Initial Statement of Beneficial Ownership (3)
30 Abril 2021 - 4:57PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ruiz Hector M. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/21/2021
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3. Issuer Name and Ticker or Trading Symbol
Canoo Inc. [GOEV]
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(Last)
(First)
(Middle)
C/O CANOO INC., 19951 MARINER AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) General Counsel, Corp Secy / |
(Street)
TORRANCE, CA 90503
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 34957 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents 34,957 shares subject to Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 1/4th of the total shares subject to the award shall vest upon the one year anniversary of January 15, 2021 (the "Vesting Commencement Date"), and an additional 1/16th of the total shares subject to the award shall vest each quarter thereafter on the same day of the month as the Vesting Commencement Date, subject to the Reporting Person remaining in continuous service through each such date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ruiz Hector M. C/O CANOO INC. 19951 MARINER AVENUE TORRANCE, CA 90503 |
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| General Counsel, Corp Secy |
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Signatures
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Hector M. Ruiz, by /s/ Ron A. Metzger, Attorney-in-Fact | | 4/30/2021 |
**Signature of Reporting Person | Date |
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