Current Report Filing (8-k)
23 Mayo 2023 - 7:02AM
Edgar (US Regulatory)
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2023-05-17
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported): May
17, 2023
AEYE, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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001-39699 |
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37-1827430 |
(State or other jurisdiction |
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(Commission File Number) |
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(IRS Employer Identification No.) |
of incorporation) |
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One Park Place, Suite 200, Dublin, California |
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94568 |
(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including area
code: (925) 400-4366
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(Former Name or Former Address, if Changed Since Last Report) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligations of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
Common Stock, par value $0.0001 per share |
LIDR |
The Nasdaq Stock Market LLC |
Warrants to receive one share of Common Stock |
LIDRW |
The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 17, 2023, Carol DiBattiste
resigned as a member and Chairperson of the Board of Directors (the “Board”), and the Audit, Compensation, and Nominating and Corporate
Governance Committees of AEye, Inc. (the “Company”), effective as of May 18, 2023, to accept a position with the U.S. Government. Ms. DiBattiste’s resignation
was not due to any disagreement with the Company on any matter relating to the Company’s operations, policies, or
practices.
In light of the resignation of Ms. DiBattiste, the Board appointed Matthew Fisch, the Company’s Chief Executive Officer, as the Chairman
of the Board, and Timothy J. Dunn, as the Company's lead independent director.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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AEye, Inc. |
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Dated: May 23, 2023 |
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By: |
/s/ Andrew S. Hughes |
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Andrew S. Hughes |
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Senior Vice President, General Counsel & Corporate Secretary |
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