TIDMGFS TIDMBARC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation G4S PLC
to whose
relevant securities this form
relates:
(c) Name of the party to the offer with Fleming Capital Securities, Inc. (a
which exempt wholly-owned subsidiary of Garda
World Security Corporation)
principal trader is connected
(d) Date position held/dealing 18 December 2020
undertaken:
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 22,199,667 1.43% 6,133,406 0.40%
(2) Cash-settled derivatives:
5,035,892 0.32% 20,943,014 1.35%
Stock-settled derivatives
(3) (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,235,559 1.76% 27,076,420 1.75%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
25p ordinary Purchase 2,939,085 20.8261 DKK 20.8103 DKK
25p ordinary Purchase 2,541,581 2.5455 GBP 2.5385 GBP
25p ordinary Sale 10,758 20.8800 DKK 20.734 DKK
25p ordinary Sale 5,066,166 2.5450 GBP 2.54 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of Number of Price per
dealing
relevant description reference unit
security securities
25p ordinary SWAP Long 71 20.9000 DKK
25p ordinary CFD Long 113 20.8481 DKK
25p ordinary SWAP Long 2,416 2.5425 GBP
25p ordinary CFD Long 10,574 20.8290 DKK
25p ordinary CFD Long 36,009 2.5436 GBP
25p ordinary CFD Long 45,899 2.5428 GBP
25p ordinary SWAP Long 78,690 2.5439 GBP
25p ordinary SWAP Long 147,597 2.5413 GBP
25p ordinary CFD Long 1,736,000 20.8750 DKK
25p ordinary CFD Long 2,934,958 2.5402 GBP
25p ordinary SWAP Short 379 20.7000 DKK
25p ordinary CFD Short 728 20.7018 DKK
25p ordinary SWAP Short 2,366 2.5429 GBP
25p ordinary CFD Short 3,169 2.5419 GBP
25p ordinary CFD Short 3,221 2.5442 GBP
25p ordinary SWAP Short 7,463 2.5417 GBP
25p ordinary CFD Short 7,554 2.5433 GBP
25p ordinary SWAP Short 9,321 2.5421 GBP
25p ordinary SWAP Short 54,053 2.5437 GBP
25p ordinary SWAP Short 55,766 2.5424 GBP
25p ordinary SWAP Short 158,852 2.5427 GBP
25p ordinary SWAP Short 209,679 2.5426 GBP
25p ordinary SWAP Short 287,392 2.5410 GBP
25p ordinary CFD Short 1,736,000 2.5254 GBP
25p ordinary CFD Short 2,937,978 20.8232 DKK
NB: The below transactions which were previously disclosed have been cancelled
Class of Product Nature of Number of Price per
dealing
relevant description reference unit
security securities
25p ordinary CFD Long 36,009 2.5436 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer: Irrevocable commitments
and letters of intent should not be included. If there are no such agreements,
arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to: (i) the voting rights of any relevant securities under any
option; or (ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced: If there are no
such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? NO
Date of disclosure: 21 Dec 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20201221005347/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2020
(END) Dow Jones Newswires
December 21, 2020 06:07 ET (11:07 GMT)
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