Initial Statement of Beneficial Ownership (3)
11 Octubre 2022 - 7:10AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Eng Julie Sheridan |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2022
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3. Issuer Name and Ticker or Trading Symbol
COHERENT CORP. [COHR]
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(Last)
(First)
(Middle)
C/O COHERENT CORP., 375 SAXONBURG BLVD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Technology Officer / |
(Street)
SAXONBURG, PA 16056
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 17230.00 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to buy) | (2) | 12/28/2029 | Common Stock | 5932.00 | $29.50 | D | |
Explanation of Responses: |
(1) | Includes 17,230 shares underlying restricted stock units granted to the reporting person under the Issuers Amended and Restated 2018 Omnibus Incentive Plan. 8,733 of such restricted stock units will vest on August 28, 2023, 5,349 of such restricted stock units will vest on August 28, 2024 and 3,148 of such restricted stock units will vest on August 28, 2025. |
(2) | These options will vest in four equal annual installments beginning on November 28, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Eng Julie Sheridan C/O COHERENT CORP. 375 SAXONBURG BLVD SAXONBURG, PA 16056 |
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| Chief Technology Officer |
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Signatures
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/s/ Jeffrey W. Acre, Attorney-in-Fact | | 10/10/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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