Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
28 Diciembre 2012 - 1:29PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on December 28, 2012
File No. 333-31247
811-09170
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST EFFECTIVE AMENDMENT NO. 17
TO
Form S-6
FOR REGISTRATION UNDER THE SECURITIES ACT OF 1933 OF
SECURITIES OF UNIT INVESTMENT TRUSTS REGISTERED
ON FORM N-8B-2
A.
|
Exact name of Trust:
|
|
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
|
|
(formerly known as DIAMONDS TRUST SERIES 1 prior to February 26, 2010)
|
B.
|
Name of Depositor:
|
|
PDR SERVICES LLC
|
C.
|
Complete address of Depositor's principal executive office:
|
|
PDR SERVICES LLC
|
|
c/o NYSE Euronext
|
|
11 Wall Street
|
|
New York, New York 10005
|
D.
|
Name and complete address of agent for service:
|
|
Marija Willen, Esq.
|
|
PDR SERVICES LLC
|
|
c/o NYSE Euronext
|
|
11 Wall Street
|
|
New York, New York 10005
|
|
Copy to:
|
|
Nora M. Jordan, Esq.
|
|
Davis Polk & Wardwell LLP
|
|
450 Lexington Avenue
|
|
New York, New York 10017
|
|
|
|
It is proposed that this filing will become effective:
|
|
[X] on January 25, 2013 pursuant to Rule 485 paragraph (b).
|
|
If appropriate, check the following box:
|
|
[X] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
|
E.
|
Title of securities being registered:
|
|
An indefinite number of Units pursuant to Rule 24f-2 under the Investment Company Act of 1940.
|
F.
|
Approximate date of proposed public offering:
|
|
AS SOON AS PRACTICABLE AFTER THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT.
|
|
o
Check box if it is proposed that this filing will become effective on [date] at [time] pursuant to Rule 487.
|
The contents of the registrant's Post-Effective Amendment No. 16 under the Securities Act of 1933, filed on October 31, 2012, are incorporated by reference herein. This amendment is being filed pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933 for the sole purpose of delaying the effectiveness of the above-referenced amendment until January 25, 2013.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant, SPDR Dow Jones Industrial Average ETF Trust, certifies that it meets all the requirements for the effectiveness of this Registration Statement pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933, as amended, and has duly caused this amendment to the Registration Statement to be signed on its behalf by the undersigned thereunto duly authorized, in the City of New York, and State of New York, on the 28
th
day of December, 2012.
|
|
|
|
|
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
|
|
|
(Registrant)
|
|
|
|
|
|
|
By:
|
PDR Services LLC
|
|
|
|
|
|
|
By:
|
/s/ Joe Mecane
|
|
|
|
Name: Joe Mecane
|
|
|
|
Title: President
|
|
Pursuant to the requirements of the Securities Act of 1933, this amendment to the Registration Statement has been signed below on behalf of PDR Services LLC, the Depositor, by the following persons in the capacities and on the date indicated.
PDR SERVICES LLC
Name
|
|
Title/Office
|
Date
|
/s/ Joe Mecane
|
|
President of PDR Services LLC*
|
December 28, 2012
|
Joe Mecane
|
|
|
|
|
|
|
|
/s/ Laura Morrison
|
|
Senior Vice President of PDR Services LLC
|
December 28, 2012
|
Laura Morrison
|
|
|
|
____________
*
|
The President of PDR Services LLC also undertakes all the duties and responsibilities of, and performs all functions of, the principal financial officer of PDR Services LLC.
|
National Research Corp. (MM) (NASDAQ:NRCI)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
National Research Corp. (MM) (NASDAQ:NRCI)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
Real-Time news about National Research Corp. (MM) (NASDAQ): 0 recent articles
Más de Spdr Dow Jones Industrial Average Etf Trust Artículos de Noticias