holding Limited
Mr. Neil Nanpeng Shen
YH
Greenhouse, LLC
Yiheng Capital, LLC
Mr. Yuanshan Guo
SIG
China Investments One, Ltd.
SIG Asia Investment, LLLP
Honeycomb Assets Management Limited
Mr. Ming Xia Fu
Limewater Limited
Mr. Wei Min Xia
Natural Eternity Limited
Mr. Kin Ip Law
Mr. Gordon Xiaogang Wang
Win Seasons Holdings Limited
Mr. Ming Ho Lui
(Names of Persons Filing Statement)
Ordinary Shares, par value US$0.01 per share
American Depositary Shares, each representing 50 Ordinary Shares
(Title of Class of Securities)
521168 104
(CUSIP Number)
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Le Gaga Holdings Limited
Unit 1105, The Metropolis Tower, 10
Metropolis Drive, Hung Hom, Kowloon,
Hong Kong Attention:
Brian Shek Telephone: (852) 3162-8585
YH Greenhouse, LLC Yiheng
Capital, LLC Mr. Yuanshan Guo
1 Montgomery St. Ste 3450, San
Francisco, California 94104
Telephone: +1 (415) 875-5600 |
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Harvest Holdings Limited
Harvest Parent Limited
Harvest Merger Limited Ms.
Na Lai Chiu Valuetrue Investments Limited
Mr. Shing Yung Ma Grow
Grand Limited Honeycomb Assets Management Limited
Mr. Ming Xia Fu Limewater
Limited Mr. Wei Min Xia
Natural Eternity Limited
Mr. Kin Ip Law Mr. Gordon
Xiaogang Wang Win Seasons Holdings Limited
Mr. Ming Ho Lui Unit 1105,
The Metropolis Tower, 10 Metropolis Drive, Hung Hom, Kowloon,
Hong Kong Telephone: (852)
3162-8585 SIG China Investments One, Ltd.
SIG Asia Investment, LLLP
One Commerce Center 1201 N.
Orange Street, Suite 715 Wilmington, DE 19801
Telephone: +1 (415) 403-6510 |
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Sequoia Capital China I, L.P.
Sequoia Capital China Partners Fund I,
L.P. Sequoia Capital China
Principals Fund I, L.P.
Sequoia Capital China Growth Fund I,
L.P. Sequoia Capital China
Growth Partners Fund I, L.P.
Sequoia Capital China GF Principals
Fund I, L.P. SC China
Holding Limited Mr. Neil Nanpeng Shen
Suite 2215, 22/F Two Pacific Place
88 Queensway, Hong Kong
Tel: (852) 2501-8989 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
With copies to:
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Gregory Puff, Esq.
Akin Gump Strauss Hauer & Feld LLP
Unit 01-04, 28th Floor, Alexandra House
18 Chater Road Central Hong
Kong Tel: (852) 3694-0000
Fax: (852) 3694-3001 |
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Akiko Mikumo, Esq.
Weil, Gotshal & Manges LLP
29th Floor, Alexandra House
18 Chater Road Central Hong
Kong Tel: (852) 3476-9000
Fax: (852) 3015-9354 |
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Eugene Lee, Esq.
Latham & Watkins 18th
Floor, One Exchange Square 8 Connaught Place, Central
Hong Kong Tel: (852)
2912-2500 Fax: (852) 2912-2600 |
This statement is filed in connection with (check the appropriate box):
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The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14-C or Rule 13e-3(c) under the Securities Exchange Act of 1934. |
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The filing of a registration statement under the Securities Act of 1933. |
Check the following box if the soliciting materials or information statement referred to in
checking box (a) are preliminary copies: ¨
Check the following box if the filing is a final
amendment reporting the results of the transaction: x
Calculation of Filing Fee
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Transactional Valuation* |
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Amount of Filing Fee** |
$37,119,106.81 |
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$4,781 |
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Calculated solely for the purpose of determining the filing fee in accordance with Rule 0-11(b)(1) under the Securities Exchange Act of 1934, as amended. The filing fee is calculated based on the sum of (a) the
aggregate cash payment for the proposed per share cash payment of $0.0812 for 446,368,250 outstanding shares (including shares represented by American depositary shares) of the issuer subject to the transaction (which is the total outstanding shares
less the rollover shares not being acquired), plus (b) the product of 182,691,500 ordinary shares issuable under all vested and unexercised options with an exercise price lower than $0.0812 multiplied by $0.004784048 per share (which is the
difference between $0.0812 per share merger consideration and the weighted average exercise price of such vested and unexercised options of approximately $0.076415952 per share) ((a) and (b) together, the Transaction Valuation).
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The amount of the filing fee, calculated in accordance with Exchange Act Rule 0-11(b)(1) and the Securities and Exchange Commission Fee Rate Advisory #1 for Fiscal Year 2014, was calculated by multiplying the
Transaction Valuation by 0.0001288. |
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Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting of the fee was previously paid. Identify the previous filing by registration statement number,
or the Form or Schedule and the date of its filing. |
TABLE OF CONTENTS
INTRODUCTION
This Amendment No. 3 (this Final Amendment) to the Rule 13e-3 transaction statement on Schedule 13E-3, together with the exhibits
hereto (this Transaction Statement), is being filed with the Securities and Exchange Commission (the SEC) pursuant to Section 13(e) of the Securities Exchange Act of 1934, as amended (the Exchange Act),
jointly by the following persons (each, a Filing Person, and collectively, the Filing Persons):
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Le Gaga Holdings Limited, a Cayman Islands exempted company with limited liability (the Company), the issuer of the ordinary shares, par value US$0.01 per share (each, a Share and collectively,
the Shares), including the Shares represented by the American depositary shares (ADSs), each representing 50 Shares, that are subject to the transaction pursuant to Rule 13e-3 under the Exchange Act; |
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Harvest Holdings Limited, a Cayman Islands exempted company with limited liability (Holdco); |
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Harvest Parent Limited, a Cayman Islands exempted company with limited liability and a wholly-owned subsidiary of Holdco (Parent); |
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Harvest Merger Limited, a Cayman Islands exempted company with limited liability and a wholly-owned subsidiary of Parent (Merger Sub); |
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Ms. Na Lai Chiu, chairperson of the Companys board of directors; |
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Valuetrue Investments Limited, a British Virgin Islands investment holding company with limited liability wholly-owned by Ms. Na Lai Chiu (Valuetrue); |
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Mr. Shing Yung Ma, a director and the chief executive officer of the Company; |
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Grow Grand Limited, a British Virgin Islands investment holding company with limited liability wholly-owned by Mr. Shing Yung Ma (Grow Grand); |
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Sequoia Capital China I, L.P., a Cayman Islands limited partnership; |
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Sequoia Capital China Partners Fund I, L.P., a Cayman Islands limited partnership; |
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Sequoia Capital China Principals Fund I, L.P., a Cayman Islands limited partnership; |
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Sequoia Capital China Growth Fund I, L.P., a Cayman Islands limited partnership; |
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Sequoia Capital China Growth Partners Fund I, L.P., a Cayman Islands limited partnership; |
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Sequoia Capital China GF Principals Fund I, L.P., a Cayman Islands limited partnership (together with Sequoia Capital China I, L.P., Sequoia Capital China Partners Fund I, L.P., Sequoia Capital China Principals Fund I,
L.P., Sequoia Capital China Growth Fund I, L.P. and Sequoia Capital China Growth Partners Fund I, L.P., the Sequoia Capital China Funds); |
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SC China Holding Limited, a Cayman Islands exempted company and the ultimate general partner of each of the Sequoia Capital China Funds (SC China); |
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Mr. Neil Nanpeng Shen, the sole ultimate beneficial owner of SC China; |
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YH Greenhouse, LLC, a Delaware limited liability company (YH Greenhouse); |
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Yiheng Capital, LLC, a Delaware limited liability company and the managing member of YH Greenhouse (Yiheng); |
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Mr. Yuanshan Guo, the managing member of Yiheng; |
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SIG China Investments One, Ltd., a Cayman Islands exempted company with limited liability (SIG China); |
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SIG Asia Investment, LLLP, a Delaware limited liability partnership and the investment manager of SIG China; |
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Honeycomb Assets Management Limited, a British Virgin Islands investment holding company with limited liability (Honeycomb); |
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Mr. Ming Xia Fu, the sole director and sole shareholder of Honeycomb; |
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Limewater Limited, a British Virgin Islands investment holding company with limited liability (Limewater); |
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Mr. Wei Min Xia, the sole shareholder and a director of Limewater; |
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Natural Eternity Limited, a British Virgin Islands investment holding company with limited liability (Natural Eternity); |
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Mr. Kin Ip Law, the sole director and sole shareholder of Natural Eternity; |
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Mr. Gordon Xiaogang Wang, a director of the Company; |
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Win Seasons Holdings Limited, a Hong Kong investment holding company with limited liability wholly-owned by Mr. Gordon Xiaogang Wang; and |
This Transaction Statement relates to the agreement and plan of
merger dated as of July 30, 2014 (the merger agreement) by and among Parent, Merger Sub and the Company, pursuant to which Merger Sub was merged with and into the Company (the merger), with the Company continuing as the
surviving company after the merger as a wholly-owned subsidiary of Parent.
In this Transaction Statement, we refer to Ms. Na
Lai Chiu, Valuetrue, Mr. Shing Yung Ma, Grow Grand, the Sequoia Capital China Funds, YH Greenhouse, SIG China, Pacven Walden Ventures VI, L.P., a Cayman Islands limited partnership, Pacven Walden Ventures Parallel VI, L.P., a Cayman Islands
limited partnership, Honeycomb, Limewater, Natural Eternity, Win Seasons and Mr. Ming Ho Lui collectively as the Rollover Shareholders.
This Final Amendment is being filed pursuant to Rule 13e-3(d)(3) to report the results of the transaction that is the subject of this
Transaction Statement.
All information contained in this Final Amendment concerning any of the Filing Persons has been provided by such
Filing Person.
Item 15 Additional Information
(c) Item 15(c) is hereby amended and supplemented as follows:
On October 22, 2014, an extraordinary general meeting of the shareholders of the Company was held at 10:00 a.m. (Hong Kong time), at Unit 1105,
The Metropolis Tower, 10 Metropolis Drive, Hung Hom, Kowloon, Hong Kong. At the extraordinary general meeting, the shareholders of the Company voted to approve the merger agreement and the transactions contemplated thereby, including the merger, and
the proposal to authorize each of the members of the special committee of the board of directors of the Company to do all things necessary to give effect to the merger agreement.
On December 2, 2014, the Company and Merger Sub filed a plan of merger with the Cayman Islands Registrar of Companies, which was registered by
the Cayman Islands Registrar of Companies as of December 2, 2014, pursuant to which the merger became effective on December 2, 2014. As a result of the merger, the Company will continue its operations as a wholly-owned subsidiary of Parent.
At the effective time of the merger (the effective time), each outstanding Share (including Shares represented by ADSs) other than
Excluded Shares (as defined below) was cancelled in exchange for the right to
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receive $0.0812 per Share or $4.06 per ADS (less the $0.05 per ADS cancellation fee to be paid pursuant to the terms of the deposit agreement dated November 3, 2010 by and among the Company and
Citibank, N.A., as depositary, and the holders and beneficial owners of ADSs issued thereunder), in each case, in cash, without interest, and net of any applicable withholding taxes. Excluded Shares are (i) Shares and ADSs beneficially
owned (as determined pursuant to Rule 13d-3 under the Exchange Act) by Parent or any wholly-owned subsidiary of Parent (including Merger Sub) immediately prior to the effective time, including each Share or ADS to be contributed to Parent by the
Rollover Shareholders in connection with the rollover and support agreement dated as of July 30, 2014 entered into by Parent, Holdco and the Rollover Shareholders, and (ii) Shares (Dissenting Shares) owned by holders of Shares who have
validly exercised and not effectively withdrawn or lost their dissenters rights pursuant to Section 238 of the Companies Law (2013 Revision) of the Cayman Islands. The Excluded Shares (other than Dissenting Shares) were cancelled for no
consideration. There are no Dissenting Shares as the Company did not receive any notice of objection from any shareholder prior to the vote to approve the merger, which is required for exercising any dissenters rights.
At the effective time, each outstanding vested and unexercised option to purchase Shares granted under the Companys 2009 Share Incentive
Plan and the Companys 2010 Share Incentive Plan (each, a Company Incentive Plan, and collectively, the Company Incentive Plans) was cancelled and converted into the right to receive a cash amount equal to the number of
Shares issuable under such vested option immediately prior to the effective time of the merger multiplied by the amount by which $0.0812 exceeds the exercise price per Share of such vested option. At the effective time, each outstanding unvested
option to purchase Shares granted under the Company Incentive Plans was cancelled for no consideration.
As a result of the merger, the
ADSs will no longer be listed on any securities exchange or quotation system, including the NASDAQ Global Select Market (NASDAQ). The Company has requested NASDAQ to file an application on Form 25 with the SEC to remove the ADSs from
listing on NASDAQ and withdraw registration of the Shares under the Exchange Act. The deregistration will become effective in 90 days after the filing of Form 25 or such shorter period as may be determined by the SEC. In addition, the Company will
suspend its reporting obligations under the Exchange Act by filing a certification and notice on Form 15 with the SEC. The Companys reporting obligations under the Exchange Act will be suspended immediately as of the filing date of the Form 15
and will terminate once the deregistration becomes effective. The Company will no longer be required to file periodic reports with the SEC or otherwise be subject to the United States federal securities laws, including the Sarbanes-Oxley Act of
2002, applicable to public companies, and the Companys shareholders will no longer enjoy the rights or protections that the United Sates federal securities laws provide, including reporting obligations for directors, officers and principal
securities holders of the Company.
Item 16 Exhibits
(a)-(1) Proxy Statement of the Company dated September 25, 2014 (the Proxy Statement).**
(a)-(2) Notice of Extraordinary General Meeting of Shareholders of the Company, incorporated herein by reference to the Proxy Statement.
(a)-(3) Form of Proxy Card, incorporated herein by reference to the Proxy Statement.
(a)-(4) Form of ADS Voting Instructions Card, incorporated herein by reference to the Proxy Statement.
(a)-(5) Press Release issued by the Company, dated July 30, 2014, incorporated herein by reference to Exhibit 99.1 to the Report on
Form 6-K furnished by the Company to the SEC on July 30, 2014.
(b)-(1) Equity Commitment Letter, dated July 30, 2014, by
and between Yiheng and Holdco, incorporated herein by reference to Exhibit 3 to Schedule 13D filed with the SEC on July 30, 2014.
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(b)-(2) Facility Agreement, dated as of July 30, 2014, by and among Holdco, Parent,
Merger Sub and China Minsheng Banking Corp., Ltd., Hong Kong Branch, incorporated herein by reference to Exhibit 2 to Schedule 13D filed with the SEC on July 30, 2014.
(c)-(1) Opinion of Duff & Phelps, LLC, dated July 30, 2014, incorporated herein by reference to Annex B to the Proxy
Statement.
(c)-(2) Fairness Analysis Presented to the Special Committee of Independent Directors, dated July 30, 2014, of
Duff & Phelps, LLC.*
(d)-(1) Agreement and Plan of Merger, dated as of July 30, 2014, by and among the Company, Parent
and Merger Sub, incorporated herein by reference to Annex A to the Proxy Statement.
(d)-(2) Rollover and Support Agreement, dated as
of July 30, 2014, by and among Holdco, Parent and the Rollover Shareholders, incorporated herein by reference to Annex E to the Proxy Statement.
(d)-(3) Limited Guarantee, dated as of July 30, 2014, by Valuetrue in favor of the Company, incorporated herein by reference to
Exhibit 6 to Schedule 13D filed with the SEC on July 30, 2014.
(d)-(4) Limited Guarantee, dated as of July 30, 2014, by
Grow Grand in favor of the Company, incorporated herein by reference to Exhibit 7 to Schedule 13D filed with the SEC on July 30, 2014.
(d)-(5) Limited Guarantee, dated as of July 30, 2014, by the Sequoia Capital China Funds in favor of the Company, incorporated
herein by reference to Exhibit 8 to Schedule 13D filed with the SEC on July 30, 2014.
(d)-(6) Limited Guarantee, dated as of
July 30, 2014, by Yiheng in favor of the Company, incorporated herein by reference to Exhibit 9 to Schedule 13D filed with the SEC on July 30, 2014.
(d)-(7) Interim Investors Agreement, dated as of July 30, 2014, by and among Holdco, Parent, Merger Sub, Ms. Na Lai Chiu,
Valuetrue, Mr. Shing Yung Ma, Grow Grand, SC China and Yiheng, incorporated herein by reference to Exhibit 5 to Schedule 13D filed with the SEC on July 30, 2014.
(f)-(1) Dissenter Rights, incorporated herein by reference to the section entitled Dissenter Rights in the Proxy Statement.
(f)-(2) Section 238 of the Cayman Companies Law Cap. 22 (Law 3 of 1961, as consolidated and revised), incorporated herein by
reference to Annex C to the Proxy Statement.
(g) Not applicable.
* |
Previously filed on August 18, 2014 |
** |
Previously filed on September 25, 2014 |
4
SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and
correct.
Date: December 2, 2014
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Le Gaga Holdings Limited |
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By: |
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/s/ Chung Bong Pang |
Name: |
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Chung Bong Pang |
Title: |
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Chairman of the Special Committee |
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Harvest Holdings Limited |
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By: |
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/s/ Na Lai Chiu |
Name: |
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Na Lai Chiu |
Title: |
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Director |
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Harvest Parent Limited |
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By: |
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/s/ Na Lai Chiu |
Name: |
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Na Lai Chiu |
Title: |
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Director |
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Harvest Merger Limited |
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By: |
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/s/ Na Lai Chiu |
Name: |
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Na Lai Chiu |
Title: |
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Director |
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Ms. Na Lai Chiu |
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By: |
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/s/ Na Lai Chiu |
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Valuetrue Investments Limited |
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By: |
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/s/ Na Lai Chiu |
Name: |
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Na Lai Chiu |
Title: |
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Director |
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Mr. Shing Yung Ma |
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By: |
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/s/ Shing Yung Ma |
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Grow Grand Limited |
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By: |
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/s/ Shing Yung Ma |
Name: |
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Shing Yung Ma |
Title: |
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Director |
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Sequoia Capital China I, L.P. |
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By: |
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/s/ Kok Wai Yee |
Name: |
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Kok Wai Yee |
Title: |
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Authorised Signatory |
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Sequoia Capital China Partners Fund I, L.P. |
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By: |
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/s/ Kok Wai Yee |
Name: |
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Kok Wai Yee |
Title: |
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Authorised Signatory |
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Sequoia Capital China Principals Fund I, L.P. |
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By: |
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/s/ Kok Wai Yee |
Name: |
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Kok Wai Yee |
Title: |
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Authorised Signatory |
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Sequoia Capital China Growth Fund I, L.P. |
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By: |
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/s/ Kok Wai Yee |
Name: |
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Kok Wai Yee |
Title: |
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Authorised Signatory |
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Sequoia Capital China Growth Partners Fund I, L.P. |
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By: |
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/s/ Kok Wai Yee |
Name: |
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Kok Wai Yee |
Title: |
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Authorised Signatory |
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Sequoia Capital China GF Principals Fund I, L.P. |
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By: |
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/s/ Kok Wai Yee |
Name: |
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Kok Wai Yee |
Title: |
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Authorised Signatory |
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SC China Holding Limited |
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By: |
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/s/ Kok Wai Yee |
Name: |
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Kok Wai Yee |
Title: |
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Authorised Signatory |
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Mr. Neil Nanpeng Shen |
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By: |
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/s/ Neil Nanpeng Shen |
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YH Greenhouse, LLC |
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By: Yiheng Capital, LLC, its Manager |
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By: |
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/s/ Yuanshan Guo |
Name: |
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Yuanshan Guo |
Title: |
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Authorised Signatory |
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Yiheng Capital, LLC |
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By: |
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/s/ Yuanshan Guo |
Name: |
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Yuanshan Guo |
Title: |
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Authorised Signatory |
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Mr. Yuanshan Guo |
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By: |
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/s/ Yuanshan Guo |
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SIG China Investments One, Ltd. |
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By: SIG Asia Investment LLLP, as authorized agent |
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By: Heights Capital Management, Inc., as authorized agent |
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By: |
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/s/ Michael L. Spolan |
Name: |
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Michael L. Spolan |
Title: |
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General Counsel |
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SIG Asia Investment, LLLP |
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By: |
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/s/ Michael L. Spolan |
Name: |
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Michael L. Spolan |
Title: |
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Vice President |
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Mr. Ming Xia Fu |
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By: |
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/s/ Ming Xia Fu |
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Honeycomb Assets Management Limited |
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By: |
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/s/ Ming Xia Fu |
Name: |
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Ming Xia Fu |
Title: |
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Director |
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Mr. Wei Min Xia |
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By: |
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/s/ Wei Min Xia |
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Limewater Limited |
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By: |
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/s/ Wei Min Xia |
Name: |
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Wei Min Xia |
Title: |
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Director |
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Mr. Kin Ip Law |
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By: |
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/s/ Kin Ip Law |
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Natural Eternity Limited |
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By: |
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/s/ Kin Ip Law |
Name: |
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Kin Ip Law |
Title: |
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Director |
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Mr. Gordon Xiaogang Wang |
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By: |
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/s/ Gordon Xiaogang Wang |
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Win Seasons Holdings Limited |
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By: |
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/s/ Gordon Xiaogang Wang |
Name: |
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Gordon Xiaogang Wang |
Title: |
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Director |
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Mr. Ming Ho Lui |
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By: |
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/s/ Ming Ho Lui |
8
EXHIBIT INDEX
(a)-(1) Proxy Statement of the Company dated September 25, 2014 (the Proxy Statement).**
(a)-(2) Notice of Extraordinary General Meeting of Shareholders of the Company, incorporated herein by reference to the Proxy Statement.
(a)-(3) Form of Proxy Card, incorporated herein by reference to the Proxy Statement.
(a)-(4) Form of ADS Voting Instructions Card, incorporated herein by reference to the Proxy Statement.
(a)-(5) Press Release issued by the Company, dated July 30, 2014, incorporated herein by reference to Exhibit 99.1 to the Report on Form 6-K
furnished by the Company to the SEC on July 30, 2014.
(b)-(1) Equity Commitment Letter, dated July 30, 2014, by and between Yiheng and
Holdco, incorporated herein by reference to Exhibit 3 to Schedule 13D filed with the SEC on July 30, 2014.
(b)-(2) Facility Agreement,
dated as of July 30, 2014, by and among Holdco, Parent, Merger Sub and China Minsheng Banking Corp., Ltd., Hong Kong Branch, incorporated herein by reference to Exhibit 2 to Schedule 13D filed with the SEC on July 30, 2014.
(c)-(1) Opinion of Duff & Phelps, LLC, dated July 30, 2014, incorporated herein by reference to Annex B to the Proxy Statement.
(c)-(2) Fairness Analysis Presented to the Special Committee of Independent Directors, dated July 30, 2014, of Duff & Phelps, LLC.*
(d)-(1) Agreement and Plan of Merger, dated as of July 30, 2014, by and among the Company, Parent and Merger Sub, incorporated herein by
reference to Annex A to the Proxy Statement.
(d)-(2) Rollover and Support Agreement, dated as of July 30, 2014, by and among Holdco,
Parent and the Rollover Shareholders, incorporated herein by reference to Annex E to the Proxy Statement.
(d)-(3) Limited Guarantee,
dated as of July 30, 2014, by Valuetrue in favor of the Company, incorporated herein by reference to Exhibit 6 to Schedule 13D filed with the SEC on July 30, 2014.
(d)-(4) Limited Guarantee, dated as of July 30, 2014, by Grow Grand in favor of the Company, incorporated herein by reference to Exhibit 7 to
Schedule 13D filed with the SEC on July 30, 2014.
(d)-(5) Limited Guarantee, dated as of July 30, 2014, by the Sequoia Capital China
Funds in favor of the Company, incorporated herein by reference to Exhibit 8 to Schedule 13D filed with the SEC on July 30, 2014.
(d)-(6)
Limited Guarantee, dated as of July 30, 2014, by Yiheng in favor of the Company, incorporated herein by reference to Exhibit 9 to Schedule 13D filed with the SEC on July 30, 2014.
(d)-(7) Interim Investors Agreement, dated as of July 30, 2014, by and among Holdco, Parent, Merger Sub, Ms. Na Lai Chiu, Valuetrue, Mr. Shing
Yung Ma, Grow Grand, SC China and Yiheng, incorporated herein by reference to Exhibit 5 to Schedule 13D filed with the SEC on July 30, 2014.
(f)-(1) Dissenter Rights, incorporated herein by reference to the section entitled Dissenter Rights in the Proxy Statement.
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(f)-(2) Section 238 of the Cayman Companies Law Cap. 22 (Law 3 of 1961, as consolidated and
revised), incorporated herein by reference to Annex C to the Proxy Statement.
(g) Not applicable.
* |
Previously filed on August 18, 2014 |
** |
Previously filed on September 25, 2014 |
10
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