Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
15 Noviembre 2019 - 5:15AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC FILE NUMBER:
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001-38614
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(Check One):
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o
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Form 10-K
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o
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Form 20-F
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o
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Form 11-K
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x
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Form 10-Q
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o
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Form N-SAR
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o
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Form N-CSR
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For Period Ended: September 30, 2019
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o
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Transition Report on Form 10-K
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o
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Transition Report on Form 20-F
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o
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Transition Report on Form 11-K
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o
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Transition Report on Form 10-Q
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o
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Transition Report on Form N-SAR
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For the Transition Period Ended:
Nothing in this form shall be construed
to imply that the Commission has
verified any information contained herein.
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If the notification relates to a portion
of the filing checked above, identify the Item(s) to which the notification relates:
PART I
REGISTRANT INFORMATION
Tottenham Acquisition Limited
Full Name of Registrant
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Former Name if Applicable
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Unit B, 11F
On Hing Building
1-9 On Hing Terrace
Address of Principal Executive Office (Street
and Number)
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Central, Hong Kong
City, State and Zip Code
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PART II
RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable
effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check
box if appropriate)
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(a)
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The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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x
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(b)
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The subject annual report, semi-annual report, transition report on Form
10-K, Form 20-F, Form 11-K or Form N-SAR, or portion
thereof will be filed on
or before the 15th calendar day
following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q, or portion thereof will be filed on
or before the fifth calendar dayfollowing the
prescribed due date; and
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(c)
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The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III
NARRATIVE
State below in reasonable detail the reasons
why Forms 10-Q, 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report portion thereof, could not be filed within the prescribed
time period.
The registrant did not obtain all necessary
information, the accountants could not complete the required financial statements, and management could not complete the Management’s
Discussion and Analysis of such financial statements prior to the filing deadline.
PART IV
OTHER INFORMATION
(1)
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Name and telephone number of person to
contact in regard to this notification
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Jason Ma
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852
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3998-4852
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
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x Yes
o No
(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
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o Yes x No
If so, attach an explanation of the anticipated
change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot
be made.
TOTTENHAM ACQUISITION LIMITED
(Name of Registrant
as Specified in Charter)
Has caused this notification to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: November 14, 2019
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By: /s/ Jason Ma
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Name: Jason Ma
Title: Chief Executive Officer
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