- Securities Registration (section 12(b)) (8-A12B)
16 Diciembre 2009 - 3:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF
1934
COHEN & COMPANY INC.
(Exact name of registrant as specified in its charter)
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Maryland
(State of incorporation or organization)
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16-1685692
(I.R.S. Employer Identification No.)
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Cira Centre
2929 Arch Street, 17
th
Floor
Philadelphia, PA
(Address of principal executive offices)
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19104-2870
(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class to be so registered
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Name of each exchange on which each class is to be registered
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Common stock, par value $0.001 per share
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NYSE Amex LLC
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If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.
x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d), check the following box.
¨
Securities
Act registration statement file number to which this form relates: (if applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1.
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DESCRIPTION OF REGISTRANTS SECURITIES TO BE REGISTERED
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Incorporated by reference herein is the description of the registrants shares of common stock, par value $0.001 per share (the Common Stock), under the heading Description of
AFNs Capital Stock contained in the registrants registration statement on Form S-4 (File No. 333-159661), originally filed with the Securities and Exchange Commission on June 2, 2009, as amended (the
Registration Statement).
Because no other securities of the registrant are registered on the NYSE Amex LLC, and the securities being registered by this Form 8-A are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as
amended, no exhibits are required to be filed with this Form 8-A.
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
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COHEN & COMPANY INC.
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Date: December 16, 2009
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By:
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/
S
/ J
OSEPH
W. P
OOLER
,
J
R
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Joseph W. Pooler, Jr.
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Chief Financial Officer
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