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Portfolio of Investments (Unaudited)
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Nuveen Premium Income Municipal Fund 2, Inc. (NPM)
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|
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January 31, 2014
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Principal
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Optional Call
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Amount (000)
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|
Description (1)
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Provisions (2)
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Ratings (3)
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Value
|
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|
LONG-TERM INVESTMENTS – 151.4% (100.0% of Total Investments)
|
|
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MUNICIPAL BONDS – 151.4% (100.0% of Total Investments)
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|
|
|
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Alabama – 3.3% (2.2% of Total Investments)
|
|
|
|
$ 6,995
|
|
Alabama Special Care Facilities Financing Authority, Revenue Bonds, Ascension Health, Series
|
11/16 at 100.00
|
AA+
|
$ 7,071,525
|
|
|
2006C-2, 5.000%, 11/15/39 (UB)
|
|
|
|
|
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Birmingham Special Care Facilities Financing Authority, Alabama, Revenue Bonds, Baptist Health
|
|
|
|
|
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System Inc., Series 2005A:
|
|
|
|
3,500
|
|
5.250%, 11/15/20
|
11/15 at 100.00
|
Baa2
|
3,596,075
|
1,000
|
|
5.000%, 11/15/30
|
11/15 at 100.00
|
Baa2
|
966,840
|
12,000
|
|
Birmingham Waterworks and Sewerage Board, Alabama, Water and Sewerage Revenue Bonds,
|
1/17 at 100.00
|
AA+
|
12,079,440
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Series 2007A, 4.500%, 1/01/39 – AMBAC Insured (UB)
|
|
|
|
1,960
|
|
Courtland Industrial Development Board, Alabama, Pollution Control Revenue Bonds,
|
6/15 at 100.00
|
BBB
|
1,995,318
|
|
|
International Paper Company, Series 2005A, 5.000%, 6/01/25
|
|
|
|
1,690
|
|
Montgomery BMC Special Care Facilities Financing Authority, Alabama, Revenue Bonds, Baptist
|
11/14 at 100.00
|
A3 (4)
|
1,756,483
|
|
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Medical Center, Series 2004C, 5.250%, 11/15/29 (Pre-refunded 11/15/14)
|
|
|
|
6,255
|
|
University of South Alabama, Student Tuition Revenue Bonds, Series 2004, 5.000%, 3/15/24 –
|
3/14 at 100.00
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A1
|
6,290,028
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|
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FGIC Insured
|
|
|
|
33,400
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|
Total Alabama
|
|
|
33,755,709
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|
Alaska – 0.1% (0.0% of Total Investments)
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|
|
|
1,000
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|
Northern Tobacco Securitization Corporation, Alaska, Tobacco Settlement Asset-Backed Bonds,
|
6/14 at 100.00
|
B2
|
769,460
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|
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Series 2006A, 5.000%, 6/01/32
|
|
|
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Arizona – 1.4% (0.9% of Total Investments)
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Glendale Industrial Development Authority, Arizona, Revenue Bonds, John C. Lincoln Health
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|
|
|
|
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Network, Series 2005B:
|
|
|
|
200
|
|
5.250%, 12/01/24
|
12/15 at 100.00
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BBB+
|
204,704
|
265
|
|
5.250%, 12/01/25
|
12/15 at 100.00
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BBB+
|
270,698
|
5,000
|
|
Phoenix, Arizona, Civic Improvement Revenue Bonds, Civic Plaza, Series 2005B, 5.500%, 7/01/40 –
|
No Opt. Call
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AA
|
5,630,050
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|
FGIC Insured
|
|
|
|
800
|
|
Pima County Industrial Development Authority, Arizona, Revenue Bonds, Tucson Electric Power
|
1/15 at 100.00
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Baa1
|
818,304
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|
|
Company, Refunding Series 2008, 5.750%, 9/01/29
|
|
|
|
7,550
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|
Salt Verde Financial Corporation, Arizona, Senior Gas Revenue Bonds, Citigroup Energy Inc
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No Opt. Call
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A–
|
7,644,300
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|
Prepay Contract Obligations, Series 2007, 5.000%, 12/01/37
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|
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13,815
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Total Arizona
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|
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14,568,056
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Arkansas – 0.1% (0.1% of Total Investments)
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|
|
|
1,000
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|
Washington County, Arkansas, Hospital Revenue Bonds, Washington Regional Medical Center,
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2/15 at 100.00
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Baa1
|
1,010,280
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|
Series 2005B, 5.000%, 2/01/25
|
|
|
|
|
|
California – 18.3% (12.1% of Total Investments)
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|
|
|
3,765
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Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Series
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4/23 at 100.00
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A+
|
3,907,166
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|
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2013S-4, 5.250%, 4/01/53
|
|
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California Educational Facilities Authority, Revenue Refunding Bonds, Loyola Marymount
|
|
|
|
|
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University, Series 2001A:
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3,255
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|
0.000%, 10/01/23 – NPFG Insured
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No Opt. Call
|
A2
|
2,177,986
|
5,890
|
|
0.000%, 10/01/24 – NPFG Insured
|
No Opt. Call
|
A2
|
3,677,480
|
7,615
|
|
0.000%, 10/01/25 – NPFG Insured
|
No Opt. Call
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A2
|
4,474,498
|
3,330
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|
California Health Facilities Financing Authority, Refunding Revenue Bonds, Stanford Hospital
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11/21 at 100.00
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AA–
|
3,582,914
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and Clinics, Series 2008A-2. RMKT, 5.250%, 11/15/40
|
|
|
|
3,740
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|
California Health Facilities Financing Authority, Revenue Bonds, Cedars-Sinai Medical Center,
|
11/15 at 100.00
|
A1
|
3,955,648
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|
|
Series 2005, 5.000%, 11/15/27
|
|
|
|
15,000
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California Health Facilities Financing Authority, Revenue Bonds, Lucile Salter Packard
|
8/22 at 100.00
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AA
|
15,350,250
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Children’s Hospital, Series 2012A, 5.000%, 8/15/51
|
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|
|
2,550
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|
California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services,
|
10/19 at 100.00
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AA
|
2,851,640
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|
|
Series 2009B, 5.500%, 10/01/39
|
|
|
|
2,500
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|
California Health Facilities Financing Authority, Revenue Bonds, Sutter Health, Series 2007A,
|
11/16 at 100.00
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AA–
|
2,520,200
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|
|
5.000%, 11/15/42 (UB)
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|
|
|
2,055
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|
California Infrastructure and Economic Development Bank, Infrastructure State Revolving Fund
|
10/14 at 100.00
|
AA+ (4)
|
2,121,459
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Revenue Bonds, Series 2004, 5.000%, 10/01/21 (Pre-refunded 10/01/14)
|
|
|
|
4,000
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|
California State, Economic Recovery Revenue Bonds, Refunding Series 2009A, 5.250%, 7/01/21
|
7/19 at 100.00
|
AA
|
4,751,240
|
1,935
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|
California State, Economic Recovery Revenue Bonds, Series 2004A, 5.250%, 7/01/14
|
No Opt. Call
|
AA
|
1,976,622
|
565
|
|
California State, Economic Recovery Revenue Bonds, Series 2004A, 5.250%, 7/01/14 (ETM)
|
No Opt. Call
|
Aaa
|
577,035
|
20,000
|
|
California State, General Obligation Bonds, Various Purpose Series 2009, 6.000%, 11/01/39
|
11/19 at 100.00
|
A1
|
23,278,198
|
1,000
|
|
California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity
|
7/15 at 100.00
|
BBB–
|
930,640
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|
|
Health System, Series 2005A, 5.000%, 7/01/39
|
|
|
|
5,355
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|
California Statewide Community Development Authority, Revenue Bonds, Sutter Health, Tender
|
No Opt. Call
|
AA–
|
6,651,874
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|
|
Option Bond Trust 3175, 13.788%, 5/15/14 (IF)
|
|
|
|
1,900
|
|
Chula Vista, California, Industrial Development Revenue Bonds, San Diego Gas and Electric
|
6/14 at 102.00
|
A1
|
1,966,196
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|
|
Company, Series 1996A, 5.300%, 7/01/21
|
|
|
|
1,665
|
|
Contra Costa Community College District, Contra Costa County, California, General Obligation
|
8/23 at 100.00
|
Aa1
|
1,786,678
|
|
|
Bonds, Election of 2006, Series 2013, 5.000%, 8/01/38
|
|
|
|
2,500
|
|
Fontana Public Financing Authority, California, Tax Allocation Revenue Bonds, North Fontana
|
10/15 at 100.00
|
A
|
2,635,275
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|
|
Redevelopment Project, Series 2005A, 5.000%, 10/01/23 – AMBAC Insured
|
|
|
|
30,000
|
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Series
|
No Opt. Call
|
Aaa
|
25,804,500
|
|
|
1995A, 0.000%, 1/01/21 (ETM)
|
|
|
|
|
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Refunding
|
|
|
|
|
|
Bonds, Series 2013A:
|
|
|
|
1,840
|
|
5.750%, 1/15/46
|
1/24 at 100.00
|
BBB–
|
1,849,218
|
3,840
|
|
6.000%, 1/15/49
|
1/24 at 100.00
|
BBB–
|
3,882,854
|
1,385
|
|
Fullerton Public Financing Authority, California, Tax Allocation Revenue Bonds, Series 2005,
|
9/15 at 100.00
|
A
|
1,417,506
|
|
|
5.000%, 9/01/27 – AMBAC Insured
|
|
|
|
|
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|
|
|
|
|
Bonds, Series 2007A-1:
|
|
|
|
6,350
|
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B
|
5,468,049
|
1,345
|
|
5.000%, 6/01/33
|
6/17 at 100.00
|
B
|
1,033,377
|
1,000
|
|
5.750%, 6/01/47
|
6/17 at 100.00
|
B
|
791,620
|
3,850
|
|
Grossmont Healthcare District, California, General Obligation Bonds, Series 2011B,
|
7/21 at 100.00
|
Aa2
|
4,412,216
|
|
|
6.125%, 7/15/40
|
|
|
|
10,000
|
|
Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series
|
1/21 at 100.00
|
AA
|
10,552,300
|
|
|
2011A, 5.000%, 7/01/41
|
|
|
|
3,775
|
|
Mount San Antonio Community College District, Los Angeles County, California, General
|
8/35 at 100.00
|
AA
|
1,887,613
|
|
|
Obligation Bonds, Election of 2008, Series 2013A, 0.000%, 8/01/43
|
|
|
|
|
|
Perris, California, Special Tax Bonds, Community Facilities District 2001-1, May Farms
|
|
|
|
|
|
Improvement Area 4, Series 2005A:
|
|
|
|
1,420
|
|
5.000%, 9/01/25
|
9/15 at 102.00
|
N/R
|
1,430,125
|
435
|
|
5.100%, 9/01/30
|
9/15 at 102.00
|
N/R
|
423,120
|
370
|
|
Riverside County Transportation Commission, California, Toll Revenue Senior Lien Bonds, Series
|
6/23 at 100.00
|
BBB–
|
380,597
|
|
|
2013A, 5.750%, 6/01/44
|
|
|
|
|
|
San Diego County, California, Certificates of Participation, Burnham Institute, Series 2006:
|
|
|
|
250
|
|
5.000%, 9/01/21
|
9/15 at 102.00
|
Baa2
|
259,658
|
275
|
|
5.000%, 9/01/23
|
9/15 at 102.00
|
Baa2
|
281,551
|
2,220
|
|
San Diego Redevelopment Agency, California, Subordinate Lien Tax Allocation Bonds, Centre City
|
9/14 at 100.00
|
AA–
|
2,264,888
|
|
|
Project, Series 2004A, 5.000%, 9/01/20 – SYNCORA GTY Insured
|
|
|
|
|
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|
|
|
|
|
Refunding Bonds, Series 1997A:
|
|
|
|
4,595
|
|
0.000%, 1/15/32 – NPFG Insured
|
No Opt. Call
|
A
|
1,502,106
|
32,400
|
|
0.000%, 1/15/34 – NPFG Insured
|
No Opt. Call
|
A
|
9,172,116
|
6,000
|
|
San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/14 at 100.00
|
A
|
6,073,380
|
|
|
Project, Series 2004A, 5.250%, 8/01/19 – NPFG Insured
|
|
|
|
13,750
|
|
University of California, General Revenue Bonds, Limited Project Series 2012G, 5.000%, 5/15/37
|
5/22 at 100.00
|
Aa2
|
14,736,150
|
2,580
|
|
University of California, General Revenue Bonds, Series 2013AI, 5.000%, 5/15/38
|
5/23 at 100.00
|
Aa1
|
2,785,652
|
3,000
|
|
Walnut Energy Center Authority, California, Electric Revenue Bonds, Turlock Irrigation
|
7/14 at 100.00
|
A+
|
3,009,450
|
|
|
District, Series 2004A, 5.000%, 1/01/34 – AMBAC Insured
|
|
|
|
219,300
|
|
Total California
|
|
|
188,591,045
|
|
|
Colorado – 3.0% (2.0% of Total Investments)
|
|
|
|
1,700
|
|
Centennial Water and Sanitation District, Colorado, Water and Sewerage Revenue Bonds, Series
|
12/14 at 100.00
|
AA+ (4)
|
1,769,020
|
|
|
2004, 5.000%, 12/01/22 (Pre-refunded 12/01/14) – FGIC Insured
|
|
|
|
1,250
|
|
Central Platte Valley Metropolitan District, Colorado, General Obligation Bonds, Refunding
|
12/23 at 100.00
|
BBB
|
1,307,725
|
|
|
Series 2013A, 5.375%, 12/01/33
|
|
|
|
|
|
Colorado Health Facilities Authority, Revenue Bonds, Evangelical Lutheran Good Samaritan
|
|
|
|
|
|
Society, Series 2005:
|
|
|
|
1,745
|
|
5.250%, 6/01/23
|
6/16 at 100.00
|
A–
|
1,816,475
|
475
|
|
5.000%, 6/01/29
|
6/16 at 100.00
|
A–
|
478,396
|
400
|
|
Colorado Health Facilities Authority, Revenue Bonds, Poudre Valley Health Care, Series 2005F,
|
3/15 at 100.00
|
A+
|
405,616
|
|
|
5.000%, 3/01/25
|
|
|
|
11,140
|
|
Denver City and County, Colorado, Airport System Revenue Bonds, Series 2012B, 5.000%, 11/15/37
|
11/22 at 100.00
|
A+
|
11,585,041
|
4,840
|
|
Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013B,
|
11/23 at 100.00
|
A
|
5,004,366
|
|
|
5.000%, 11/15/43
|
|
|
|
6,925
|
|
Denver Convention Center Hotel Authority, Colorado, Revenue Bonds, Convention Center Hotel,
|
11/16 at 100.00
|
BBB–
|
7,096,948
|
|
|
Senior Lien Series 2006, 5.125%, 12/01/25 – SYNCORA GTY Insured
|
|
|
|
630
|
|
Regional Transportation District, Colorado, Certificates of Participation, Series 2010A,
|
6/20 at 100.00
|
Aa3
|
677,641
|
|
|
5.375%, 6/01/31
|
|
|
|
400
|
|
Regional Transportation District, Colorado, Denver Transit Partners Eagle P3 Project Private
|
7/20 at 100.00
|
Baa3
|
414,464
|
|
|
Activity Bonds, Series 2010, 6.000%, 1/15/41
|
|
|
|
29,505
|
|
Total Colorado
|
|
|
30,555,692
|
|
|
Connecticut – 0.0% (0.0% of Total Investments)
|
|
|
|
250
|
|
Hartford County Metropolitan District, Connecticut, Clean Water Project Revenue Bonds, Series
|
4/22 at 100.00
|
AA
|
240,363
|
|
|
2013A, 4.000%, 4/01/39
|
|
|
|
|
|
Delaware – 0.1% (0.1% of Total Investments)
|
|
|
|
1,000
|
|
Delaware Health Facilities Authority, Revenue Bonds, Christiana Care Health Services Inc.,
|
10/20 at 100.00
|
AA
|
1,027,590
|
|
|
Series 2010A, 5.000%, 10/01/40 – NPFG Insured
|
|
|
|
|
|
District of Columbia – 0.5% (0.3% of Total Investments)
|
|
|
|
5,000
|
|
District of Columbia, Revenue Bonds, Georgetown University, Series 2007A, 0.000%, 4/01/40 –
|
4/21 at 100.00
|
A–
|
4,083,150
|
|
|
AMBAC Insured
|
|
|
|
1,335
|
|
Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds,
|
10/16 at 100.00
|
AA+
|
1,397,625
|
|
|
Tender Option Bond Trust 1606, 11.881%, 10/01/30 – AMBAC Insured (IF) (5)
|
|
|
|
6,335
|
|
Total District of Columbia
|
|
|
5,480,775
|
|
|
Florida – 24.1% (15.9% of Total Investments)
|
|
|
|
1,055
|
|
Bay County School Board, Florida, Certificates of Participation, Series 2004, 5.000%, 7/01/24
|
7/14 at 100.00
|
A+ (4)
|
1,076,195
|
|
|
(Pre-refunded 7/01/14) – AMBAC Insured
|
|
|
|
1,700
|
|
Beacon Tradeport Community Development District, Miami-Dade County, Florida, Special
|
5/14 at 100.00
|
N/R
|
1,700,034
|
|
|
Assessment Bonds, Commercial Project, Series 2002A, 5.625%, 5/01/32 – RAAI Insured
|
|
|
|
715
|
|
Bradford County Health Facility Authority, Florida, Revenue Refunding Bonds, Santa Fe
|
No Opt. Call
|
AA+ (4)
|
777,069
|
|
|
Healthcare Inc., Series 1993, 6.050%, 11/15/16 (ETM)
|
|
|
|
2,500
|
|
Broward County Educational Facilities Authority, Florida, Revenue Bonds, Nova Southeastern
|
4/14 at 100.00
|
Baa1 (4)
|
2,522,775
|
|
|
University, Series 2004B, 5.625%, 4/01/34 (Pre-refunded 4/01/14)
|
|
|
|
660
|
|
Broward County Housing Finance Authority, Florida, Multifamily Housing Revenue Bonds, Emerald
|
3/14 at 100.00
|
Aaa
|
661,076
|
|
|
Palms Apartments, Series 2001A, 5.600%, 7/01/21 (Alternative Minimum Tax)
|
|
|
|
1,870
|
|
Broward County School Board, Florida, Certificates of Participation, Series 2004C, 5.250%,
|
7/14 at 100.00
|
AA– (4)
|
1,909,102
|
|
|
7/01/20 (Pre-refunded 7/01/14) – AGM Insured
|
|
|
|
1,275
|
|
Broward County, Florida, Airport System Revenue Bonds, Series 2004L, 5.000%, 10/01/23 –
|
10/14 at 100.00
|
A+
|
1,311,363
|
|
|
AMBAC Insured
|
|
|
|
875
|
|
Broward County, Florida, Airport System Revenue Bonds, Series 2004L, 5.000%, 10/01/23
|
10/14 at 100.00
|
A1 (4)
|
903,026
|
|
|
(Pre-refunded 10/01/14) – AMBAC Insured
|
|
|
|
2,000
|
|
Broward County, Florida, Water and Sewer System Revenue Bonds, Series 2009A,
|
10/18 at 100.00
|
AA+
|
2,202,540
|
|
|
5.250%, 10/01/34
|
|
|
|
650
|
|
Cape Coral, Florida, Water and Sewer Revenue Bonds, Series 2006, 5.000%, 10/01/36 –
|
10/16 at 100.00
|
A1
|
677,398
|
|
|
AMBAC Insured
|
|
|
|
1,500
|
|
Citrus County Hospital Board, Florida, Revenue Bonds, Citrus Memorial Hospital, Refunding
|
2/14 at 100.00
|
B3
|
1,499,130
|
|
|
Series 2002, 6.375%, 8/15/32
|
|
|
|
3,010
|
|
Cocoa, Florida, Water and Sewerage System Revenue Refunding Bonds, Series 2003, 5.500%,
|
No Opt. Call
|
AA
|
3,483,383
|
|
|
10/01/23 – AMBAC Insured
|
|
|
|
2,815
|
|
Collier County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/23
|
10/14 at 100.00
|
AA– (4)
|
2,903,025
|
|
|
(Pre-refunded 10/01/14) – NPFG Insured
|
|
|
|
4,230
|
|
Flagler County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/30 –
|
10/15 at 100.00
|
A
|
4,301,741
|
|
|
NPFG Insured
|
|
|
|
50
|
|
Florida Housing Finance Agency, GNMA Collateralized Home Ownership Revenue Refunding Bonds,
|
No Opt. Call
|
AA+
|
54,015
|
|
|
Series 1987G-1, 8.595%, 11/01/17
|
|
|
|
380
|
|
Florida Housing Finance Agency, Homeowner Mortgage Revenue Bonds, Series 1997-2, 5.900%,
|
7/14 at 100.00
|
AA+
|
382,774
|
|
|
7/01/29 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
480
|
|
Florida Housing Finance Corporation, Homeowner Mortgage Revenue Bonds, Series 2006-6, 4.625%,
|
1/16 at 100.00
|
AA+
|
481,334
|
|
|
7/01/31 (Alternative Minimum Tax)
|
|
|
|
|
|
Florida Municipal Loan Council, Revenue Bonds, Series 2000B:
|
|
|
|
1,040
|
|
0.000%, 11/01/25 – NPFG Insured
|
No Opt. Call
|
A
|
607,599
|
1,590
|
|
0.000%, 11/01/26 – NPFG Insured
|
No Opt. Call
|
A
|
872,958
|
110
|
|
Florida Municipal Loan Council, Revenue Bonds, Series 2003A, 5.000%, 5/01/22 – NPFG Insured
|
No Opt. Call
|
A
|
110,208
|
14,985
|
|
Florida State Board of Education, State University System Revenue Bonds, Series 2006A, 5.000%,
|
7/15 at 101.00
|
AA
|
15,747,886
|
|
|
7/01/30 – NPFG Insured (UB)
|
|
|
|
5,980
|
|
Florida State Department of Management Services, Certificates of Participation, Series 2006A,
|
8/15 at 101.00
|
AA+
|
6,448,473
|
|
|
5.000%, 8/01/23 – NPFG Insured
|
|
|
|
2,580
|
|
Florida State Education System, Housing Facility Revenue Bonds, Florida International
|
No Opt. Call
|
A
|
2,623,370
|
|
|
University, Series 2004A, 5.000%, 7/01/14 – NPFG Insured
|
|
|
|
1,500
|
|
Florida Water Pollution Control Financing Corporation, Revolving Fund Revenue Bonds, Series
|
1/19 at 100.00
|
AAA
|
1,636,080
|
|
|
2009A, 5.000%, 1/15/29
|
|
|
|
2,345
|
|
FSU Financial Assistance Inc., Florida, General Revenue Bonds, Educational and Athletic
|
10/14 at 100.00
|
A1
|
2,410,730
|
|
|
Facilities Improvements, Series 2004, 5.000%, 10/01/16 – AMBAC Insured
|
|
|
|
|
|
Halifax Hospital Medical Center, Florida, Revenue Bonds, Series 2006:
|
|
|
|
1,720
|
|
5.500%, 6/01/38 – AGM Insured
|
6/18 at 100.00
|
AA–
|
1,780,080
|
6,645
|
|
5.375%, 6/01/46
|
6/16 at 100.00
|
A–
|
6,459,870
|
5,000
|
|
Hernando County, Florida, Revenue Bonds, Criminal Justice Complex Financing Program, Series
|
No Opt. Call
|
A
|
5,725,448
|
|
|
1986, 7.650%, 7/01/16 – FGIC Insured
|
|
|
|
3,600
|
|
Hillsborough County Industrial Development Authority, Florida, Exempt Facilities Remarketed
|
4/14 at 100.00
|
N/R
|
3,600,682
|
|
|
Revenue Bonds, National Gypsum Company, Apollo Beach Project, Series 2000B, 7.125%,
|
|
|
|
|
|
4/01/30 (Alternative Minimum Tax)
|
|
|
|
2,170
|
|
Hillsborough County, Florida, Revenue Refunding Bonds, Tampa Bay Arena, Series 2005, 5.000%,
|
10/15 at 100.00
|
AA+
|
2,333,271
|
|
|
10/01/25 – FGIC Insured
|
|
|
|
1,500
|
|
Hollywood, Florida, Water and Sewer Revenue Refunding and Improvement Bonds, Series 2003,
|
4/14 at 100.00
|
Aa2
|
1,505,835
|
|
|
5.000%, 10/01/20 – AGM Insured
|
|
|
|
|
|
Lake County School Board, Florida, Certificates of Participation, Series 2004A:
|
|
|
|
1,190
|
|
5.000%, 7/01/20 (Pre-refunded 7/01/14) – AMBAC Insured
|
7/14 at 100.00
|
A+ (4)
|
1,214,002
|
1,470
|
|
5.000%, 7/01/24 (Pre-refunded 7/01/14) – AMBAC Insured
|
7/14 at 100.00
|
A+ (4)
|
1,499,650
|
1,000
|
|
Lee County, Florida, Transportation Facilities Revenue Bonds, Series 2004B, 5.000%, 10/01/14 –
|
No Opt. Call
|
A–
|
1,030,250
|
|
|
AMBAC Insured
|
|
|
|
3,500
|
|
Lee Memorial Health System, Florida, Hospital Revenue Bonds, Series 2007A, 5.000%, 4/01/32 –
|
4/17 at 100.00
|
A
|
3,550,890
|
|
|
NPFG Insured
|
|
|
|
2,345
|
|
Leesburg, Florida, Hospital Revenue Bonds, Leesburg Regional Medical Center Project, Series
|
7/14 at 100.00
|
BBB+
|
2,347,181
|
|
|
2002, 5.375%, 7/01/22
|
|
|
|
|
|
Miami-Dade County Educational Facilities Authority, Florida, Revenue Bonds, University of
|
|
|
|
|
|
Miami, Series 2004A:
|
|
|
|
2,290
|
|
5.000%, 4/01/19 (Pre-refunded 4/01/14) – AMBAC Insured
|
4/14 at 100.00
|
N/R (4)
|
2,308,618
|
3,305
|
|
5.000%, 4/01/22 (Pre-refunded 4/01/14) – AMBAC Insured
|
4/14 at 100.00
|
N/R (4)
|
3,331,870
|
|
|
Miami-Dade County Expressway Authority, Florida, Toll System Revenue Bonds, Series 2004B:
|
|
|
|
2,000
|
|
5.250%, 7/01/18 (Pre-refunded 7/01/14) – FGIC Insured
|
7/14 at 100.00
|
A (4)
|
2,042,680
|
2,000
|
|
5.000%, 7/01/23 (Pre-refunded 7/01/14) – FGIC Insured
|
7/14 at 100.00
|
A (4)
|
2,040,600
|
1,970
|
|
Miami-Dade County School Board, Florida, Certificates of Participation, Series 2006B, 5.000%,
|
11/16 at 100.00
|
A1
|
2,080,813
|
|
|
11/01/31 – AMBAC Insured
|
|
|
|
5,000
|
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2009A,
|
10/19 at 100.00
|
A
|
5,274,150
|
|
|
5.500%, 10/01/41
|
|
|
|
4,000
|
|
Miami-Dade County, Florida, General Obligation Bonds, Build Better Communities Program, Series
|
7/18 at 100.00
|
AA
|
4,431,240
|
|
|
2009-B1, 5.625%, 7/01/38
|
|
|
|
11,300
|
|
Miami-Dade County, Florida, Transit System Sales Surtax Revenue Bonds, Series 2008, 5.000%,
|
7/18 at 100.00
|
AA
|
11,843,869
|
|
|
7/01/35 – AGM Insured
|
|
|
|
2,440
|
|
Orange County School Board, Florida, Certificates of Participation, Series 2004A, 5.000%,
|
8/14 at 100.00
|
Aa2 (4)
|
2,499,268
|
|
|
8/01/22 (Pre-refunded 8/01/14) – AMBAC Insured
|
|
|
|
575
|
|
Osceola County Industrial Development Authority, Florida, Industrial Development Revenue
|
2/14 at 100.00
|
A
|
575,621
|
|
|
Bonds, P.M. Wells Charter School Project, Series 2001A, 5.000%, 8/01/23 – NPFG Insured
|
|
|
|
|
|
Osceola County, Florida, Transportation Revenue Bonds, Osceola Parkway, Series 2004:
|
|
|
|
3,745
|
|
5.000%, 4/01/22 – NPFG Insured
|
4/14 at 100.00
|
Aa3
|
3,772,676
|
2,000
|
|
5.000%, 4/01/23 – NPFG Insured
|
4/14 at 100.00
|
Aa3
|
2,013,600
|
|
|
Palm Beach County Health Facilities Authority, Florida, Hospital Revenue Refunding Bonds, BRCH
|
|
|
|
|
|
Corporation Obligated Group, Series 2001:
|
|
|
|
1,730
|
|
5.500%, 12/01/21
|
6/14 at 100.00
|
BBB–
|
1,733,270
|
6,470
|
|
5.625%, 12/01/31
|
6/14 at 100.00
|
BBB–
|
6,474,723
|
1,500
|
|
Palm Beach County School Board, Florida, Certificates of Participation, Series 2004A, 5.000%,
|
8/14 at 100.00
|
AA– (4)
|
1,536,435
|
|
|
8/01/22 (Pre-refunded 8/01/14) – FGIC Insured
|
|
|
|
3,000
|
|
Palm Beach County School Board, Florida, Certificates of Participation, Series 2007E, 5.000%,
|
8/17 at 100.00
|
AA–
|
3,269,760
|
|
|
8/01/27 – NPFG Insured
|
|
|
|
6,090
|
|
Palm Beach County School Board, Florida, Certificates of Participation, Tender Option Bond
|
No Opt. Call
|
AA
|
7,281,813
|
|
|
Trust 2089, 13.111%, 8/01/14 – AGM Insured (IF)
|
|
|
|
4,490
|
|
Palm Beach County, Florida, Public Improvement Revenue Bonds, Biomedical Research Park
|
6/15 at 100.00
|
AA+ (4)
|
4,774,756
|
|
|
Project, Series 2005A, 5.000%, 6/01/25 (Pre-refunded 6/01/15) – AMBAC Insured
|
|
|
|
4,000
|
|
Palm Beach County, Florida, Water and Sewer Revenue Bonds, FPL Reclaimed Water Project,
|
10/19 at 100.00
|
AAA
|
4,385,880
|
|
|
Series 2009, 5.250%, 10/01/33
|
|
|
|
6,545
|
|
Palm Beach County, Florida, Water and Sewer Revenue Bonds, Series 2006A, Trust 2622,
|
No Opt. Call
|
N/R
|
7,992,623
|
|
|
11.717%, 10/01/14 (IF)
|
|
|
|
10,000
|
|
Palm Beach County, Florida, Water and Sewer Revenue Bonds, Series 2006A, 5.000%, 10/01/31
|
10/16 at 100.00
|
AAA
|
11,193,300
|
|
|
(Pre-refunded 10/01/16) (UB)
|
|
|
|
2,500
|
|
Polk County School District, Florida, Sales Tax Revenue Bonds, Series 2004, 5.250%, 10/01/18 –
|
10/14 at 100.00
|
AA–
|
2,563,400
|
|
|
AGM Insured
|
|
|
|
2,000
|
|
Port Saint Lucie. Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B,
|
7/17 at 100.00
|
A
|
2,040,480
|
|
|
Series 2007, 5.000%, 7/01/33 – NPFG Insured
|
|
|
|
650
|
|
Reedy Creek Improvement District, Florida, Utility Revenue Bonds, Series 2005-1, 5.000%,
|
10/15 at 100.00
|
A1 (4)
|
700,635
|
|
|
10/01/25 (Pre-refunded 10/01/15) – AMBAC Insured
|
|
|
|
3,240
|
|
Reedy Creek Improvement District, Orange and Osceola Counties, Florida, General Obligation
|
4/14 at 100.00
|
Aa3 (4)
|
3,266,406
|
|
|
Bonds, Series 2004A, 5.000%, 6/01/22 (Pre-refunded 4/01/14) – NPFG Insured
|
|
|
|
1,635
|
|
Rivercrest Community Development District, Florida, Special Assessment Bonds, Series 2007,
|
5/18 at 100.00
|
BB
|
1,523,640
|
|
|
5.000%, 5/01/30 – RAAI Insured
|
|
|
|
3,570
|
|
Seminole County, Florida, Water and Sewer Revenue Bonds, Refunding & Improvement Series 1992,
|
No Opt. Call
|
Aa2 (4)
|
4,201,676
|
|
|
6.000%, 10/01/19 – NPFG Insured (ETM)
|
|
|
|
1,040
|
|
Seminole County, Florida, Water and Sewer Revenue Bonds, Refunding & Improvement Series 1992,
|
No Opt. Call
|
Aa2
|
1,088,495
|
|
|
6.000%, 10/01/19 – NPFG Insured
|
|
|
|
625
|
|
Sonoma Bay Community Development District, Florida, Special Assessment Bonds, Series 2005A,
|
5/15 at 100.00
|
N/R
|
639,975
|
|
|
5.450%, 5/01/36
|
|
|
|
5,000
|
|
South Florida Water Management District, Certificates of Participation, Series 2006, 5.000%,
|
10/16 at 100.00
|
AA
|
5,239,300
|
|
|
10/01/36 – AMBAC Insured
|
|
|
|
7,500
|
|
South Florida Water Management District, Certificates of Participation, Series 2006, Trust
|
No Opt. Call
|
AA
|
8,217,900
|
|
|
1036, 9.328%, 10/01/14 – AMBAC Insured (IF)
|
|
|
|
2,455
|
|
South Miami Health Facilities Authority, Florida, Hospital Revenue, Baptist Health System
|
8/17 at 100.00
|
AA
|
2,477,512
|
|
|
Obligation Group, Series 2007, 5.000%, 8/15/42 (UB) (5)
|
|
|
|
|
|
St. John’s County Industrial Development Authority, Florida, First Mortgage Revenue Bonds,
|
|
|
|
|
|
Presbyterian Retirement Communities, Series 2004A:
|
|
|
|
2,250
|
|
5.850%, 8/01/24
|
8/14 at 101.00
|
A–
|
2,294,595
|
3,135
|
|
5.625%, 8/01/34
|
8/14 at 101.00
|
A–
|
3,173,811
|
5,000
|
|
Sumter County, Florida, Capital Improvement Revenue Bonds, Series 2006, 5.000%, 6/01/36 –
|
6/16 at 100.00
|
A
|
5,222,750
|
|
|
AMBAC Insured
|
|
|
|
620
|
|
Tallahassee, Florida, Consolidated Utility System Revenue Bonds, Series 2005, 5.000%, 10/01/25 –
|
10/15 at 100.00
|
AA+
|
666,649
|
|
|
AMBAC Insured
|
|
|
|
5,000
|
|
Tallahassee, Florida, Energy System Revenue Bonds, Series 2005, 5.000%, 10/01/35 – NPFG Insured
|
10/15 at 100.00
|
AA
|
5,226,050
|
5,000
|
|
Tampa Bay, Florida, Regional Water Supply Authority Utility System Revenue Bonds, Series 2008,
|
10/18 at 100.00
|
AA+
|
5,388,650
|
|
|
5.000%, 10/01/34
|
|
|
|
|
|
Tampa Sports Authority, Hillsborough County, Florida, Sales Tax Payments Special Purpose
|
|
|
|
|
|
Bonds, Stadium Project, Series 1995:
|
|
|
|
1,250
|
|
5.750%, 10/01/20 – NPFG Insured
|
No Opt. Call
|
A
|
1,397,513
|
2,785
|
|
5.750%, 10/01/25 – NPFG Insured
|
No Opt. Call
|
A
|
3,129,087
|
|
|
Tampa-Hillsborough County Expressway Authority, Florida, Revenue Bonds, Series 2005:
|
|
|
|
7,285
|
|
5.000%, 7/01/16 (Pre-refunded 7/01/15) – AMBAC Insured
|
7/15 at 101.00
|
Aaa
|
7,851,554
|
2,250
|
|
5.000%, 7/01/16 (Pre-refunded 7/01/15) – AMBAC Insured
|
7/15 at 101.00
|
Aaa
|
2,424,983
|
1,000
|
|
Volusia County, Florida, Tax Revenue Bonds, Tourist Development, Series 2004, 5.000%,
|
12/14 at 100.00
|
A2
|
1,038,610
|
|
|
12/01/24 – AGM Insured
|
|
|
|
236,275
|
|
Total Florida
|
|
|
248,981,679
|
|
|
Georgia – 1.5% (1.0% of Total Investments)
|
|
|
|
7,230
|
|
Atlanta, Georgia, Airport General Revenue Bonds, Series 2012B, 5.000%, 1/01/42
|
1/22 at 100.00
|
A+
|
7,460,999
|
2,000
|
|
Franklin County Industrial Building Authority, Georgia, Revenue Bonds, Ty Cobb Regional
|
12/20 at 100.00
|
N/R
|
2,081,780
|
|
|
Medical Center Project, Series 2010, 8.125%, 12/01/45
|
|
|
|
3,940
|
|
Greene County Development Authority, Georgia, Health System Revenue Bonds, Catholic Health
|
No Opt. Call
|
Aa2
|
3,566,527
|
|
|
East Issue, Series 2012, 4.250%, 11/15/42
|
|
|
|
2,235
|
|
Richmond County Development Authority, Georgia, Revenue Bonds, Medical College of Georgia,
|
12/14 at 100.00
|
A1
|
2,259,652
|
|
|
Cancer Research Center Project, Series 2004A, 5.000%, 12/15/24 – AMBAC Insured
|
|
|
|
15,405
|
|
Total Georgia
|
|
|
15,368,958
|
|
|
Guam – 0.2% (0.2% of Total Investments)
|
|
|
|
395
|
|
Guam International Airport Authority, Revenue Bonds, Series 2013C, 6.375%, 10/01/43
|
10/23 at 100.00
|
BBB
|
413,522
|
|
|
(Alternative Minimum Tax)
|
|
|
|
2,030
|
|
Guam Waterworks Authority, Water and Wastewater System Revenue Bonds, Series 2013,
|
7/23 at 100.00
|
A–
|
2,050,706
|
|
|
5.500%, 7/01/43
|
|
|
|
2,425
|
|
Total Guam
|
|
|
2,464,228
|
|
|
Hawaii – 0.0% (0.0% of Total Investments)
|
|
|
|
|
|
Hawaii Department of Budget and Finance, Special Purpose Revenue Bonds, Hawaii Pacific
|
|
|
|
|
|
University, Series 2013A:
|
|
|
|
210
|
|
6.625%, 7/01/33
|
7/23 at 100.00
|
BB+
|
213,177
|
150
|
|
6.875%, 7/01/43
|
7/23 at 100.00
|
BB+
|
152,087
|
360
|
|
Total Hawaii
|
|
|
365,264
|
|
|
Idaho – 0.5% (0.3% of Total Investments)
|
|
|
|
2,945
|
|
Idaho Housing and Finance Association, GNMA Housing Revenue Refunding Bonds, Wedgewood
|
3/16 at 101.00
|
A1
|
3,066,923
|
|
|
Terrace Project, Series 2002A-1, 7.250%, 3/20/37
|
|
|
|
80
|
|
Idaho Housing and Finance Association, Single Family Mortgage Bonds, Series 2000B, 6.250%,
|
7/14 at 100.00
|
AAA
|
80,634
|
|
|
7/01/22 (Alternative Minimum Tax)
|
|
|
|
90
|
|
Idaho Housing and Finance Association, Single Family Mortgage Bonds, Series 2000E, 5.950%,
|
7/14 at 100.00
|
Aaa
|
90,206
|
|
|
7/01/20 (Alternative Minimum Tax)
|
|
|
|
|
|
Madison County, Idaho, Hospital Revenue Certificates of Participation, Madison Memorial
|
|
|
|
|
|
Hospital, Series 2006:
|
|
|
|
1,000
|
|
5.250%, 9/01/30
|
9/16 at 100.00
|
BB+
|
964,030
|
470
|
|
5.250%, 9/01/37
|
9/16 at 100.00
|
BB+
|
439,553
|
4,585
|
|
Total Idaho
|
|
|
4,641,346
|
|
|
Illinois – 14.7% (9.7% of Total Investments)
|
|
|
|
5,000
|
|
Chicago Board of Education, Illinois, Unlimited Tax General Obligation Bonds, Dedicated Tax
|
No Opt. Call
|
A+
|
3,890,600
|
|
|
Revenues, Series 1999A, 0.000%, 12/01/20 – FGIC Insured
|
|
|
|
5,700
|
|
Chicago Transit Authority, Illinois, Sales Tax Receipts Revenue Bonds, Series 2011,
|
12/21 at 100.00
|
AA
|
5,878,581
|
|
|
5.250%, 12/01/40
|
|
|
|
22,670
|
|
Chicago, Illinois, General Obligation Bonds, City Colleges, Series 1999, 0.000%, 1/01/25 –
|
No Opt. Call
|
A+
|
13,307,290
|
|
|
FGIC Insured
|
|
|
|
5,000
|
|
Chicago, Illinois, Sales Tax Revenue Bonds, Series 2011A, 5.000%, 1/01/41
|
1/22 at 100.00
|
AAA
|
5,129,600
|
4,865
|
|
Cook County Community Consolidated School District 15, Palatine, Illinois, General Obligation
|
No Opt. Call
|
Aa2 (4)
|
3,957,240
|
|
|
Bonds, Series 2001, 0.000%, 12/01/20 – NPFG Insured (ETM)
|
|
|
|
2,575
|
|
Cook County Community High School District 219, Niles Township, Illinois, General Obligation
|
No Opt. Call
|
Baa1
|
1,961,146
|
|
|
Capital Appreciation Bonds, Series 2001, 0.000%, 12/01/20 – NPFG Insured
|
|
|
|
3,615
|
|
Cook County Community High School District 219, Niles Township, Illinois, General Obligation
|
No Opt. Call
|
N/R (4)
|
3,126,650
|
|
|
Capital Appreciation Bonds, Series 2001, 0.000%, 12/01/20 – NPFG Insured (ETM)
|
|
|
|
3,500
|
|
Cook County, Illinois, General Obligation Bonds, Refunding Series 2010A, 5.250%, 11/15/22
|
11/20 at 100.00
|
AA
|
3,946,810
|
3,215
|
|
Illinois Educational Facilities Authority, Revenue Bonds, Field Museum of Natural History,
|
11/23 at 100.00
|
A2
|
3,318,780
|
|
|
Series 2002, 5.500%, 11/01/36
|
|
|
|
1,100
|
|
Illinois Finance Authority, Revenue Bonds, Northwestern Memorial Healthcare, Tender Option
|
No Opt. Call
|
AA+
|
1,190,332
|
|
|
Bond Trust 4285, 18.120%, 8/15/20 (IF) (5)
|
|
|
|
|
|
Illinois Finance Authority, Revenue Bonds, OSF Healthcare System, Series 2004:
|
|
|
|
2,000
|
|
5.250%, 11/15/14 (Pre-refunded 5/15/14)
|
5/14 at 100.00
|
A (4)
|
2,029,540
|
4,420
|
|
5.250%, 11/15/15 (Pre-refunded 5/15/14)
|
5/14 at 100.00
|
A (4)
|
4,485,283
|
1,200
|
|
Illinois Finance Authority, Revenue Bonds, Proctor Hospital, Series 2006, 5.125%, 1/01/25
|
1/16 at 100.00
|
Aa3
|
1,265,616
|
1,900
|
|
Illinois Finance Authority, Revenue Bonds, Provena Health, Series 2009A, 7.750%, 8/15/34
|
8/19 at 100.00
|
BBB+
|
2,318,627
|
4,480
|
|
Illinois Finance Authority, Revenue Bonds, The Carle Foundation, Series 2011A, 6.000%, 8/15/41 –
|
8/21 at 100.00
|
AA–
|
4,878,630
|
|
|
AGM Insured
|
|
|
|
6,000
|
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago, Series 2012A,
|
10/21 at 100.00
|
Aa1
|
6,123,060
|
|
|
5.000%, 10/01/51
|
|
|
|
3,540
|
|
Illinois Finance Authority, Student Housing Revenue Bonds, Educational Advancement Fund Inc.,
|
11/16 at 100.00
|
BBB+
|
3,547,965
|
|
|
University Center Project, Series 2006B, 5.000%, 5/01/25
|
|
|
|
3,000
|
|
Illinois Health Facilities Authority, Revenue Refunding Bonds, Lutheran General Health System,
|
No Opt. Call
|
Aa2
|
3,377,970
|
|
|
Series 1993C, 6.000%, 4/01/18
|
|
|
|
10,000
|
|
Illinois State, General Obligation Bonds, Refunding Series 2010, 5.000%, 1/01/21 – AGM Insured
|
1/20 at 100.00
|
AA–
|
11,200,300
|
2,000
|
|
Illinois State, General Obligation Bonds, Series 2009A, 5.000%, 9/01/34
|
9/18 at 100.00
|
A–
|
2,019,880
|
495
|
|
Illinois State, General Obligation Bonds, Series 2013, 5.500%, 7/01/38
|
7/23 at 100.00
|
A–
|
516,597
|
1,115
|
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Tender Option Bond Trust 4304,
|
No Opt. Call
|
AA–
|
1,252,413
|
|
|
18.345%, 1/01/21 (IF) (5)
|
|
|
|
11,050
|
|
Illinois, General Obligation Bonds, Illinois FIRST Program, Series 2001, 6.000%, 11/01/26 –
|
No Opt. Call
|
A
|
12,565,508
|
|
|
FGIC Insured
|
|
|
|
|
|
Lake County Community Unit School District 60, Waukegan, Illinois, General Obligation
|
|
|
|
|
|
Refunding Bonds, Series 2001B:
|
|
|
|
3,230
|
|
0.000%, 11/01/19 – AGM Insured
|
No Opt. Call
|
A2
|
2,766,753
|
1,740
|
|
0.000%, 11/01/21 – AGM Insured
|
No Opt. Call
|
A2
|
1,319,459
|
4,020
|
|
Lake, Cook, Kane and McHenry Counties Community Unit School District 220, Barrington,
|
No Opt. Call
|
AAA
|
4,829,749
|
|
|
Illinois, General Obligation Bonds, Refunding Series 2002, 5.250%, 12/01/20 – AGM Insured (UB)
|
|
|
|
|
|
Lombard Public Facilities Corporation, Illinois, Second Tier Conference Center and Hotel
|
|
|
|
|
|
Revenue Bonds, Series 2005B:
|
|
|
|
855
|
|
5.250%, 1/01/25
|
1/16 at 100.00
|
D
|
355,466
|
1,750
|
|
5.250%, 1/01/30
|
1/16 at 100.00
|
D
|
691,898
|
17,945
|
|
McHenry and Kane Counties Community Consolidated School District 158, Huntley, Illinois,
|
No Opt. Call
|
Baa1
|
14,478,205
|
|
|
General Obligation Bonds, Series 2003, 0.000%, 1/01/22 – FGIC Insured
|
|
|
|
2,910
|
|
McHenry County Community High School District 154, Marengo, Illinois, Capital Appreciation
|
No Opt. Call
|
Aa2
|
2,341,095
|
|
|
School Bonds, Series 2001, 0.000%, 1/01/21 – FGIC Insured
|
|
|
|
15,595
|
|
Metropolitan Pier and Exposition Authority, Illinois, McCormick Place Expansion Project
|
6/20 at 100.00
|
AAA
|
15,874,618
|
|
|
Refunding Bonds, Series 2010A, 5.500%, 6/15/50
|
|
|
|
8,000
|
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/22 at 101.00
|
AAA
|
7,305,520
|
|
|
Project, Series 2002A, 0.000%, 6/15/26 – NPFG Insured
|
|
|
|
164,485
|
|
Total Illinois
|
|
|
151,251,181
|
|
|
Indiana – 3.4% (2.2% of Total Investments)
|
|
|
|
3,880
|
|
Indiana Finance Authority Health System Revenue Bonds, Sisters of St. Francis Health Services,
|
11/19 at 100.00
|
AA
|
4,018,749
|
|
|
Inc. Obligated Group, Series 2009, 5.250%, 11/01/39
|
|
|
|
2,500
|
|
Indiana Finance Authority, Revenue Bonds, Trinity Health Care Group, Refunding Series 2010B.,
|
12/20 at 100.00
|
Aa2
|
2,541,050
|
|
|
5.000%, 12/01/37
|
|
|
|
3,075
|
|
Indiana Finance Authority, Wastewater Utility Revenue Bonds, CWA Authority Project, Series
|
10/22 at 100.00
|
AA
|
3,216,727
|
|
|
2012A, 5.000%, 10/01/37
|
|
|
|
7,350
|
|
Indiana Municipal Power Agency, Power Supply System Revenue Bonds, Series 2004A, 5.000%,
|
1/15 at 100.00
|
A+
|
7,546,760
|
|
|
1/01/32 – FGIC Insured
|
|
|
|
|
|
Indiana University, Student Fee Revenue Bonds, Series 2004P:
|
|
|
|
2,750
|
|
5.000%, 8/01/22 (Pre-refunded 8/01/14) – AMBAC Insured
|
8/14 at 100.00
|
Aaa
|
2,816,963
|
1,600
|
|
5.000%, 8/01/24 (Pre-refunded 8/01/14) – AMBAC Insured
|
8/14 at 100.00
|
Aaa
|
1,638,960
|
7,860
|
|
Saint Joseph County Hospital Authority, Indiana, Revenue Bonds, Beacon Health System Obligated
|
8/23 at 100.00
|
AA–
|
6,717,706
|
|
|
Group, Series 2013C, 4.000%, 8/15/44
|
|
|
|
4,300
|
|
Saint Joseph County, Indiana, Educational Facilities Revenue Bonds, University of Notre Dame
|
3/18 at 100.00
|
Aaa
|
4,670,660
|
|
|
du Lac Project, Refunding Series 2009, 5.000%, 3/01/36
|
|
|
|
1,550
|
|
St. Joseph County Hospital Authority, Indiana, Revenue Bonds, Madison Center Inc., Series
|
2/15 at 100.00
|
N/R
|
165,649
|
|
|
2005, 5.250%, 2/15/23 (6)
|
|
|
|
1,595
|
|
Valparaiso, Indiana, Exempt Facilities Revenue Bonds, Pratt Paper LLC Project, Series 2013,
|
1/24 at 100.00
|
N/R
|
1,672,708
|
|
|
7.000%, 1/01/44 (Alternative Minimum Tax)
|
|
|
|
36,460
|
|
Total Indiana
|
|
|
35,005,932
|
|
|
Iowa – 0.9% (0.6% of Total Investments)
|
|
|
|
1,210
|
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer Company
|
12/23 at 100.00
|
BB–
|
1,127,962
|
|
|
Project, Series 2013, 5.250%, 12/01/25
|
|
|
|
|
|
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C:
|
|
|
|
1,600
|
|
5.375%, 6/01/38
|
6/15 at 100.00
|
B+
|
1,246,368
|
8,365
|
|
5.500%, 6/01/42
|
6/15 at 100.00
|
B+
|
6,478,274
|
65
|
|
5.625%, 6/01/46
|
6/15 at 100.00
|
B+
|
50,565
|
11,240
|
|
Total Iowa
|
|
|
8,903,169
|
|
|
Kansas – 0.0% (0.0% of Total Investments)
|
|
|
|
80
|
|
Sedgwick and Shawnee Counties, Kansas, GNMA Collateralized Single Family Mortgage Revenue
|
No Opt. Call
|
Aaa
|
81,202
|
|
|
Refunding Bonds, Series 1994A-1, 7.900%, 5/01/24 (Alternative Minimum Tax)
|
|
|
|
|
|
Kentucky – 1.6% (1.1% of Total Investments)
|
|
|
|
4,300
|
|
Kentucky Economic Development Finance Authority, Hospital Facilities Revenue Bonds, Owensboro
|
6/20 at 100.00
|
BBB+
|
4,576,533
|
|
|
Medical Health System, Series 2010A, 6.500%, 3/01/45
|
|
|
|
2,000
|
|
Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Baptist Healthcare
|
8/21 at 100.00
|
A+
|
2,009,940
|
|
|
System Obligated Group, Series 2011, 5.000%, 8/15/42
|
|
|
|
|
|
Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds,
|
|
|
|
|
|
Downtown Crossing Project, Convertible Capital Appreciation Series 2013C:
|
|
|
|
2,425
|
|
0.000%, 7/01/43
|
7/31 at 100.00
|
Baa3
|
1,368,379
|
4,180
|
|
0.000%, 7/01/46
|
7/31 at 100.00
|
Baa3
|
2,335,366
|
|
|
Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds,
|
|
|
|
|
|
Downtown Crossing Project, Series 2013A:
|
|
|
|
1,055
|
|
5.750%, 7/01/49
|
7/23 at 100.00
|
Baa3
|
1,089,393
|
210
|
|
6.000%, 7/01/53
|
7/23 at 100.00
|
Baa3
|
218,782
|
4,630
|
|
Lexington-Fayette Urban County Government Public Facilities Corporation, Kentucky State Lease
|
6/21 at 100.00
|
Aa3
|
4,937,108
|
|
|
Revenue Bonds, Eastern State Hospital Project, Series 2011A, 5.250%, 6/01/31
|
|
|
|
18,800
|
|
Total Kentucky
|
|
|
16,535,501
|
|
|
Louisiana – 5.5% (3.7% of Total Investments)
|
|
|
|
3,520
|
|
Ascension Parish Industrial development Board, Louisiana, Revenue Bonds, Impala Warehousing
|
7/23 at 100.00
|
N/R
|
3,276,346
|
|
|
(US) LLC Project, Series 2013, 6.000%, 7/01/36
|
|
|
|
4,350
|
|
Louisiana Citizens Property Insurance Corporation, Assessment Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A–
|
4,678,034
|
|
|
5.000%, 6/01/22 – AMBAC Insured
|
|
|
|
4,000
|
|
Louisiana Public Facilities Authority, Hospital Revenue Bonds, Franciscan Missionaries of Our
|
8/15 at 100.00
|
A+
|
4,051,760
|
|
|
Lady Health System, Series 2005A, 5.250%, 8/15/31
|
|
|
|
2,700
|
|
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
5/17 at 100.00
|
Baa1
|
2,732,643
|
|
|
Series 2007A, 5.500%, 5/15/47
|
|
|
|
5,750
|
|
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
5/21 at 100.00
|
Baa1
|
6,424,763
|
|
|
Series 2011, 6.750%, 5/15/41
|
|
|
|
11,720
|
|
Louisiana Stadium and Exposition District, Revenue Refunding Bonds, Senior Lien Series 2013A,
|
7/23 at 100.00
|
A
|
12,106,291
|
|
|
5.000%, 7/01/36
|
|
|
|
3,000
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Second Lien Series 2010B,
|
5/20 at 100.00
|
AA
|
3,136,410
|
|
|
5.000%, 5/01/45
|
|
|
|
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A:
|
|
|
|
14,550
|
|
4.750%, 5/01/39 – AGM Insured (UB)
|
5/16 at 100.00
|
Aa1
|
14,815,392
|
5,920
|
|
4.500%, 5/01/41 – NPFG Insured (UB)
|
5/16 at 100.00
|
Aa1
|
5,925,268
|
55,510
|
|
Total Louisiana
|
|
|
57,146,907
|
|
|
Maryland – 0.6% (0.4% of Total Investments)
|
|
|
|
1,865
|
|
Baltimore, Maryland, Senior Lien Convention Center Hotel Revenue Bonds, Series 2006A, 5.250%,
|
9/16 at 100.00
|
BB+
|
1,838,759
|
|
|
9/01/26 – SYNCORA GTY Insured
|
|
|
|
1,205
|
|
Maryland Economic Development Corporation, Student Housing Revenue Refunding Bonds,
|
6/16 at 100.00
|
AA–
|
1,230,317
|
|
|
University of Maryland College Park Projects, Series 2006, 5.000%, 6/01/28 – CIFG Insured
|
|
|
|
1,390
|
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, LifeBridge Health
|
7/14 at 100.00
|
N/R (4)
|
1,419,371
|
|
|
System, Series 2004A, 5.250%, 7/01/19 (Pre-refunded 7/01/14)
|
|
|
|
1,000
|
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, Mercy Medical
|
7/21 at 100.00
|
BBB
|
1,099,350
|
|
|
Center, Series 2011, 6.250%, 7/01/31
|
|
|
|
5,460
|
|
Total Maryland
|
|
|
5,587,797
|
|
|
Massachusetts – 2.8% (1.8% of Total Investments)
|
|
|
|
8,125
|
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds,
|
1/20 at 100.00
|
A+
|
8,438,381
|
|
|
Senior Lien Series 2010B, 5.000%, 1/01/37
|
|
|
|
385
|
|
Massachusetts Development Finance Agency, Pioneer Valley Resource Recovery Revenue Bonds,
|
No Opt. Call
|
N/R
|
386,759
|
|
|
Eco/Springfield LLC, Series 2000A, 8.375%, 7/01/14 (Alternative Minimum Tax)
|
|
|
|
540
|
|
Massachusetts Development Finance Agency, Pioneer Valley Resource Recovery Revenue Bonds,
|
No Opt. Call
|
N/R
|
537,127
|
|
|
Eco/Springfield LLC, Series 2006, 5.875%, 7/01/14 (Alternative Minimum Tax)
|
|
|
|
2,700
|
|
Massachusetts Development Finance Agency, Revenue Bonds, Olin College, Series 2013E,
|
11/23 at 100.00
|
A+
|
2,795,715
|
|
|
5.000%, 11/01/43
|
|
|
|
1,000
|
|
Massachusetts Development Finance Authority, Revenue Bonds, Hampshire College, Series 2004,
|
10/14 at 100.00
|
BBB
|
1,006,020
|
|
|
5.700%, 10/01/34
|
|
|
|
455
|
|
Massachusetts Development Finance Agency, Revenue Bonds, Boston University, Series 2013X,
|
10/23 at 100.00
|
A1
|
470,056
|
|
|
5.000%, 10/01/48
|
|
|
|
1,800
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, Massachusetts Eye
|
7/20 at 100.00
|
BBB–
|
1,829,664
|
|
|
and Ear Infirmary, Series 2010C, 5.375%, 7/01/35
|
|
|
|
900
|
|
Massachusetts Port Authority, Special Facilities Revenue Bonds, ConRac Project, Series 2011A,
|
7/21 at 100.00
|
A
|
928,512
|
|
|
5.125%, 7/01/41
|
|
|
|
3,795
|
|
Massachusetts Water Resources Authority, General Revenue Bonds, Series 2007A, 4.500%,
|
2/17 at 100.00
|
AA+
|
3,842,248
|
|
|
8/01/46 – AGM Insured (UB) (5)
|
|
|
|
8,050
|
|
Metropolitan Boston Transit Parking Corporation, Massachusetts, Systemwide Senior Lien Parking
|
7/21 at 100.00
|
A+
|
8,380,936
|
|
|
Revenue Bonds, Series 2011, 5.000%, 7/01/41
|
|
|
|
27,750
|
|
Total Massachusetts
|
|
|
28,615,418
|
|
|
Michigan – 5.2% (3.4% of Total Investments)
|
|
|
|
3,055
|
|
Detroit Water and Sewerage Department, Michigan, Sewage Disposal System Revenue Bonds,
|
7/22 at 100.00
|
BBB+
|
2,828,686
|
|
|
Refunding Senior Lien Series 2012A, 5.250%, 7/01/39
|
|
|
|
7,000
|
|
Detroit, Michigan, Distributable State Aid General Obligation Bonds, Limited Tax Series 2010,
|
11/20 at 100.00
|
AA
|
6,923,350
|
|
|
5.250%, 11/01/35
|
|
|
|
|
|
Grand Rapids and Kent County Joint Building Authority, Michigan, Limited Tax General
|
|
|
|
|
|
Obligation Bonds, Devos Place Project, Series 2001:
|
|
|
|
7,660
|
|
0.000%, 12/01/21
|
No Opt. Call
|
AAA
|
6,139,720
|
7,955
|
|
0.000%, 12/01/22
|
No Opt. Call
|
AAA
|
6,078,416
|
8,260
|
|
0.000%, 12/01/23
|
No Opt. Call
|
AAA
|
6,010,554
|
8,575
|
|
0.000%, 12/01/24
|
No Opt. Call
|
AAA
|
5,943,847
|
1,200
|
|
Kent Hospital Finance Authority, Michigan, Revenue Bonds, Metropolitan Hospital, Series 2005A,
|
7/15 at 100.00
|
BB+
|
1,225,380
|
|
|
6.000%, 7/01/35
|
|
|
|
10,000
|
|
Michigan Finance Authority, Revenue Bonds, Trinity Health Credit Group, Refunding Series 2011,
|
12/21 at 100.00
|
Aa2
|
10,197,300
|
|
|
5.000%, 12/01/39
|
|
|
|
6,345
|
|
Michigan State Hospital Finance Authority, Hospital Revenue Bonds, Henry Ford Health System,
|
11/19 at 100.00
|
A2
|
6,545,756
|
|
|
Refunding Series 2009, 5.750%, 11/15/39
|
|
|
|
|
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group,
|
|
|
|
|
|
Series 2006A:
|
|
|
|
275
|
|
5.000%,12/01/31 (Pre-refunded 12/01/16) (UB)
|
12/16 at 100.00
|
N/R (4)
|
309,326
|
1,225
|
|
5.000%,12/01/31 (UB)
|
12/16 at 100.00
|
Aa2
|
1,249,708
|
340
|
|
Monroe County Hospital Finance Authority, Michigan, Mercy Memorial Hospital Corporation
|
6/16 at 100.00
|
BBB
|
340,119
|
|
|
Revenue Bonds, Series 2006, 5.500%, 6/01/35
|
|
|
|
61,890
|
|
Total Michigan
|
|
|
53,792,162
|
|
|
Minnesota – 1.3% (0.8% of Total Investments)
|
|
|
|
8,165
|
|
Cohasset, Minnesota, Pollution Control Revenue Bonds, Allete Inc., Series 2004, 4.950%, 7/01/22
|
7/14 at 100.00
|
A1
|
8,222,155
|
|
|
Minneapolis-St. Paul Housing and Redevelopment Authority, Minnesota, Revenue Bonds,
|
|
|
|
|
|
HealthPartners Inc., Series 2003:
|
|
|
|
1,000
|
|
6.000%, 12/01/18 (Pre-refunded 3/19/14)
|
3/14 at 100.00
|
A (4)
|
1,004,520
|
415
|
|
5.875%, 12/01/29 (Pre-refunded 3/19/14)
|
3/14 at 100.00
|
A (4)
|
416,668
|
1,000
|
|
Minnesota Municipal Power Agency, Electric Revenue Bonds, Series 2004A, 5.250%, 10/01/19
|
10/14 at 100.00
|
A3
|
1,031,190
|
1,620
|
|
St. Louis Park, Minnesota, Revenue Bonds, Park Nicollet Health Services, Series 2003B, 5.500%,
|
7/14 at 100.00
|
N/R (4)
|
1,656,256
|
|
|
7/01/25 (Pre-refunded 7/01/14)
|
|
|
|
1,000
|
|
St. Paul Housing and Redevelopment Authority, Minnesota, Revenue Bonds, Healtheast Inc.,
|
11/15 at 100.00
|
BBB–
|
1,032,070
|
|
|
Series 2005, 6.000%, 11/15/25
|
|
|
|
13,200
|
|
Total Minnesota
|
|
|
13,362,859
|
|
|
Mississippi – 0.4% (0.2% of Total Investments)
|
|
|
|
3,675
|
|
Mississippi Hospital Equipment and Facilities Authority, Revenue Bonds, Baptist Memorial
|
9/14 at 100.00
|
AA–
|
3,757,173
|
|
|
Healthcare, Series 2004B-1, 5.000%, 9/01/24 (UB)
|
|
|
|
|
|
Missouri – 1.4% (0.9% of Total Investments)
|
|
|
|
2,000
|
|
Cole County Industrial Development Authority, Missouri, Revenue Bonds, Lutheran Senior
|
2/14 at 100.00
|
BBB+
|
2,001,040
|
|
|
Services – Heisinger Project, Series 2004, 5.250%, 2/01/24
|
|
|
|
200
|
|
Hannibal Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Hannibal
|
3/16 at 100.00
|
BBB+
|
203,260
|
|
|
Regional Hospital, Series 2006, 5.000%, 3/01/22
|
|
|
|
2,885
|
|
Joplin Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Freeman
|
2/15 at 102.00
|
BBB+
|
2,975,935
|
|
|
Health System, Series 2004, 5.500%, 2/15/24
|
|
|
|
|
|
Missouri Development Finance Board, Infrastructure Facilities Revenue Bonds, Branson Landing
|
|
|
|
|
|
Project, Series 2005A:
|
|
|
|
780
|
|
6.000%, 6/01/20
|
No Opt. Call
|
A
|
874,247
|
1,525
|
|
5.000%, 6/01/35
|
6/15 at 100.00
|
A
|
1,531,237
|
5,820
|
|
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds,
|
5/23 at 100.00
|
BBB+
|
6,008,975
|
|
|
Saint Louis College of Pharmacy, Series 2013, 5.500%, 5/01/43
|
|
|
|
1,200
|
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Lake Regional Health
|
2/14 at 100.00
|
N/R (4)
|
1,202,328
|
|
|
System, Series 2003, Reg S, 5.125%, 2/15/18 (Pre-refunded 2/15/14)
|
|
|
|
14,410
|
|
Total Missouri
|
|
|
14,797,022
|
|
|
Nebraska – 2.1% (1.4% of Total Investments)
|
|
|
|
4,000
|
|
Lincoln, Nebraska, Electric System Revenue Bonds, Refunding Series 2012, 5.000%, 9/01/37
|
9/22 at 100.00
|
AA
|
4,322,760
|
5,130
|
|
Omaha Public Power District, Nebraska, Electric System Revenue Bonds, Series 2007A,
|
2/17 at 100.00
|
AA
|
5,443,494
|
|
|
5.000%, 2/01/43
|
|
|
|
10,000
|
|
Omaha Public Power District, Nebraska, Electric System Revenue Bonds, Series 2012A,
|
2/22 at 100.00
|
AA
|
10,598,100
|
|
|
5.000%, 2/01/42
|
|
|
|
1,050
|
|
Omaha Public Power District, Nebraska, Separate Electric System Revenue Bonds, Nebraska
|
2/17 at 100.00
|
AA+
|
1,624,760
|
|
|
City 2, Tender Option Bond Trust 11673, 20.138%, 8/01/40 – AMBAC Insured (IF)
|
|
|
|
20,180
|
|
Total Nebraska
|
|
|
21,989,114
|
|
|
Nevada – 5.8% (3.8% of Total Investments)
|
|
|
|
10,000
|
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2010B, 5.750%, 7/01/42
|
1/20 at 100.00
|
A+
|
11,128,300
|
|
|
Clark County, Nevada, General Obligation Bonds, Bond Bank Refunding Series 2009:
|
|
|
|
3,520
|
|
5.000%, 6/01/27
|
6/19 at 100.00
|
Aa1
|
3,776,186
|
3,695
|
|
5.000%, 6/01/28
|
6/19 at 100.00
|
Aa1
|
3,946,593
|
3,880
|
|
5.000%, 6/01/29
|
6/19 at 100.00
|
Aa1
|
4,130,609
|
|
|
Clark County, Nevada, General Obligation Transportation Bonds, Refunding Series 2010B:
|
|
|
|
4,915
|
|
5.000%, 7/01/25
|
1/20 at 100.00
|
Aa1
|
5,374,503
|
4,160
|
|
5.000%, 7/01/26
|
1/20 at 100.00
|
Aa1
|
4,523,251
|
4,000
|
|
Clark County, Nevada, Subordinate Lien Airport Revenue Bonds, Series 2004A-2, 5.125%,
|
7/14 at 100.00
|
A+
|
4,068,400
|
|
|
7/01/25 – FGIC Insured
|
|
|
|
3,150
|
|
Las Vegas Valley Water District, Nevada, General Obligation Bonds, Water Series 2012B,
|
6/22 at 100.00
|
AA+
|
3,299,499
|
|
|
5.000%, 6/01/42
|
|
|
|
10,000
|
|
Las Vegas Valley Water District, Nevada, Limited Tax General Obligation Bonds, Water &
|
6/21 at 100.00
|
AA+
|
10,496,700
|
|
|
Refunding Series 2011C, 5.000%, 6/01/38
|
|
|
|
8,540
|
|
Washoe County, Nevada, General Obligation Bonds, Reno-Sparks Convention & Visitors Authority,
|
7/21 at 100.00
|
AA
|
8,979,554
|
|
|
Refunding Series 2011, 5.000%, 7/01/32
|
|
|
|
55,860
|
|
Total Nevada
|
|
|
59,723,595
|
|
|
New Jersey – 4.2% (2.8% of Total Investments)
|
|
|
|
515
|
|
New Jersey Economic Development Authority, Private Activity Bonds, The Goethals Bridge
|
1/24 at 100.00
|
AA–
|
517,565
|
|
|
Replacement Project, Series 2013, 5.125%, 7/01/42 – AGM Insured (Alternative Minimum Tax)
|
|
|
|
|
|
New Jersey Economic Development Authority, School Facilities Construction Bonds, Series 2005P:
|
|
|
|
1,325
|
|
5.250%, 9/01/24 (Pre-refunded 9/01/15)
|
9/15 at 100.00
|
A+ (4)
|
1,429,794
|
1,000
|
|
5.250%, 9/01/26 (Pre-refunded 9/01/15)
|
9/15 at 100.00
|
A+ (4)
|
1,079,090
|
520
|
|
New Jersey Health Care Facilities Financing Authority, New Jersey, Revenue Bonds, Saint Peters
|
7/18 at 100.00
|
BB+
|
506,917
|
|
|
University Hospital, Series 2007, 5.750%, 7/01/37
|
|
|
|
17,300
|
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Capital
|
No Opt. Call
|
A+
|
6,070,570
|
|
|
Appreciation Series 2010A, 0.000%, 12/15/33
|
|
|
|
3,425
|
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Refunding Series
|
No Opt. Call
|
A+
|
4,067,907
|
|
|
2006A, 5.250%, 12/15/20
|
|
|
|
5,000
|
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2010D,
|
No Opt. Call
|
A+
|
5,743,150
|
|
|
5.000%, 12/15/23
|
|
|
|
3,000
|
|
New Jersey Turnpike Authority, Revenue Bonds, Series 2005A, 5.000%, 1/01/24 – AGM Insured
|
1/15 at 100.00
|
AA–
|
3,102,060
|
5,000
|
|
New Jersey Turnpike Authority, Revenue Bonds, Series 2009H, 5.000%, 1/01/36
|
1/19 at 100.00
|
A+
|
5,224,400
|
985
|
|
New Jersey Turnpike Authority, Revenue Bonds, Tender Option Bond Trust 1154, 17.579%,
|
7/22 at 100.00
|
A+
|
1,142,245
|
|
|
1/01/43 (IF) (5)
|
|
|
|
|
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
|
|
|
|
|
Series 2007-1A:
|
|
|
|
12,495
|
|
5.000%, 6/01/29
|
6/17 at 100.00
|
B2
|
10,272,140
|
6,125
|
|
4.750%, 6/01/34
|
6/17 at 100.00
|
B2
|
4,528,090
|
56,690
|
|
Total New Jersey
|
|
|
43,683,928
|
|
|
New York – 9.2% (6.1% of Total Investments)
|
|
|
|
5,000
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, Montefiore Medical
|
2/15 at 100.00
|
A
|
5,178,250
|
|
|
Center, Series 2005, 5.000%, 2/01/28 – FGIC Insured
|
|
|
|
4,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/23 at 100.00
|
AA–
|
4,245,040
|
|
|
2013A, 5.000%, 7/01/43
|
|
|
|
1,500
|
|
Dormitory Authority of the State of New York, State and Local Appropriation Lease Bonds,
|
7/14 at 100.00
|
AA–
|
1,528,665
|
|
|
Upstate Community Colleges, Series 2004B, 5.250%, 7/01/19
|
|
|
|
1,250
|
|
Hempstead Town Industrial Development Agency, New York, Revenue Bonds, Adelphi University,
|
10/15 at 100.00
|
A
|
1,305,050
|
|
|
Civic Facility Project, Series 2005, 5.000%, 10/01/30
|
|
|
|
2,100
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
2,272,536
|
|
|
2011A, 5.750%, 2/15/47
|
|
|
|
4,960
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 4.500%,
|
2/17 at 100.00
|
A
|
4,920,866
|
|
|
2/15/47 – NPFG Insured
|
|
|
|
10,000
|
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2012A,
|
9/22 at 100.00
|
A–
|
10,284,200
|
|
|
5.000%, 9/01/42
|
|
|
|
5,000
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Refunding
|
No Opt. Call
|
A
|
5,144,750
|
|
|
Series 2012H, 5.000%, 11/15/42
|
|
|
|
1,000
|
|
Monroe County Industrial Development Corporation, New York, Revenue Bonds, University of
|
7/23 at 100.00
|
AA–
|
1,054,100
|
|
|
Rochester Project, Series 2013A, 5.000%, 7/01/43
|
|
|
|
2,100
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
12/20 at 100.00
|
AA+
|
2,255,589
|
|
|
Bonds, Second Generation Resolution, Fiscal 2011 Series EE, 5.375%, 6/15/43
|
|
|
|
7,225
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Second
|
6/23 at 100.00
|
AA+
|
7,557,495
|
|
|
General Resolution Revenue Bonds, Fiscal 2014 Series BB, 5.000%, 6/15/46
|
|
|
|
5
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
3/14 at 100.00
|
Aaa
|
5,024
|
|
|
Series 2004C, 5.000%, 2/01/22 (Pre-refunded 3/06/14)
|
|
|
|
10
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 1996J, 5.500%, 2/15/26
|
2/14 at 100.00
|
AA
|
10,038
|
4,000
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2004C, 5.250%, 8/15/20
|
8/14 at 100.00
|
N/R (4)
|
4,110,360
|
|
|
(Pre-refunded 8/15/14)
|
|
|
|
785
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005J, 5.000%, 3/01/25
|
3/15 at 100.00
|
AA
|
822,358
|
1,365
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005J, 5.000%, 3/01/25
|
3/15 at 100.00
|
Aa2 (4)
|
1,436,212
|
|
|
(Pre-refunded 3/01/15)
|
|
|
|
1,185
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005M, 5.000%, 4/01/24
|
No Opt. Call
|
AA
|
1,244,132
|
3,815
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005M, 5.000%, 4/01/24
|
4/15 at 100.00
|
N/R (4)
|
4,028,754
|
|
|
(Pre-refunded 4/01/15)
|
|
|
|
7,425
|
|
New York Convention Center Development Corporation, Hotel Unit Fee Revenue Bonds, Series 2005,
|
11/15 at 100.00
|
AA+
|
7,531,623
|
|
|
5.000%, 11/15/44 – AMBAC Insured
|
|
|
|
1,440
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Seventy
|
12/23 at 100.00
|
AA–
|
1,484,582
|
|
|
Eighth Series 2013, 5.000%, 12/01/43 (Alternative Minimum Tax)
|
|
|
|
3,925
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Seventy
|
12/23 at 100.00
|
AA–
|
4,252,934
|
|
|
Ninth Series 2013, 5.000%, 12/01/38
|
|
|
|
1,060
|
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
12/20 at 100.00
|
BBB
|
1,150,619
|
|
|
Terminal LLC Project, Eighth Series 2010, 6.000%, 12/01/42
|
|
|
|
6,250
|
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
No Opt. Call
|
A
|
6,547,500
|
|
|
Terminal LLC, Sixth Series 1997, 6.250%, 12/01/15 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
9,950
|
|
Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding
|
No Opt. Call
|
AA–
|
12,340,388
|
|
|
Bonds, Tender Option Bond Trust 2012-10W, 7.466%, 11/15/21 (IF) (5)
|
|
|
|
|
|
Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding
|
|
|
|
|
|
Subordinate Lien Series 2013A:
|
|
|
|
1,055
|
|
5.000%, 11/15/28
|
No Opt. Call
|
A+
|
1,164,984
|
5,180
|
|
0.000%, 11/15/31
|
No Opt. Call
|
A+
|
2,300,231
|
1,280
|
|
0.000%, 11/15/32
|
No Opt. Call
|
A+
|
534,643
|
92,865
|
|
Total New York
|
|
|
94,710,923
|
|
|
North Carolina – 0.9% (0.6% of Total Investments)
|
|
|
|
1,775
|
|
Charlotte-Mecklenburg Hospital Authority, North Carolina, Carolinas HealthCare System Revenue
|
1/18 at 100.00
|
AA–
|
1,829,564
|
|
|
Bonds, Series 2008, Trust 1149, 15.412%, 7/15/32 (IF) (5)
|
|
|
|
1,000
|
|
Charlotte-Mecklenburg Hospital Authority, North Carolina, Health Care Revenue Bonds, DBA
|
1/21 at 100.00
|
AA–
|
1,047,690
|
|
|
Carolinas HealthCare System, Series 2011A, 5.250%, 1/15/42
|
|
|
|
2,230
|
|
University of North Carolina, Charlotte, General Revenue Bonds, Series 2013A, 3.625%, 4/01/43
|
4/23 at 100.00
|
AA–
|
1,857,791
|
4,500
|
|
Wake County Industrial Facilities and Pollution Control Financing Authority, North Carolina,
|
6/23 at 100.00
|
Aa2
|
4,273,560
|
|
|
Pollution Control Revenue Refunding Bonds, Duke Energy Progress, Inc. Project, Series 2013,
|
|
|
|
|
|
4.000%, 6/01/41
|
|
|
|
9,505
|
|
Total North Carolina
|
|
|
9,008,605
|
|
|
Ohio – 5.6% (3.7% of Total Investments)
|
|
|
|
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
|
|
|
|
|
Bonds, Senior Lien, Series 2007A-2:
|
|
|
|
1,700
|
|
5.125%, 6/01/24
|
6/17 at 100.00
|
B–
|
1,433,457
|
900
|
|
5.875%, 6/01/30
|
6/17 at 100.00
|
B
|
725,742
|
12,590
|
|
5.750%, 6/01/34
|
6/17 at 100.00
|
B
|
9,803,581
|
2,245
|
|
5.875%, 6/01/47
|
6/17 at 100.00
|
B
|
1,793,306
|
3,000
|
|
Columbus City School District, Franklin County, Ohio, General Obligation Bonds, Series 2004,
|
12/14 at 100.00
|
AA (4)
|
3,128,070
|
|
|
5.250%, 12/01/24 (Pre-refunded 12/01/14) – AGM Insured
|
|
|
|
6,345
|
|
Franklin County, Ohio, Hospital Revenue Bonds, OhioHealth Corporation, Series 2011A,
|
11/21 at 100.00
|
AA+
|
6,548,992
|
|
|
5.000%, 11/15/41
|
|
|
|
10,000
|
|
Greene County, Ohio, Hospital Facilities Revenue Bonds, Kettering Health Network Series 2009,
|
4/19 at 100.00
|
A
|
10,357,900
|
|
|
5.500%, 4/01/39
|
|
|
|
14,850
|
|
JobsOhio Beverage System, Ohio, Statewide Liquor Profits Revenue Bonds, Senior Lien Series
|
1/23 at 100.00
|
AA
|
15,461,820
|
|
|
2013A, 5.000%, 1/01/38 (UB) (5)
|
|
|
|
|
|
JobsOhio Beverage System, Ohio, Statewide Senior Lien Liquor Profits Revenue Bonds, Tender
|
|
|
|
|
|
Option Bond Trust 1157:
|
|
|
|
1,050
|
|
17.677%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
1,223,040
|
875
|
|
17.677%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
1,019,200
|
4,240
|
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Project, Junior Lien Series
|
2/23 at 100.00
|
A+
|
4,329,464
|
|
|
2013A-1, 5.000%, 2/15/48
|
|
|
|
3,590
|
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Projects, Junior Lien
|
2/31 at 100.00
|
A+
|
2,339,675
|
|
|
Convertible Series 2013A-3, 0.000%, 2/15/36
|
|
|
|
61,385
|
|
Total Ohio
|
|
|
58,164,247
|
|
|
Oklahoma – 2.5% (1.7% of Total Investments)
|
|
|
|
750
|
|
Norman Regional Hospital Authority, Oklahoma, Hospital Revenue Bonds, Series 2005,
|
9/16 at 100.00
|
BBB–
|
751,665
|
|
|
5.375%, 9/01/36
|
|
|
|
|
|
Oklahoma Development Finance Authority, Revenue Bonds, Saint John Health System, Series 2007:
|
|
|
|
2,690
|
|
5.000%, 2/15/37
|
2/17 at 100.00
|
A+
|
2,734,251
|
1,020
|
|
5.000%, 2/15/42
|
2/17 at 100.00
|
A+
|
1,035,331
|
9,435
|
|
Oklahoma Municipal Power Authority, Power Supply System Revenue Bonds, Series 2007, 4.500%,
|
1/17 at 100.00
|
A
|
9,374,522
|
|
|
1/01/47 – FGIC Insured
|
|
|
|
|
|
Tulsa Airports Improvement Trust, Oklahoma, General Airport Revenue Bonds, Series 2013A:
|
|
|
|
3,150
|
|
5.625%, 6/01/38 – BAM Insured (Alternative Minimum Tax)
|
6/23 at 100.00
|
AA
|
3,234,861
|
3,000
|
|
5.625%, 6/01/43 – BAM Insured (Alternative Minimum Tax)
|
6/23 at 100.00
|
AA
|
3,058,650
|
5,460
|
|
Tulsa County Industrial Authority, Oklahoma, Health Care Revenue Bonds, Saint Francis Health
|
12/16 at 100.00
|
AA+
|
5,528,851
|
|
|
System, Series 2006, 5.000%, 12/15/36 (UB)
|
|
|
|
99
|
|
Tulsa County Industrial Authority, Oklahoma, Health Care Revenue Bonds, Saint Francis Health
|
12/16 at 100.00
|
AA+
|
101,269
|
|
|
System, tender option Bond Trust 3500, 8.577%, 6/15/30 (IF)
|
|
|
|
25,604
|
|
Total Oklahoma
|
|
|
25,819,400
|
|
|
Oregon – 1.7% (1.1% of Total Investments)
|
|
|
|
7,860
|
|
Multnomah County Hospital Facilities Authority, Oregon, Revenue Bonds, Sisters of Providence
|
10/14 at 100.00
|
AA (4)
|
8,140,366
|
|
|
Health System, Series 2004, 5.500%, 10/01/21 (Pre-refunded 10/01/14) (UB)
|
|
|
|
8,890
|
|
Oregon State Department of Transportation, Highway User Tax Revenue Bonds, Senior Lien Series
|
11/23 at 100.00
|
AAA
|
9,789,135
|
|
|
2013A, 5.000%, 11/15/38
|
|
|
|
16,750
|
|
Total Oregon
|
|
|
17,929,501
|
|
|
Pennsylvania – 3.8% (2.5% of Total Investments)
|
|
|
|
3,500
|
|
Allegheny County Sanitary Authority, Pennsylvania, Sewer Revenue Bonds, Series 2005A, 5.000%,
|
12/15 at 100.00
|
A1
|
3,738,140
|
|
|
12/01/23 – NPFG Insured
|
|
|
|
270
|
|
Annville-Cleona School District, Lebanon County, Pennsylvania, General Obligation Bonds,
|
3/15 at 100.00
|
A1
|
283,943
|
|
|
Series 2005, 6.000%, 3/01/28 – AGM Insured
|
|
|
|
1,230
|
|
Annville-Cleona School District, Lebanon County, Pennsylvania, General Obligation Bonds,
|
3/15 at 100.00
|
A1 (4)
|
1,305,805
|
|
|
Series 2005, 6.000%, 3/01/28 (Pre-refunded 3/01/15) – AGM Insured
|
|
|
|
500
|
|
Bucks County Industrial Development Authority, Pennsylvania, Charter School Revenue Bonds,
|
3/17 at 100.00
|
BBB
|
455,905
|
|
|
School Lane Charter School, Series 2007A, 5.000%, 3/15/37
|
|
|
|
1,050
|
|
Delaware Valley Regional Finance Authority, Pennsylvania, Local Government Revenue Bonds,
|
No Opt. Call
|
A2
|
1,170,792
|
|
|
Series 1997B, 5.700%, 7/01/27 – AMBAC Insured
|
|
|
|
|
|
Lehigh County Authority, Pennsylvania, Water and Sewer Capital Appreciation Revenue Bonds,
|
|
|
|
|
|
City of Allentown Concession, Series 2013B:
|
|
|
|
4,480
|
|
0.000%, 12/01/31
|
No Opt. Call
|
A
|
1,655,763
|
5,180
|
|
0.000%, 12/01/32
|
No Opt. Call
|
A
|
1,817,196
|
4,935
|
|
Lehigh County Authority, Pennsylvania, Water and Sewer Revenue Bonds, City of Allentown
|
12/23 at 100.00
|
A
|
5,011,048
|
|
|
Concession, Series 2013A, 5.125%, 12/01/47
|
|
|
|
50
|
|
Luzerne County, Pennsylvania, General Obligation Bonds, Series 2003C, 5.250%, 12/15/16 –
|
No Opt. Call
|
Baa1
|
54,356
|
|
|
FGIC Insured
|
|
|
|
2,500
|
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, AICUP Financing
|
11/22 at 100.00
|
Baa3
|
2,085,150
|
|
|
Program-Delaware Valley College of Science and Agriculture Project, Series 2012 LL1,
|
|
|
|
|
|
4.000%, 11/01/32
|
|
|
|
5,850
|
|
Pennsylvania Public School Building Authority, Lease Revenue Bonds, School District of
|
12/16 at 100.00
|
AA–
|
5,851,989
|
|
|
Philadelphia, Series 2006B, 4.500%, 6/01/32 – AGM Insured
|
|
|
|
1,000
|
|
Pennsylvania State University, General Revenue Bonds, Series 2005, 5.000%, 9/01/29
|
9/15 at 100.00
|
AA
|
1,056,350
|
15,000
|
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Capital Appreciation Series 2009E,
|
12/27 at 100.00
|
A–
|
13,796,700
|
|
|
0.000%, 12/01/38
|
|
|
|
1,050
|
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Series 2006A, 5.000%, 12/01/26 –
|
6/16 at 100.00
|
A+
|
1,129,181
|
|
|
AMBAC Insured
|
|
|
|
46,595
|
|
Total Pennsylvania
|
|
|
39,412,318
|
|
|
Puerto Rico – 0.6% (0.4% of Total Investments)
|
|
|
|
8,750
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/29 at 100.00
|
A+
|
4,398,188
|
|
|
2010A, 0.000%, 8/01/33
|
|
|
|
25,000
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A, 0.000%,
|
No Opt. Call
|
AA–
|
1,621,250
|
|
|
8/01/54 – AMBAC Insured
|
|
|
|
33,750
|
|
Total Puerto Rico
|
|
|
6,019,438
|
|
|
Rhode Island – 1.8% (1.2% of Total Investments)
|
|
|
|
|
|
Rhode Island Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
2,570
|
|
6.000%, 6/01/23
|
6/14 at 100.00
|
Baa1
|
2,570,231
|
6,425
|
|
6.125%, 6/01/32
|
6/14 at 100.00
|
BBB+
|
6,424,486
|
9,660
|
|
6.250%, 6/01/42
|
6/14 at 100.00
|
BBB–
|
9,505,247
|
18,655
|
|
Total Rhode Island
|
|
|
18,499,964
|
|
|
South Carolina – 0.6% (0.4% of Total Investments)
|
|
|
|
2,500
|
|
Greenville, South Carolina, Hospital Facilities Revenue Refunding Bonds, Series 2003A, 5.000%,
|
4/14 at 100.00
|
AA– (4)
|
2,508,325
|
|
|
5/01/25 (Pre-refunded 4/01/14) – AMBAC Insured
|
|
|
|
3,315
|
|
South Carolina Public Service Authority, Santee Cooper Revenue Obligations, Series 2013A,
|
12/23 at 100.00
|
AA–
|
3,448,031
|
|
|
5.125%, 12/01/43
|
|
|
|
5,815
|
|
Total South Carolina
|
|
|
5,956,356
|
|
|
Tennessee – 0.7% (0.4% of Total Investments)
|
|
|
|
|
|
Harpeth Valley Utilities District, Davidson and Williamson Counties, Tennessee, Utilities
|
|
|
|
|
|
Revenue Bonds, Series 2012A:
|
|
|
|
1,645
|
|
4.000%, 9/01/40
|
9/22 at 100.00
|
AA
|
1,645,872
|
1,690
|
|
4.000%, 9/01/42
|
9/22 at 100.00
|
AA
|
1,684,524
|
3,200
|
|
Johnson City Health and Educational Facilities Board, Tennessee, Revenue Bonds, Mountain
|
7/16 at 100.00
|
BBB+
|
3,284,896
|
|
|
States Health Alliance, Series 2006A, 5.500%, 7/01/36
|
|
|
|
6,535
|
|
Total Tennessee
|
|
|
6,615,292
|
|
|
Texas – 11.5% (7.6% of Total Investments)
|
|
|
|
5,810
|
|
Board of Regents, University of Texas System, Financing System Revenue Bonds, Series 2006F,
|
2/17 at 100.00
|
AAA
|
5,858,514
|
|
|
4.250%, 8/15/36 (UB)
|
|
|
|
5,110
|
|
Brazos River Authority, Texas, Pollution Control Revenue Refunding Bonds, TXU Electric
|
4/14 at 100.00
|
C
|
140,525
|
|
|
Company, Series 1999C, 7.700%, 3/01/32 (Alternative Minimum Tax)
|
|
|
|
1,000
|
|
Bryan, Brazos County, Texas, Electric System Revenue Bonds, Series 2009, 5.000%, 7/01/34
|
7/17 at 100.00
|
A+
|
1,050,680
|
965
|
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Refunding Series 2013A,
|
1/23 at 100.00
|
Baa2
|
937,662
|
|
|
5.000%, 1/01/43
|
|
|
|
5,240
|
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Series 2011,
|
1/21 at 100.00
|
Baa2
|
5,498,594
|
|
|
6.250%, 1/01/46
|
|
|
|
4,650
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Improvement Series 2013C,
|
11/22 at 100.00
|
A+
|
4,685,480
|
|
|
5.125%, 11/01/43 (Alternative Minimum Tax)
|
|
|
|
6,340
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding and Improvement
|
11/21 at 100.00
|
A+
|
6,422,864
|
|
|
Bonds, Series 2012C, 5.000%, 11/01/45 – AGM Insured
|
|
|
|
11,000
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Series 2012H, 5.000%,
|
No Opt. Call
|
A+
|
10,974,150
|
|
|
11/01/42 (Alternative Minimum Tax)
|
|
|
|
3,875
|
|
Grand Parkway Transportation Corporation, Texas, System Toll Revenue Bonds, Tender Option
|
10/23 at 100.00
|
AA+
|
4,069,719
|
|
|
Bond Trust 2013-9A, 18.365%, 4/01/53 (IF)
|
|
|
|
|
|
Harris County Health Facilities Development Corporation, Texas, Hospital Revenue Bonds,
|
|
|
|
|
|
Memorial Hermann Healthcare System, Series 2004A:
|
|
|
|
1,000
|
|
5.000%, 12/01/20 (Pre-refunded 12/01/14)
|
12/14 at 100.00
|
A+ (4)
|
1,039,690
|
1,000
|
|
5.000%, 12/01/21 (Pre-refunded 12/01/14)
|
12/14 at 100.00
|
A+ (4)
|
1,039,690
|
2,500
|
|
5.125%, 12/01/22 (Pre-refunded 12/01/14)
|
12/14 at 100.00
|
A+ (4)
|
2,601,825
|
2,925
|
|
Harris County-Houston Sports Authority, Texas, Revenue Bonds, Senior Lien Series 2001G,
|
5/14 at 100.00
|
A
|
2,925,000
|
|
|
5.250%, 11/15/30 – NPFG Insured
|
|
|
|
4,000
|
|
Houston, Texas, First Lien Combined Utility System Revenue Bonds, First Lien Series 2004A,
|
5/14 at 100.00
|
AA
|
4,058,960
|
|
|
5.250%, 5/15/24 – FGIC Insured
|
|
|
|
6,000
|
|
Houston, Texas, First Lien Combined Utility System Revenue Bonds, Series 2011D,
|
11/21 at 100.00
|
AA
|
6,362,760
|
|
|
5.000%, 11/15/40
|
|
|
|
10,850
|
|
Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and
|
No Opt. Call
|
A2
|
6,310,794
|
|
|
Entertainment Project, Series 2001B, 0.000%, 9/01/25 – AMBAC Insured
|
|
|
|
|
|
Kerrville Health Facilities Development Corporation, Texas, Revenue Bonds, Sid Peterson
|
|
|
|
|
|
Memorial Hospital Project, Series 2005:
|
|
|
|
800
|
|
5.250%, 8/15/21
|
2/16 at 100.00
|
BBB–
|
821,144
|
1,250
|
|
5.125%, 8/15/26
|
2/16 at 100.00
|
BBB–
|
1,264,338
|
3,000
|
|
Love Field Airport Modernization Corporation, Texas, Special Facilities Revenue Bonds,
|
11/20 at 100.00
|
BBB–
|
3,018,030
|
|
|
Southwest Airlines Company, Series 2010, 5.250%, 11/01/40
|
|
|
|
4,715
|
|
Lower Colorado River Authority, Texas, Revenue Refunding Bonds, Series 2012A,
|
No Opt. Call
|
A1
|
4,858,195
|
|
|
5.000%, 5/15/39
|
|
|
|
6,025
|
|
North Central Texas Health Facilities Development Corporation, Texas, Revenue Bonds,
|
8/22 at 100.00
|
AA
|
6,358,363
|
|
|
Children’s Medical Center Dallas Project, Series 2012, 5.000%, 8/15/32
|
|
|
|
3,365
|
|
North Texas Tollway Authority, Second Tier System Revenue Refunding Bonds, Series 2008F,
|
1/18 at 100.00
|
A3
|
3,563,266
|
|
|
5.750%, 1/01/38
|
|
|
|
|
|
North Texas Tollway Authority, Special Projects System Revenue Bonds, Series 2011A:
|
|
|
|
1,880
|
|
0.000%, 9/01/43
|
9/31 at 100.00
|
AA+
|
1,360,312
|
7,990
|
|
0.000%, 9/01/45
|
9/31 at 100.00
|
AA+
|
6,358,280
|
1,000
|
|
Sabine River Authority, Texas, Pollution Control Revenue Bonds, TXU Electric Company, Series
|
11/15 at 100.00
|
CCC
|
27,500
|
|
|
2001C, 5.200%, 5/01/28
|
|
|
|
2,500
|
|
Southwest Higher Education Authority Inc, Texas, Revenue Bonds, Southern Methodist
|
10/20 at 100.00
|
AA–
|
2,776,675
|
|
|
University, Series 2010, 5.000%, 10/01/41
|
|
|
|
4,000
|
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue
|
8/23 at 100.00
|
Aa3
|
4,072,840
|
|
|
Bonds, Scott & White Healthcare Project, Series 2013A, 5.000%, 8/15/43
|
|
|
|
7,100
|
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Revenue Bonds, Texas
|
2/17 at 100.00
|
AA–
|
7,198,619
|
|
|
Health Resources, Series 2007A, 5.000%, 2/15/36 (UB)
|
|
|
|
1,100
|
|
Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series
|
No Opt. Call
|
A3
|
1,112,507
|
|
|
2012, 5.000%, 12/15/30
|
|
|
|
1,465
|
|
Texas Private Activity Bond Surface Transportation Corporation, Senior Lien Revenue Bonds, NTE
|
9/23 at 100.00
|
BBB–
|
1,575,051
|
|
|
Mobility Partners Segments 3 Segments 3A & 3B Facility, Series 2013, 6.750%, 6/30/43
|
|
|
|
|
|
(Alternative Minimum Tax)
|
|
|
|
3,755
|
|
Texas State, General Obligation Bonds, Series 2008, Trust 3213, 13.842%, 4/01/28 (IF)
|
4/17 at 100.00
|
AAA
|
5,536,445
|
5,000
|
|
Texas Transportation Commission, Central Texas Turnpike System Revenue Bonds, First Tier
|
8/22 at 100.00
|
A–
|
5,013,250
|
|
|
Refunding Series 2012A, 5.000%, 8/15/41
|
|
|
|
127,210
|
|
Total Texas
|
|
|
118,891,722
|
|
|
Utah – 1.5% (1.0% of Total Investments)
|
|
|
|
6,335
|
|
Riverton, Utah, Hospital Revenue Bonds, IHC Health Services, Inc., Series 2009, 5.000%, 8/15/41
|
8/19 at 100.00
|
AA+
|
6,546,652
|
9,045
|
|
Utah Transit Authority, Sales Tax Revenue and Refunding Bonds, Series 2012, 5.000%, 6/15/42
|
6/22 at 100.00
|
A1
|
9,341,224
|
15,380
|
|
Total Utah
|
|
|
15,887,876
|
|
|
Virginia – 0.1% (0.1% of Total Investments)
|
|
|
|
1,250
|
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, 95 Express Lanes LLC
|
1/22 at 100.00
|
BBB–
|
1,154,438
|
|
|
Project, Series 2012, 5.000%, 1/01/40 (Alternative Minimum Tax)
|
|
|
|
|
|
Washington – 5.3% (3.5% of Total Investments)
|
|
|
|
10,000
|
|
King County, Washington, Sewer Revenue Bonds, Refunding Series 2012, 5.000%, 1/01/52
|
1/22 at 100.00
|
AA+
|
10,386,800
|
2,500
|
|
King County, Washington, Sewer Revenue Bonds, Series 2009, 5.250%, 1/01/42
|
1/19 at 100.00
|
AA+
|
2,756,975
|
4,160
|
|
Port of Seattle, Washington, Revenue Bonds, Intermediate Lien Refunding Series 2012A,
|
8/22 at 100.00
|
A+
|
4,518,134
|
|
|
5.000%, 8/01/30
|
|
|
|
2,820
|
|
Skagit County Public Hospital District 1, Washington, General Obligation Bonds, Series 2004A,
|
12/14 at 100.00
|
A1 (4)
|
2,943,319
|
|
|
5.375%, 12/01/19 (Pre-refunded 12/01/14) – NPFG Insured
|
|
|
|
12,515
|
|
Spokane Public Facilities District, Washington, Hotel, Motel, and Sales Use Tax Revenue Bonds,
|
6/23 at 100.00
|
A+
|
12,838,010
|
|
|
Series 2013A, 5.000%, 12/01/38
|
|
|
|
3,410
|
|
Washington Health Care Facilities Authority, Revenue Bonds, Fred Hutchinson Cancer Research
|
1/21 at 100.00
|
A
|
3,551,379
|
|
|
Center, Series 2011A, 5.625%, 1/01/35
|
|
|
|
4,415
|
|
Washington Health Care Facilities Authority, Revenue Bonds, Kadlec Regional Medical Center,
|
12/20 at 100.00
|
Baa3
|
4,427,097
|
|
|
Series 2010, 5.500%, 12/01/39
|
|
|
|
1,885
|
|
Washington Health Care Facilities Authority, Revenue Bonds, Seattle Children’s Hospital,
|
10/22 at 100.00
|
AA
|
1,998,420
|
|
|
Refunding Series 2012B, 5.000%, 10/01/30
|
|
|
|
4,940
|
|
Washington Health Care Facilities Authority, Revenue Bonds, Seattle Children’s Hospital,
|
10/22 at 100.00
|
AA
|
5,074,269
|
|
|
Series 2012A, 5.000%, 10/01/42
|
|
|
|
5,000
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Fred Hutchinson Cancer
|
7/19 at 100.00
|
A
|
5,312,350
|
|
|
Research Center, Series 2009A, 6.000%, 1/01/33
|
|
|
|
1,000
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Northwest Hospital and
|
12/17 at 100.00
|
N/R
|
1,001,950
|
|
|
Medical Center of Seattle, Series 2007, 5.700%, 12/01/32
|
|
|
|
52,645
|
|
Total Washington
|
|
|
54,808,703
|
|
|
West Virginia – 0.2% (0.2% of Total Investments)
|
|
|
|
2,355
|
|
West Virginia University, Revenue Bonds, West Virginia University Projects, Improvement Series
|
10/14 at 100.00
|
Aa3 (4)
|
2,431,161
|
|
|
2004C, 5.000%, 10/01/24 (Pre-refunded 10/01/14) – FGIC Insured
|
|
|
|
|
|
Wisconsin – 2.2% (1.5% of Total Investments)
|
|
|
|
1,240
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Aurora Health Care,
|
4/20 at 100.00
|
A
|
1,282,148
|
|
|
Inc., Series 2010A, 5.625%, 4/15/39
|
|
|
|
6,775
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Aurora Health Care,
|
7/21 at 100.00
|
A
|
7,189,628
|
|
|
Inc., Series 2012A, 5.000%, 7/15/25
|
|
|
|
365
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Divine Savior
|
5/16 at 100.00
|
BBB
|
366,434
|
|
|
Healthcare, Series 2006, 5.000%, 5/01/32
|
|
|
|
1,000
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Fort Healthcare Inc.,
|
5/14 at 100.00
|
BBB
|
1,010,290
|
|
|
Series 2004, 5.750%, 5/01/24
|
|
|
|
2,955
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Marshfield Clinic,
|
2/22 at 100.00
|
A–
|
2,988,066
|
|
|
Series 2012B, 5.000%, 2/15/40
|
|
|
|
4,530
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Wheaton Franciscan
|
8/16 at 100.00
|
A–
|
4,535,210
|
|
|
Healthcare System, Series 2006A, 5.250%, 8/15/34
|
|
|
|
5,300
|
|
Wisconsin State, General Obligation Bonds, Series 2006A, 4.750%, 5/01/25 –
|
5/16 at 100.00
|
AA
|
5,749,440
|
|
|
NPFG Insured (UB) (5)
|
|
|
|
22,165
|
|
Total Wisconsin
|
|
|
23,121,216
|
|
|
Wyoming – 0.2% (0.1% of Total Investments)
|
|
|
|
2,250
|
|
Sweetwater County, Wyoming, Solid Waste Disposal Revenue Bonds, FMC Corporation, Series 2005,
|
12/15 at 100.00
|
A–
|
2,291,738
|
|
|
5.600%, 12/01/35 (Alternative Minimum Tax)
|
|
|
|
$ 1,651,059
|
|
Total Municipal Bonds (cost $1,511,696,769)
|
|
|
1,562,776,303
|