Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
|
Broker Dealers Record:
1 |
a. Full name |
J Aron & Company LLC |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
2 |
a. Full name |
Irrewarra Investments Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
3 |
a. Full name |
USI Securities, Inc. |
b. SEC file number |
8-50429 |
c. CRD number
|
000043793 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
CONNECTICUT
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
4 |
a. Full name |
Goldman Sachs (Singapore) Pte. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
5 |
a. Full name |
Goldman Sachs Execution & Clearing, L.P. |
b. SEC file number |
8-526 |
c. CRD number
|
000003466 |
d. LEI, if any |
8B2J4H67N3JPLYJIDE37 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
6 |
a. Full name |
Goldman Sachs New Zealand Management Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
7 |
a. Full name |
Goldman Sachs New Zealand Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
5493003ZCWT6KYU7FW22 |
e. State, if applicable |
|
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
8 |
a. Full name |
Goldman Sachs New Zealand Securities Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
9 |
a. Full name |
Catumnal Nominees Pty. Ltd. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
10 |
a. Full name |
Goldman Sachs Australia (UK) Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
11 |
a. Full name |
Goldman Sachs Bank Europe SE |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
8IBZUGJ7JPLH368JE346 |
e. State, if applicable |
|
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
12 |
a. Full name |
Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
B3YMDTGLQBI8P83MLI39 |
e. State, if applicable |
|
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
13 |
a. Full name |
Goldman Sachs Europe Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
5493001DFUDV778ZAQ48 |
e. State, if applicable |
|
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
14 |
a. Full name |
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300N4N8Z6E2PYR089 |
e. State, if applicable |
|
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
15 |
a. Full name |
Goldman Sachs Canada Inc. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
5493009SS6U10C4KDV21 |
e. State, if applicable |
|
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
16 |
a. Full name |
Equilend LLC |
b. SEC file number |
8-53738 |
c. CRD number
|
000119107 |
d. LEI, if any |
0003039328 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
17 |
a. Full name |
Goldman Sachs (Asia) Securities Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
5493009FWOE6CQ1J5K28 |
e. State, if applicable |
|
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
18 |
a. Full name |
Goldman Sachs Futures Pte Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
JAK0ZABYQXDI5R26CX11 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
19 |
a. Full name |
Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
20 |
a. Full name |
Global Atlantic Distributors, LLC |
b. SEC file number |
8-25027 |
c. CRD number
|
000008326 |
d. LEI, if any |
0004660158 |
e. State, if applicable |
CONNECTICUT
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
21 |
a. Full name |
Goldman Sachs Australia Group Holdings Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
5V8AKSARQCPN7NTUBB15 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
22 |
a. Full name |
JBWere Ltd. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300S2N3RB5T3LDJ49 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
23 |
a. Full name |
Qian Kun Futures Co., Ltd. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300KNUZPLW6UD1E30 |
e. State, if applicable |
|
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
24 |
a. Full name |
CXGH LLC |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
0004357896 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
25 |
a. Full name |
SBI Japannext Co., Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
26 |
a. Full name |
Goldman Sachs International Finance |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300WLINR2GUQMGX02 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
27 |
a. Full name |
KeyBank National Association |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
28 |
a. Full name |
EquiLend Holdings LLC |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
0004257192 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
29 |
a. Full name |
Bids Holdings, L.P. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
30 |
a. Full name |
Goldman Sachs Futures (Asia) Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300TXF423EC6A0B36 |
e. State, if applicable |
|
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
31 |
a. Full name |
Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
RWESXOGR61NDWTFBLX79 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
32 |
a. Full name |
Fifth Third Bank, National Association |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
33 |
a. Full name |
Goldman Sachs International |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
34 |
a. Full name |
Goldman Sachs do Brasil Banco Multiplo S.A |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
D320H52OX3ORPZL51H12 |
e. State, if applicable |
|
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
35 |
a. Full name |
Morgan Stanley Smith Barney LLC |
b. SEC file number |
8-68191 |
c. CRD number
|
000149777 |
d. LEI, if any |
7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
36 |
a. Full name |
The Goldman Sachs Trust Company, National Association |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
37 |
a. Full name |
Development Securities Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
38 |
a. Full name |
Goldman Sachs Bank AG |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
S81F8KH474EY7PUWI149 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
39 |
a. Full name |
Chxbd, LLC |
b. SEC file number |
8-69228 |
c. CRD number
|
000166757 |
d. LEI, if any |
0004517793 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
40 |
a. Full name |
Beijing Gao Hua Securities Company Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300V9CB2J5I3SR572 |
e. State, if applicable |
|
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
41 |
a. Full name |
Goldman Sachs (Asia) L.L.C. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300NIUPNUFRZ8LJ52 |
e. State, if applicable |
|
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
42 |
a. Full name |
OOO Goldman Sachs |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
QTRZTITTAXSZ93PDR170 |
e. State, if applicable |
|
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
43 |
a. Full name |
Goldman Sachs (India) Securities Private Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300R0SMAPALLYQD57 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
44 |
a. Full name |
Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300BNHLLHDMRJKL16 |
e. State, if applicable |
|
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
45 |
a. Full name |
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300TQXGXQ9IUEPP48 |
e. State, if applicable |
|
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
46 |
a. Full name |
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
47 |
a. Full name |
Goldman Sachs (Monaco) S.A.M. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
MONACO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
48 |
a. Full name |
Goldman Sachs Bank USA |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
49 |
a. Full name |
Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number |
N/A |
c. CRD number
|
000283221 |
d. LEI, if any |
549300ZU0JL4V5HE2R11 |
e. State, if applicable |
|
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
50 |
a. Full name |
Goldman Sachs Australia Futures Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
51 |
a. Full name |
Gsam Services Private Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300KHCNR5IIBHUM44 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
52 |
a. Full name |
Simon Markets LLC |
b. SEC file number |
008-70052 |
c. CRD number
|
000290965 |
d. LEI, if any |
254900ZQ96RPN3NLEP45 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
53 |
a. Full name |
REDI Global Technologies LLC |
b. SEC file number |
008-49673 |
c. CRD number
|
000041924 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
54 |
a. Full name |
Goldman Sachs Australia Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300GGFLRSTQ15VF10 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
55 |
a. Full name |
Registered Traders Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
56 |
a. Full name |
Montague Place Custody Services |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300AWIZE0SVHHU450 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
57 |
a. Full name |
Goldman Sachs Paris Inc. et Cie |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
ZSLF02UC3X1JFV1UX676 |
e. State, if applicable |
|
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
58 |
a. Full name |
OOO Goldman Sachs Bank |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
SGXZS5T6LB2RET473S56 |
e. State, if applicable |
|
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
59 |
a. Full name |
SLK Index Specialists, LLC |
b. SEC file number |
008-44563 |
c. CRD number
|
000031306 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
60 |
a. Full name |
BIDS Trading L.P. |
b. SEC file number |
008-67376 |
c. CRD number
|
000141296 |
d. LEI, if any |
254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
61 |
a. Full name |
Goldman Sachs (Russia) |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300ZGZN1H83NL5B44 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
62 |
a. Full name |
U.S. Bank National Association |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
63 |
a. Full name |
Goldman Sachs Israel LLC |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
0003984222 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
64 |
a. Full name |
Goldman Sachs International Bank |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
N9FYJ29MC81JI74MJE92 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
65 |
a. Full name |
Goldman Sachs Australia Capital Markets Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
FGGD2R1VDFRPRIX22S49 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
66 |
a. Full name |
Goldman Sachs (Asia) Finance |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
0FRBUZNK0A53GHYLTX63 |
e. State, if applicable |
|
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
67 |
a. Full name |
NYSE Chicago Holdings, Inc |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
68 |
a. Full name |
Epoch Securities, Inc. |
b. SEC file number |
008-52373 |
c. CRD number
|
000103899 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
69 |
a. Full name |
Wells Fargo Bank, National Association |
b. SEC file number |
N/A |
c. CRD number
|
000165024 |
d. LEI, if any |
KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
70 |
a. Full name |
Goldman Sachs Collective Trust |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
71 |
a. Full name |
Goldman Sachs Saudi Arabia |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
549300OD9B3Z017FKI66 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
72 |
a. Full name |
Bids Holdings GP LLC |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
73 |
a. Full name |
Goldman Sachs Lending Partners LLC |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
74 |
a. Full name |
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
75 |
a. Full name |
AXM Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
76 |
a. Full name |
Goldman Sachs Asset Management International |
b. SEC file number |
N/A |
c. CRD number
|
000107715 |
d. LEI, if any |
H78JPHZB1QNX0K20TF95 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
77 |
a. Full name |
Goldman Sachs Financial Markets, L.P. |
b. SEC file number |
8-51753 |
c. CRD number
|
000047340 |
d. LEI, if any |
VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
78 |
a. Full name |
Mercer Allied Company, L.P. |
b. SEC file number |
8-47739 |
c. CRD number
|
000037404 |
d. LEI, if any |
0004001470 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
79 |
a. Full name |
Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
BNYCRRX33E5OU2WAW724 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
80 |
a. Full name |
Goldman Sachs Japan Co., Ltd. |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable |
|
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
81 |
a. Full name |
Yarra Funds Management Limited |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
OKDYXG8MB0EFVAQQ3M05 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
82 |
a. Full name |
Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000282984 |
d. LEI, if any |
549300ZYM1ZRTMQ77Q48 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
83 |
a. Full name |
Chartres Trading Pty Ltd |
b. SEC file number |
N/A |
c. CRD number
|
000000000 |
d. LEI, if any |
00000000000000000000 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
84 |
a. Full name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number
|
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
119,487.72 |