UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): July 31, 2023

RIVERVIEW BANCORP, INC.
(Exact name of registrant as specified in its charter)

 
Washington
  
000-22957
  
91-1838969
 
(State or other jurisdiction
of incorporation)
  
(Commission
File Number)
  
(I.R.S. Employer
Identification No.)

 
900 Washington Street, Suite 900, Vancouver, Washington
  
98660
 
(Address of principal executive offices)
  
(Zip Code)

Registrant’s telephone number, including area code:  (360) 693-6650

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
 
☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class 
 
Trading Symbol(s) 
 
Name of each exchange on which registered
Common Stock, Par Value $0.01 per share
 
RVSB
 
 The NASDAQ Stock Market LLC
  
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]


Item 5.02  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
                  Compensatory Arrangements of Certain Officers.

On July 31, 2023, the Board of Directors of Riverview Bank and Riverview Bancorp, Inc. (collectively the "Company") placed Kevin J. Lycklama on a paid administrative leave from his positions as President and Chief Executive Officer of the Company pending an internal investigation. The investigation does not involve the Company’s financial condition. During Mr. Lycklama’s absence Dan Cox, who is currently the Company’s Executive Vice President and Chief Credit Officer, will serve as acting President and Chief Executive Officer. Information concerning Mr. Cox can be found, and is incorporated by reference into this Item 5.02, in the Company’s Proxy Statement filed with the Securities and Exchange Commission on July 21, 2023.






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
RIVERVIEW BANCORP, INC. 
 
 
 
 
Date:  August 4, 2023 
/s/David Lam                                                                
 
David Lam
 
    Chief Financial Officer
(Principal Financial Officer)


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Document and Entity Information
Jul. 31, 2023
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Document Period End Date Jul. 31, 2023
Entity File Number 000-22957
Entity Registrant Name RIVERVIEW BANCORP, INC.
Entity Central Index Key 0001041368
Entity Incorporation, State or Country Code WA
Entity Tax Identification Number 91-1838969
Entity Address, Address Line One 900 Washington Street
Entity Address, Address Line Two Suite 900
Entity Address, City or Town Vancouver
Entity Address, State or Province WA
Entity Address, Postal Zip Code 98660
City Area Code 360
Local Phone Number 693-6650
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Trading Symbol RVSB
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Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
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