Amended Statement of Beneficial Ownership (3/a)
10 Marzo 2015 - 11:12AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CALLIA C. HOLLY
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/27/2014
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3. Issuer Name
and
Ticker or Trading Symbol
LOUISIANA BANCORP INC [LABC]
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(Last)
(First)
(Middle)
C/O BANK OF NEW ORLEANS, 1600 VETERANS BLVD.
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
SVP of Bank of New Orleans /
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(Street)
METAIRIE, LA 70005
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
5/30/2014
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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16000
(1)
(2)
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D
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Common Stock
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11685.52
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I
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by Employee Stock Ownership Plan
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Common Stock
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3470.62
(3)
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I
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by 401(k) Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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12/16/2014
(4)
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12/16/2023
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Common Stock
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4000
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$18.19
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D
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Stock Option (Right to Buy)
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12/17/2013
(4)
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12/17/2022
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Common Stock
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10000
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$16.56
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D
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Stock Option (Right to Buy)
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12/14/2011
(4)
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12/14/2020
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Common Stock
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5000
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$14.41
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D
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Stock Option (Right to Buy)
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8/25/2010
(4)
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8/25/2019
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Common Stock
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17000
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$13.50
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D
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Stock Option (Right to Buy)
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9/18/2009
(4)
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9/18/2018
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Common Stock
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3000
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$12.44
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D
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Explanation of Responses:
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(
1)
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Includes 10,000 unvested shares held in trust by the 2007 Recognition and Retention Plan Trust, which vest ratably over a five year period beginning on the anniversary date of the award. These 10,000 unvested shares were awarded to the reporting person on five different dates.
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(
2)
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These shares were overstated on the reporting person's original Form 3 by 2,000 shares and were included on two Form 4s filed by the reporting person on December 1, 2014 and January 7, 2015 after her original Form 3 was filed.
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(
3)
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Reflects the balance of units held in the Issuer's 401(k) Plan which represents 3,145.14 share interests.
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(
4)
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The date reported represents the first anniversary date of the grant. The grant vests in five equal installments beginning with this date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CALLIA C. HOLLY
C/O BANK OF NEW ORLEANS
1600 VETERANS BLVD.
METAIRIE, LA 70005
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SVP of Bank of New Orleans
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Signatures
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John P. LeBlanc, by POA for C. Holly Callia
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3/10/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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