MacroChem Announces $2.5 Million Private Placement with Institutional Investors
28 Diciembre 2005 - 12:53PM
PR Newswire (US)
Company Stock Begins Trading on OTCBB LEXINGTON, Mass., Dec. 28
/PRNewswire-FirstCall/ -- MacroChem Corporation (OTC:MCHM.OB)
(BULLETIN BOARD: MCHM.OB) , announced today that it has raised $2.5
million in gross proceeds from a private placement of its
securities to two institutional investors, SCO Capital Partners LLC
and Lake End Capital LLC. In this private placement, MacroChem
issued 250 shares of Series C Cumulative Convertible Preferred
Stock and six-year warrants to purchase 100,000,000 shares of the
Company's common stock at an exercise price of $0.03 per share. The
Series C Preferred Stock has a liquidation value of $10,000 per
share and is entitled to a dividend of 10% per annum, payable in
shares of MacroChem common stock at the Company's option. The
Series C Preferred Stock acquired by the investors is convertible
into 100,000,000 shares of common stock and the holders of the
Series C Preferred Stock vote on an as-converted basis with the
holders of MacroChem common stock, and therefore hold approximately
70.5% of the voting power of the Company's outstanding securities.
Assuming the conversion of all of their shares of Series C
Convertible Preferred Stock, the investors would hold approximately
70.5% of the outstanding common stock of the Company. Assuming both
the conversion of the Series C Preferred Stock and the exercise of
all of the warrants acquired by the investors, the investors would
hold approximately 83% of the outstanding common stock of the
Company. Consequently, the investors have acquired control of the
Company. "This private placement gives our Company the opportunity
to maintain limited operations while we reprioritize our
technologies, redirect our strategic focus and consider strategic
alternatives for our products and technologies," stated Robert J.
DeLuccia, President and Chief Executive Officer of MacroChem. As
part of this private placement, the Company has agreed to effect,
by January 2, 2006, a 1 for 7 reverse stock split of its common
stock approved by the Company's stockholders at its Annual Meeting
of Stockholders on June 14, 2005. In addition, MacroChem also
agreed to effect an additional 1 for 6 reverse split of its common
stock as promptly as practicable. The investors have submitted
written consents approving this 1 for 6 stock split, which is
expected to become effective 20 days after the Company sends an
information statement to its stockholders. Under the terms of the
Purchase Agreement executed in connection with the private
placement, for as long as at least 20% of the shares of Series C
Preferred Stock issued remain outstanding, SCO Capital Partners LLC
has the right to designate two individuals to serve on MacroChem's
board of directors. The Purchase Agreement prohibits the Company
from taking certain actions without the approval of a majority of
its board of directors, which majority must include at least one of
the SCO director designees, until the earlier of March 31, 2006 and
additional closings under the Purchase Agreement in which the
Company receives gross proceeds of at least $3.5 million. On
September 1, 2005, MacroChem had announced that it was
discontinuing its research and development activities and was
seeking to sell its business. The funds raised in this private
placement will allow the Company to maintain limited operations and
evaluate strategic alternatives for its business. There can be no
assurance, however, that there will be any additional closings
under the Purchase Agreement or that the Company will be able to
raise any additional capital. Until the Company is able to raise
additional capital, if at all, its operations will be significantly
limited. SCO Securities LLC, an affiliate of SCO Capital Partners
LLC, acted as placement agent in connection with the private
placement. The securities offered and sold to the investors in the
private placement have not been registered under the Securities Act
of 1933, as amended (the "Securities Act") and were sold in
reliance upon the exemption from securities registration afforded
by Regulation D under the Securities Act. This press release does
not constitute an offer to sell or the solicitation of an offer to
buy, nor shall there be any sale of these securities in any state
in which such offer, solicitation or sale would be unlawful prior
to the registration or qualification under the securities laws of
any such state. MacroChem Begins Trading on Over-The-Counter
Bulletin Board On December 22, 2005, MacroChem's common stock began
trading on the Over- The-Counter Market on the NASD Electronic
Bulletin Board (OTCBB) under the symbol "MCHM.OB." The OTCBB is a
regulated quotation service that displays real-time quotes,
last-sale prices and volume information in over-the-counter (OTC)
equity securities. OTCBB securities are traded by a community of
market makers that enter quotes and trade reports. Quotations and
trading information can still be accessed via websites such as
Yahoo! and other quotation services or through a securities broker.
Forward-Looking Statements With the exception of historical
information contained in this press release, the matters described
herein are forward-looking statements that involve risks and
uncertainties. MacroChem's actual results may differ significantly
from the results discussed in the forward-looking statements.
Factors that might cause such a difference include, but are not
limited to, those discussed or referred to in the section entitled
"Risk Factors" in MacroChem's Annual Report on Form 10-K, as well
as those discussed elsewhere therein, and include, without
limitation, risks regarding product development, the timing and
results of clinical trials, the regulatory approval process,
capital requirements, financial condition, patent protection and
dependence on third parties for development and licensing
arrangements. Readers are cautioned not to place undue reliance on
these forward-looking statements, which speak only as of the date
hereof. MacroChem undertakes no obligation to update publicly any
forward-looking statements, whether as a result of new information,
future events or otherwise. For more information visit our website,
http://www.macrochem.com/ DATASOURCE: MacroChem Corporation
CONTACT: Bernard Patriacca - VP/CFO of MacroChem Corporation,
+1-781-862-4003 Web site: http://www.macrochem.com/
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