As filed with the Securities and Exchange Commission on June 14, 2013
Registration No. 333-13875
Registration No. 333-58173
Registration No. 333-43992
Registration No. 333-108324
Registration No. 333-137203
Registration No. 333-181887
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-13875
Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-58173
Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-43992
Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-108324
Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-137203
Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-181887
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
HOT TOPIC, INC.
(Exact Name of Registrant as Specified in Its Charter)
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California
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77-0198182
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(State or Other Jurisdiction of
Incorporation or Organization)
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(IRS Employer
Identification No.)
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18305 E. San Jose Ave.
City of Industry, California
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91748
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(Address of Principal Executive Offices)
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(Zip Code)
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Non-Plan Stock Options, 1996 Equity Incentive Plan, 1996 Non-Employee Directors Stock Option
Plan, Employee Stock Purchase Plan
Non-Plan Stock Options, 1996 Equity Incentive Plan, As Amended, 1996 Non-Employee
Directors Stock Option Plan, As Amended
1996 Equity Incentive Plan
1996 Equity Incentive Plan
Hot Topic, Inc. 2006 Equity Incentive Plan
Hot Topic, Inc. 2012 Equity
Incentive Plan
(Full title of the Plans)
George Wehlitz, Jr.
Chief Financial Officer
Hot Topic, Inc.
18305 East San Jose Ave.
City of Industry, CA 91748
(626) 839-4681
(Name, Address and Telephone Number, Including Area Code, of Agent for Service)
Copy to:
Jonathan Block, Esq.
Vice President & General Counsel
Hot Topic, Inc.
18395 East San Jose Avenue
City of Industry, California 91748
(626) 839-4681
R. Cabell Morris, Jr.
Winston & Strawn LLP
35 West Wacker Drive
Chicago, Illinois 60601
(312) 558-5800
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer, and smaller reporting company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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¨
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Accelerated filer
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x
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Non-accelerated filer
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¨
(Do not check if a smaller reporting company)
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Smaller reporting company
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¨
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EXPLANATORY NOTE
This Post-Effective Amendment No. 1 relates to the following Registration Statements on Form S-8 (collectively, the
Registration Statements) (note that the share numbers listed below do not take into account corporate actions, such as stock splits, stock dividends or similar transactions, taken in the interim):
Registration Statement No. 333-13875, filed by Hot Topic, Inc., a California corporation (the Company), with the
Securities and Exchange Commission (the SEC) on October 10, 1996, relating to the registration of 931,795 stock options and shares of common stock, no par value, of the Company issuable under the Non-Plan Stock Options, 1996 Equity
Incentive Plan, 1996 Non-Employee Directors Stock Option Plan, Employee Stock Purchase Plan.
Registration Statement
No. 333-58173, filed by the Company with the SEC on June 30, 1998, relating to the registration of 572,688 stock options and shares of common stock, no par value, of the Company issuable under the Non-Plan Stock Options, 1996 Equity
Incentive Plan, As Amended, 1996 Non-Employee Directors Stock Option Plan, As Amended.
Registration Statement
No. 333-43992, filed by the Company with the SEC on August 17, 2000, relating to the registration of 950,000 shares of common stock, par value $.001, of the Company issuable under the 1996 Equity Incentive Plan.
Registration Statement No. 333-108324, filed by the Company with the SEC on August 28, 2003, relating to the registration of
1,850,000 shares of common stock, no par value, of the Company issuable under the 1996 Equity Incentive Plan.
Registration
Statement No. 333-137203, filed by the Company with the SEC on September 8, 2006, relating to the registration of 3,082,456 shares of common stock, no par value, of the Company issuable under the Hot Topic, Inc., 2006 Equity Incentive
Plan.
Registration Statement No. 333-181887, filed by the Company with the SEC on June 5, 2012, relating to the
registration of 4,077,578 shares of common stock, no par value, of the Company issuable under the Hot Topic, Inc., 2012 Equity Incentive Plan.
On March 6, 2013, the Company entered into an Agreement and Plan of Merger (the Merger Agreement) with HT Merger Sub Inc., a California corporation (Merger Sub) and a wholly
owned subsidiary of 212F Holdings LLC, a Delaware limited liability company (Parent). On June 12, 2013 (the Effective Time), pursuant to the Merger Agreement, Merger Sub merged with and into the Company, and the Company
continued as the surviving corporation (the Surviving Corporation) and as a wholly owned subsidiary of Parent (the Merger). In connection with the consummation of the Merger, each share of the Companys common stock
issued and outstanding immediately prior to the Effective Time (other than shares held by (i) the Company or any of its wholly owned subsidiaries (including shares held in the Companys treasury), (ii) Parent, Merger Sub or any other
wholly owned subsidiary of Parent, (iii) the Companys shareholders who have perfected and not withdrawn or lost their right to dissent under California law, and (iv) shares contributed to Parent by certain members of the
Companys management) was cancelled and automatically converted into the right to receive $14.00 in cash, without interest and less any applicable withholding tax.
As a result of the Merger, the Company has terminated all offerings of the Companys securities pursuant to its existing registration statements, including the Registration Statements. In accordance
with an undertaking made by the Company in the Registration Statements to remove from registration, by means of a post-effective amendment, any securities of the Company registered under the Registration Statements which remain unsold at the
termination of the offering, the Company hereby removes from registration all securities of the Company registered under the Registration Statements but unsold (if any) as of the date of this Post-Effective Amendment No. 1.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly
caused this Post-Effective Amendment to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Industry, State of California, on June 14, 2013.
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Date: June 14, 2013
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HOT TOPIC, INC.
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By:
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/s/ George Wehlitz, Jr.
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Name: George Wehlitz, Jr.
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Title: Chief Financial Officer
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Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to Registration
Statements on Form S-8 has been signed by the following persons on behalf of the Registrant in the capacities indicated below on June 14, 2013.
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Signature
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Title
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/s/ Peter Morrow
Peter Morrow
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Director
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/s/ Stefan Kaluzny
Stefan Kaluzny
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Director
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/s/ Lisa Harper
Lisa Harper
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Director
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