Current Report Filing (8-k)
09 Junio 2023 - 11:18AM
Edgar (US Regulatory)
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2023-06-07
2023-06-07
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UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 or 15(d) of
The Securities
Exchange Act of 1934
June
7, 2023
Date of Report
(Date of earliest event reported)
SOCKET MOBILE,
INC.
(Exact name of
registrant as specified in its charter)
| Delaware |
|
001-13810 |
|
94-3155066 |
| (State or other jurisdiction of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
40675 Encyclopedia Cir.
Fremont, CA 94538
(Address of principal
executive offices, including zip code)
(510) 933-3000
(Registrant’s
telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
[ ] Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
| Common stock, $0.001 Par Value per Share |
SCKT |
NASDAQ |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2).
Emerging growth company [ ]
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.07 Submission of Matters to a Vote of Security Holders
On June 7, 2023, Socket Mobile, Inc. (the “Company”)
held its virtual 2023 Annual Meeting of Stockholders for the following purposes:
Item 1 To elect seven directors to serve until their respective successors
are elected;
Item 2 Advisory vote on executive compensation policies and practices as
described in the annual meeting proxy;
Item 3 To ratify the appointment of
Sadler, Gibb & Associates LLC as independent registered public accountants of the Company for the fiscal year ending December 31,
2023.
Only stockholders of record at the close
of business on April 12, 2023 were entitled to notice of and to vote at the meeting. At the Record Date, 7,124,688 shares of Common Stock
were issued and outstanding, in addition to 1,076,518 shares of restricted stocks that had been granted but had not yet vested. Each share
of Common Stock and restricted stock was entitled to one vote. The Company had no other class of voting securities issued or outstanding,
thus no other class had the right to vote at the meeting. A total of 5,108,486 shares or 62.3% of total shares were voted establishing
a quorum of stockholders entitled to vote at the meeting for the transaction of business.
RESULTS OF THE STOCKHOLDER VOTE:
Item 1 Election of Directors
| Name |
Votes For |
Votes Withheld |
Outcome |
| 1. Charlie Bass |
3,095,138 |
424,507 |
Elected |
| 2. Kevin J. Mills |
3,300,585 |
219,050 |
Elected |
| 3. Bill Parnell |
3,223,651 |
295,994 |
Elected |
| 4. Ivan Lazarev |
3,215,091 |
304,554 |
Elected |
| 5. Laura Weinstein |
3,216,236 |
303,409 |
Elected |
| 6. Lynn Zhao |
3,305,260 |
214,385 |
Elected |
| 7, Giacomo Marini |
3,340,518 |
179,127 |
Elected |
Item 2. Advisory vote on executive compensation policies as described in
the annual meeting proxy
| Votes For |
Votes Against |
Votes Abstained |
Outcome |
| 3,126,787 |
160,024 |
232,834 |
Approved with an affirmative vote of 88.8% of votes cast |
Item 3. Ratification of Sadler, Gibb & Associates LLC as Independent
Public Accountants for Fiscal Year 2023
| Votes For |
Votes Against |
Votes Abstained |
Outcome |
| 4,740,534,751 |
18,853 |
349,099 |
Approved with an affirmative vote of 92.8% of votes cast |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
| |
|
SOCKET MOBILE, INC. |
| |
|
|
| |
By: |
/s/ Lynn Zhao |
|
| |
|
Name: Lynn Zhao
Chief Financial Officer |
Date: June 9, 2023
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