Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
16 Mayo 2024 - 6:00AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
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Form 10-D ☐ Form N-SAR ☐ Form N-CSR |
(Check One) |
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☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR |
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For Period Ended: March 31, 2024 |
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☐ Transition Report on Form 10-K |
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☐ Transition Report on Form 20-F |
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☐ Transition Report on Form 11-K |
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☐ Transition Report on Form 10-Q |
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☐ Transition Report on Form N-SAR |
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For the Transition Period Ended: |
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
If the notification relates to a portion of the
filing checked above, identify the Item(s) to which the notification relates:
PART I - REGISTRANT INFORMATION
Workhorse Group Inc.
(Full Name of Registrant)
(Former Name if Applicable)
3600 Park 42 Drive, Suite 160E
(Address of Principal Executive Office (Street
and Number)
Sharonville, Ohio 45241
(City, State and Zip Code)
PART II - RULES 12b-25(b) AND (c)
If the subject report could not be filed without
unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box
if appropriate)
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(a) |
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The reason described in reasonable detail in Part
III of this form could not be eliminated without unreasonable effort or expense;
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(b) |
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The subject annual report, semi-annual report,
transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth
calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution
report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c) |
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III - NARRATIVE
State below in reasonable detail why Forms 10-K,
20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
Workhorse Group Inc. (the “Company”)
is unable to file its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2024 (the “Form 10-Q”) by the prescribed
due date without unreasonable effort and expense due to delay in completing its consolidated unaudited financial statements for the quarter
ended March 31, 2024 and related financial reporting and close procedures, including certain matters related to the treatment of and accounting
for the convertible note and warrants described in the Company’s Current Report on Form 8-K filed with the Commission on March 15,
2024. The Company expects to file the Form 10-Q on or before May 20, 2024, which is within the five-calendar day extension period provided
under Rule 12b-25.
Cautionary Notice Regarding Forward-Looking Statements
This Form 12b-25 includes information that constitutes
forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements
are based on the Company’s current beliefs, assumptions and expectations regarding future events, which in turn are based on information
currently available to the Company. Such forward-looking statements include statements regarding the anticipated timing of filing the
Form 10-Q. By their nature, forward-looking statements address matters that are subject to risks and uncertainties. A variety of factors
could cause actual events and results to differ materially from those expressed in or contemplated by the forward-looking statements.
These factors include, without limitation, the risk that additional or different information may become known prior to the expected filing
of the periodic report described herein. Other risks affecting the Company are discussed in the Company’s filings with the Securities
and Exchange Commission. The Company undertakes no obligation to publicly update or revise any forward-looking statement, whether as a
result of new information, future events or otherwise, except to the extent required by applicable laws.
(Attach Extra Sheets if Needed)
PART IV - OTHER INFORMATION
(1) |
Name and telephone number of person to contact in regard to this notification |
James D. Harrington |
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646-5205 |
(Name) |
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(Area Code) |
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(Telephone Number) |
(2) |
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No |
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(3) |
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☐ Yes ☒ No |
If so, attach an explanation
of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the
results cannot be made.
Workhorse Group Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Dated:
May 16, 2024 |
By: |
/s/
James D. Harrington |
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Name:
James D. Harrington |
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General
Counsel, Chief Compliance Officer and Secretary |
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