|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
Nuveen Premium Income Municipal Fund 4, Inc. (NPT)
|
|
|
|
|
|
July 31, 2012
|
|
|
|
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
Alabama – 3.7% (2.5% of Total Investments)
|
|
|
|
$ 11,895
|
|
Alabama Special Care Facilities Financing Authority, Birmingham, Hospital Revenue Bonds,
|
11/12 at 100.00
|
Aaa
|
$ 11,940,558
|
|
|
Daughters of Charity National Health System – Providence Hospital and St. Vincent’s Hospital,
|
|
|
|
|
|
Series 1995, 5.000%, 11/01/25 (ETM)
|
|
|
|
5,000
|
|
Alabama Special Care Facilities Financing Authority, Revenue Bonds, Ascension Health, Series
|
11/16 at 100.00
|
AA+
|
5,313,450
|
|
|
2006C-2, 5.000%, 11/15/39 (UB)
|
|
|
|
1,000
|
|
Birmingham Special Care Facilities Financing Authority, Alabama, Revenue Bonds, Baptist Health
|
11/15 at 100.00
|
Baa2
|
1,009,880
|
|
|
System Inc., Series 2005A, 5.000%, 11/15/30
|
|
|
|
1,000
|
|
Courtland Industrial Development Board, Alabama, Pollution Control Revenue Bonds,
|
6/15 at 100.00
|
BBB
|
1,023,760
|
|
|
International Paper Company, Series 2005A, 5.000%, 6/01/25
|
|
|
|
1,500
|
|
Jefferson County, Alabama, Limited Obligation School Warrants, Education Tax Revenue Bonds,
|
1/14 at 100.00
|
AA
|
1,505,490
|
|
|
Series 2004A, 5.250%, 1/01/23 – AGM Insured
|
|
|
|
2,325
|
|
Selma Industrial Development Board, Alabama, Gulf Opportunity Zone Revenue Bonds,
|
5/20 at 100.00
|
BBB
|
2,591,515
|
|
|
International Paper Company Project, Series 2010A, 5.800%, 5/01/34
|
|
|
|
22,720
|
|
Total Alabama
|
|
|
23,384,653
|
|
|
Alaska – 0.8% (0.5% of Total Investments)
|
|
|
|
1,665
|
|
Alaska Housing Finance Corporation, General Housing Purpose Bonds, Series 2005A, 5.000%,
|
12/14 at 100.00
|
AA+
|
1,732,482
|
|
|
12/01/30 – FGIC Insured (UB)
|
|
|
|
3,065
|
|
Alaska Municipal Bond Bank Authority, General Obligation Bonds, Series 2003E, 5.250%, 12/01/26
|
12/13 at 100.00
|
AA (4)
|
3,270,355
|
|
|
(Pre-refunded 12/01/13) – NPFG Insured
|
|
|
|
4,730
|
|
Total Alaska
|
|
|
5,002,837
|
|
|
Arizona – 4.6% (3.1% of Total Investments)
|
|
|
|
1,300
|
|
Apache County Industrial Development Authority, Arizona, Pollution Control Revenue Bonds,
|
3/22 at 100.00
|
BBB–
|
1,351,285
|
|
|
Tucson Electric Power Company, Series 20102A, 4.500%, 3/01/30
|
|
|
|
10,350
|
|
Arizona Sports and Tourism Authority, Senior Revenue Refunding Bonds, Multipurpose Stadium
|
7/22 at 100.00
|
A1
|
11,673,455
|
|
|
Facility Project, Series 2012A, 5.000%, 7/01/30
|
|
|
|
5,000
|
|
Arizona Tourism and Sports Authority, Tax Revenue Bonds, Multipurpose Stadium Facility
|
7/13 at 100.00
|
A1 (4)
|
5,216,150
|
|
|
Project, Series 2003A, 5.000%, 7/01/31 (Pre-refunded 7/01/13) – NPFG Insured
|
|
|
|
1,665
|
|
Oro Valley, Arizona, Water Project Revenue Obligations, Refunding Senior Lien Series 2012,
|
No Opt. Call
|
AA
|
1,915,566
|
|
|
4.000%, 7/01/20
|
|
|
|
|
|
Phoenix Mesa Gateway Airport Authority, Arizona, Special Facility Revenue Bonds, Mesa Project,
|
|
|
|
|
|
Series 2012:
|
|
|
|
400
|
|
5.000%, 7/01/27 (Alternative Minimum Tax)
|
7/22 at 100.00
|
AA+
|
440,904
|
950
|
|
5.000%, 7/01/32 (Alternative Minimum Tax)
|
7/22 at 100.00
|
AA+
|
1,021,868
|
3,710
|
|
Pinal County Electrical District 3, Arizona, Electric System Revenue Bonds, Refunding Series
|
7/21 at 100.00
|
A
|
4,132,829
|
|
|
2011, 5.250%, 7/01/41
|
|
|
|
3,000
|
|
Salt Verde Financial Corporation, Arizona, Senior Gas Revenue Bonds, Citigroup Energy Inc
|
No Opt. Call
|
A–
|
3,118,650
|
|
|
Prepay Contract Obligations, Series 2007, 5.000%, 12/01/37
|
|
|
|
26,375
|
|
Total Arizona
|
|
|
28,870,707
|
|
|
California – 23.0% (15.4% of Total Investments)
|
|
|
|
1,500
|
|
ABAG Finance Authority for Non-Profit Corporations, California, Cal-Mortgage Insured Revenue
|
5/20 at 100.00
|
A–
|
1,682,445
|
|
|
Bonds, Channing House, Series 2010, 6.000%, 5/15/30
|
|
|
|
8,000
|
|
Anaheim Public Finance Authority, California, Senior Lease Bonds, Public Improvement Project,
|
9/17 at 100.00
|
A1
|
8,160,480
|
|
|
Refunding Series 2007A-1, 4.375%, 3/01/37 – FGIC Insured
|
|
|
|
17,000
|
|
California Health Facilities Financing Authority, Health Facility Revenue Bonds, Adventist
|
3/13 at 100.00
|
A
|
17,113,558
|
|
|
Health System/West, Series 2003A, 5.000%, 3/01/33
|
|
|
|
5,000
|
|
California Health Facilities Financing Authority, Revenue Bonds, Kaiser Permanante System,
|
4/16 at 100.00
|
A+
|
5,232,050
|
|
|
Series 2006, 5.000%, 4/01/37
|
|
|
|
2,900
|
|
California Health Facilities Financing Authority, Revenue Bonds, Sutter Health, Series 2007A,
|
11/16 at 100.00
|
AA–
|
3,046,334
|
|
|
5.000%, 11/15/42 (UB)
|
|
|
|
1,385
|
|
California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects
|
8/20 at 100.00
|
BBB
|
1,528,223
|
|
|
Series 2010A, 6.400%, 8/15/45
|
|
|
|
1,220
|
|
California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series
|
11/19 at 100.00
|
A2
|
1,484,215
|
|
|
2009-I, 6.375%, 11/01/34
|
|
|
|
1,500
|
|
California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series
|
3/20 at 100.00
|
A2
|
1,716,060
|
|
|
2010A-1, 5.750%, 3/01/30
|
|
|
|
4,500
|
|
California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series
|
10/21 at 100.00
|
A2
|
4,981,545
|
|
|
2011A, 5.125%, 10/01/31
|
|
|
|
19,095
|
|
California State, General Obligation Bonds, Series 2005, 5.000%, 6/01/33 – CIFG Insured
|
6/15 at 100.00
|
A1
|
20,330,251
|
1,000
|
|
California State, General Obligation Bonds, Various Purpose Series 2010, 5.500%, 3/01/40
|
3/20 at 100.00
|
A1
|
1,149,760
|
1,030
|
|
California Statewide Communities Development Authority, Revenue Bonds, American Baptist Homes
|
10/19 at 100.00
|
BBB+
|
1,120,558
|
|
|
of the West, Series 2010, 6.250%, 10/01/39
|
|
|
|
1,050
|
|
California Statewide Communities Development Authority, School Facility Revenue Bonds, Aspire
|
1/19 at 100.00
|
BB+
|
1,082,582
|
|
|
Public Schools, Series 2010, 6.000%, 7/01/40
|
|
|
|
1,000
|
|
California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity
|
7/15 at 100.00
|
BBB
|
1,016,360
|
|
|
Health System, Series 2005A, 5.000%, 7/01/39
|
|
|
|
1,685
|
|
California Statewide Community Development Authority, Revenue Bonds, Sutter Health, Tender
|
No Opt. Call
|
AA–
|
2,363,937
|
|
|
Option Bond Trust 3175, 13.551%, 5/15/14 (IF)
|
|
|
|
4,780
|
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Series
|
No Opt. Call
|
Aaa
|
4,756,721
|
|
|
1995A, 0.000%, 1/01/14 (ETM)
|
|
|
|
1,000
|
|
Gavilan Joint Community College District, Santa Clara and San Benito Counties, California,
|
8/21 at 100.00
|
Aa2
|
1,218,580
|
|
|
General Obligation Bonds, Election of 2004 Series 2011D, 5.750%, 8/01/35
|
|
|
|
2,000
|
|
Glendale Redevelopment Agency, Central Glendale Redevelopment Project, California, Tax
|
12/16 at 100.00
|
A
|
2,110,340
|
|
|
Allocation Bonds, Series 2010, 5.500%, 12/01/24
|
|
|
|
1,000
|
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
6/13 at 100.00
|
Aaa
|
1,054,640
|
|
|
Bonds, Series 2003A-1, 6.750%, 6/01/39 (Pre-refunded 6/01/13)
|
|
|
|
|
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|
|
|
|
|
Bonds, Series 2007A-1:
|
|
|
|
3,000
|
|
5.750%, 6/01/47
|
6/17 at 100.00
|
BB–
|
2,539,890
|
610
|
|
5.125%, 6/01/47
|
6/17 at 100.00
|
BB–
|
466,510
|
3,190
|
|
Hillsborough City School District, San Mateo County, California, General Obligation Bonds,
|
No Opt. Call
|
AAA
|
1,732,361
|
|
|
Series 2006B, 0.000%, 9/01/27
|
|
|
|
360
|
|
Jurupa Public Financing Authority, California, Superior Lien Revenue Bonds, Series 2010A,
|
9/20 at 100.00
|
AA–
|
391,248
|
|
|
5.000%, 9/01/33
|
|
|
|
540
|
|
Madera County, California, Certificates of Participation, Children’s Hospital Central
|
3/20 at 100.00
|
A+
|
578,264
|
|
|
California, Series 2010, 5.375%, 3/15/36
|
|
|
|
2,000
|
|
Marinez Unified School District, Contra Costa County, California, General Obligation Bonds,
|
8/24 at 100.00
|
AA–
|
2,147,440
|
|
|
Series 2011, 0.000%, 8/01/31
|
|
|
|
1,000
|
|
Mendocino-Lake Community College District, California, General Obligation Bonds, Capital
|
8/26 at 100.00
|
AA–
|
951,570
|
|
|
Appreciation, Election 2006, Series 2011, 0.000%, 8/01/31 – AGM Insured
|
|
|
|
2,700
|
|
M-S-R Energy Authority, California, Gas Revenue Bonds, Series 2009C, 7.000%, 11/01/34
|
No Opt. Call
|
A
|
3,546,099
|
3,000
|
|
Palomar Pomerado Health Care District, California, Certificates of Participation, Series 2009,
|
11/19 at 100.00
|
Baa3
|
3,387,420
|
|
|
6.625%, 11/01/29
|
|
|
|
1,250
|
|
Palomar Pomerado Health Care District, California, Certificates of Participation, Series 2010,
|
11/20 at 100.00
|
Baa3
|
1,367,350
|
|
|
5.250%, 11/01/21
|
|
|
|
2,500
|
|
Petaluma, Sonoma County, California, Wastewater Revenue Bonds, Refunding Series 2011,
|
5/21 at 100.00
|
AA–
|
2,897,400
|
|
|
5.500%, 5/01/32
|
|
|
|
2,000
|
|
Ridgecrest Redevelopment Agency, California, Ridgecrest Redevelopment Project Tax Allocation
|
6/20 at 100.00
|
A–
|
2,195,500
|
|
|
Bonds, Refunding Series 2010, 6.125%, 6/30/37
|
|
|
|
11,310
|
|
San Francisco Bay Area Rapid Transit District, California, Sales Tax Revenue Bonds, Refunding
|
7/16 at 100.00
|
AA+
|
11,809,337
|
|
|
Series 2006A, 4.250%, 7/01/31 – AGM Insured (UB)
|
|
|
|
670
|
|
San Francisco Redevelopment Finance Authority, California, Tax Allocation Revenue Bonds,
|
8/19 at 100.00
|
A–
|
779,156
|
|
|
Mission Bay North Redevelopment Project, Series 2009C, 6.500%, 8/01/39
|
|
|
|
|
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|
|
|
|
|
Refunding Bonds, Series 1997A:
|
|
|
|
4,430
|
|
0.000%, 1/15/32 – NPFG Insured
|
No Opt. Call
|
BBB
|
1,492,733
|
31,300
|
|
0.000%, 1/15/34 – NPFG Insured
|
No Opt. Call
|
BBB
|
9,372,159
|
4,000
|
|
San Luis Obispo County Financing Authority, California, Revenue Bonds, Nacimiento Water
|
9/17 at 100.00
|
Aa1
|
5,454,080
|
|
|
Project, Tender Option Bond Trust 3030, 17.237%, 9/01/38 – NPFG Insured (IF)
|
|
|
|
440
|
|
Semitrophic Improvement District of Semitrophic Water Storage District, Kern County,
|
12/19 at 100.00
|
AA–
|
490,930
|
|
|
California, Revenue Bonds, Refunding Series 2009A, 5.000%, 12/01/38
|
|
|
|
690
|
|
South Gate Public Financing Authority, California, Water Revenue Refunding Bonds, Series
|
No Opt. Call
|
BBB
|
693,636
|
|
|
1996A, 6.000%, 10/01/12 – FGIC Insured
|
|
|
|
|
|
Wiseburn School District, Los Angeles County, California, General Obligation Bonds,
|
|
|
|
|
|
Series 2011B:
|
|
|
|
4,005
|
|
0.000%, 8/01/36 – AGM Insured
|
8/31 at 100.00
|
AA–
|
2,321,138
|
3,900
|
|
5.625%, 5/01/41 – AGM Insured
|
8/21 at 100.00
|
AA–
|
4,549,857
|
3,000
|
|
Yuba Community College District, California, General Obligation Bonds, Election 2006 Series
|
8/21 at 100.00
|
Aa2
|
3,382,830
|
|
|
2011C, 5.250%, 8/01/47
|
|
|
|
162,540
|
|
Total California
|
|
|
143,695,547
|
|
|
Colorado – 5.3% (3.5% of Total Investments)
|
|
|
|
1,250
|
|
Adams County School District 1, Mapleton Public Schools, Colorado, General Obligation Bonds,
|
12/20 at 100.00
|
Aa2
|
1,560,063
|
|
|
Series 2010, 6.250%, 12/01/35
|
|
|
|
4,735
|
|
Broomfield, Colorado, Water Activity Enterprise, Water Revenue Bonds, Series 2012,
|
No Opt. Call
|
A1
|
5,777,174
|
|
|
5.000%, 12/01/20
|
|
|
|
1,200
|
|
Colorado State Board of Governors, Colorado State University Auxiliary Enterprise System
|
3/19 at 100.00
|
Aa2
|
1,341,996
|
|
|
Revenue Bonds, Series 2009A, 5.000%, 3/01/34
|
|
|
|
1,000
|
|
Concord Metropolitan District, Douglas County, Colorado, General Obligation Bonds, Refunding
|
12/20 at 100.00
|
BBB
|
1,094,720
|
|
|
Series 2010, 5.375%, 12/01/40
|
|
|
|
1,035
|
|
Denver City and County, Colorado, Airport System Revenue Bonds, Series 1991D, 7.750%, 11/15/13
|
No Opt. Call
|
A+
|
1,081,026
|
|
|
(Alternative Minimum Tax)
|
|
|
|
|
|
Denver Convention Center Hotel Authority, Colorado, Revenue Bonds, Convention Center Hotel,
|
|
|
|
|
|
Senior Lien Series 2003A:
|
|
|
|
2,940
|
|
5.000%, 12/01/20 (Pre-refunded 12/01/13) – SYNCORA GTY Insured
|
12/13 at 100.00
|
N/R (4)
|
3,121,075
|
10,185
|
|
5.000%, 12/01/33 (Pre-refunded 12/01/13) – SYNCORA GTY Insured
|
12/13 at 100.00
|
N/R (4)
|
10,812,294
|
755
|
|
Jefferson County School District R1, Colorado, General Obligation Bonds, Series 2004, 5.000%,
|
12/14 at 100.00
|
Aa2 (4)
|
838,050
|
|
|
12/15/22 (Pre-refunded 12/15/14) – AGM Insured (UB)
|
|
|
|
1,000
|
|
Meridian Metropolitan District, Douglas County, Colorado, General Obligation Refunding Bonds,
|
12/21 at 100.00
|
A
|
1,075,180
|
|
|
Series 2011A, 5.000%, 12/01/41
|
|
|
|
1,765
|
|
Park Creek Metropolitan District, Colorado, Senior Limited Property Tax Supported Revenue
|
12/20 at 100.00
|
AA–
|
2,070,116
|
|
|
Refunding Bonds, Series 2011, 6.125%, 12/01/41 – AGM Insured
|
|
|
|
|
|
Regional Transportation District, Colorado, Denver Transit Partners Eagle P3 Project Private
|
|
|
|
|
|
Activity Bonds, Series 2010:
|
|
|
|
1,245
|
|
6.000%, 1/15/34
|
7/20 at 100.00
|
Baa3
|
1,433,817
|
2,365
|
|
6.000%, 1/15/41
|
7/20 at 100.00
|
Baa3
|
2,695,769
|
29,475
|
|
Total Colorado
|
|
|
32,901,280
|
|
|
Florida – 7.9% (5.3% of Total Investments)
|
|
|
|
1,250
|
|
Bay County, Florida, Educational Facilities Revenue Refunding Bonds, Bay Haven Charter
|
9/20 at 100.00
|
BBB
|
1,337,363
|
|
|
Academy, Inc. Project, Series 2010A, 6.000%, 9/01/40
|
|
|
|
250
|
|
Brevard County Health Facilities Authority, Florida, Revenue Bonds, Health First Inc. Project,
|
4/19 at 100.00
|
A–
|
310,773
|
|
|
Series 2009B, 7.000%, 4/01/39
|
|
|
|
5,000
|
|
Broward County School Board, Florida, Certificates of Participation, Series 2003, 5.000%,
|
7/13 at 100.00
|
Aa3 (4)
|
5,218,500
|
|
|
7/01/28 (Pre-refunded 7/01/13) – NPFG Insured
|
|
|
|
3,000
|
|
Cape Coral, Florida, Water and Sewer Revenue Bonds, Refunding Series 2011, 5.000%, 10/01/41 –
|
10/21 at 100.00
|
AA–
|
3,363,870
|
|
|
AGM Insured
|
|
|
|
1,100
|
|
Florida Higher Educational Facilities Financing Authority, Revenue Bonds, Nova Southeastern
|
4/21 at 100.00
|
BBB+
|
1,273,954
|
|
|
University, Refunding Series 2011, 6.375%, 4/01/31
|
|
|
|
5,000
|
|
Hillsborough County Aviation Authority, Florida, Revenue Bonds, Tampa International Airport,
|
10/13 at 100.00
|
A+
|
5,211,950
|
|
|
Series 2003A, 5.250%, 10/01/18 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
1,750
|
|
Jacksonville, Florida, Transportation Revenue Bonds, Refunding Series 2012A, 5.000%, 10/01/24
|
10/22 at 100.00
|
AA–
|
2,084,250
|
5,000
|
|
Martin County Industrial Development Authority, Florida, Industrial Development Revenue Bonds,
|
12/12 at 100.00
|
BB+
|
5,020,000
|
|
|
Indiantown Cogeneration LP, Series 1994A, 7.875%, 12/15/25 (Alternative Minimum Tax)
|
|
|
|
1,380
|
|
Miami-Dade County Housing Finance Authority, Florida, Multifamily Housing Revenue Bonds,
|
1/13 at 100.00
|
AA–
|
1,394,752
|
|
|
Sunset Bay Apartments, Series 2000-5A, 5.850%, 7/01/20 – AGM Insured (Alternative
|
|
|
|
|
|
Minimum Tax)
|
|
|
|
2,000
|
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2005A,
|
10/15 at 100.00
|
A2
|
2,048,360
|
|
|
5.000%, 10/01/37 – SYNCORA GTY Insured (Alternative Minimum Tax)
|
|
|
|
1,050
|
|
Miami-Dade County, Florida, Transit System Sales Surtax Revenue Bonds, Series 2012, 5.000%,
|
7/22 at 100.00
|
AA
|
1,180,505
|
|
|
7/01/42 (WI/DD, Settling 8/01/12)
|
|
|
|
1,000
|
|
Northern Palm Beach County Improvement District, Florida, Revenue Bonds, Water Control and
|
8/17 at 100.00
|
N/R
|
994,170
|
|
|
Improvement Development Unit 46B, Series 2007A, 5.350%, 8/01/41
|
|
|
|
1,925
|
|
Old Palm Community Development District, Florida, Special Assessment Bonds, Palm Beach
|
5/15 at 101.00
|
N/R
|
1,944,751
|
|
|
Gardens, Series 2004A, 5.900%, 5/01/35
|
|
|
|
5,455
|
|
South Miami Health Facilities Authority, Florida, Hospital Revenue, Baptist Health System
|
8/17 at 100.00
|
AA
|
5,841,650
|
|
|
Obligation Group, Series 2007, 5.000%, 8/15/42 (UB) (5)
|
|
|
|
11,000
|
|
Sunrise, Florida, Utility System Revenue Refunding Bonds, Series 1998, 5.000%, 10/01/28 –
|
10/18 at 100.00
|
AA–
|
12,148,290
|
|
|
AMBAC Insured
|
|
|
|
46,160
|
|
Total Florida
|
|
|
49,373,138
|
|
|
Georgia – 3.7% (2.4% of Total Investments)
|
|
|
|
4,400
|
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 1999A, 5.500%, 11/01/22 –
|
No Opt. Call
|
A1
|
5,359,904
|
|
|
FGIC Insured
|
|
|
|
1,500
|
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 2009B, 5.250%, 11/01/34 –
|
11/19 at 100.00
|
AA–
|
1,714,695
|
|
|
AGM Insured
|
|
|
|
2,500
|
|
Gainesville and Hall County Hospital Authority, Georgia, Revenue Anticipation Certificates,
|
2/20 at 100.00
|
A
|
2,721,500
|
|
|
Northeast Georgia Health Services Inc., Series 2010A, 5.000%, 2/15/30
|
|
|
|
5,355
|
|
Georgia Municipal Electric Authority, General Power Revenue Bonds, Series 1993B, 5.700%,
|
No Opt. Call
|
A1 (4)
|
6,610,748
|
|
|
1/01/19 – FGIC Insured (ETM)
|
|
|
|
6,000
|
|
The Medical Center Hospital Authority, Georgia, Revenue Anticipation Certificates, Columbus
|
8/20 at 100.00
|
AA–
|
6,443,460
|
|
|
Regional Healthcare System, Inc. Project, Series 2010, 5.000%, 8/01/41
|
|
|
|
19,755
|
|
Total Georgia
|
|
|
22,850,307
|
|
|
Guam – 0.7% (0.4% of Total Investments)
|
|
|
|
4,000
|
|
Guam Government Waterworks Authority, Water and Wastewater System Revenue Bonds, Series 2010,
|
7/20 at 100.00
|
Ba2
|
4,163,720
|
|
|
5.500%, 7/01/30
|
|
|
|
|
|
Hawaii – 0.8% (0.5% of Total Investments)
|
|
|
|
1,000
|
|
Hawaii Department of Budget and Finance, Special Purpose Revenue Bonds, Hawaii Pacific Health
|
7/20 at 100.00
|
A–
|
1,089,910
|
|
|
Obligated Group, Series 2010A, 5.500%, 7/01/40
|
|
|
|
2,050
|
|
Honolulu City and County, Hawaii, General Obligation Refunding and Improvement Bonds, Series
|
No Opt. Call
|
Aa1
|
2,163,365
|
|
|
1993B, 5.000%, 10/01/13
|
|
|
|
1,580
|
|
Honolulu City and County, Hawaii, General Obligation Refunding and Improvement Bonds, Series
|
No Opt. Call
|
Aaa
|
1,668,417
|
|
|
1993B, 5.000%, 10/01/13 (ETM)
|
|
|
|
4,630
|
|
Total Hawaii
|
|
|
4,921,692
|
|
|
Idaho – 0.2% (0.2% of Total Investments)
|
|
|
|
800
|
|
Idaho Housing and Finance Association, Single Family Mortgage Revenue Bonds, Series 2009BI,
|
7/19 at 100.00
|
A1
|
884,640
|
|
|
5.650%, 7/01/26
|
|
|
|
595
|
|
Idaho Water Resource Board, Water Resource Loan Program Revenue, Ground Water Rights
|
9/22 at 100.00
|
Baa1
|
648,336
|
|
|
Mittigation Series 2012A, 5.000%, 9/01/32
|
|
|
|
1,395
|
|
Total Idaho
|
|
|
1,532,976
|
|
|
Illinois – 17.9% (11.9% of Total Investments)
|
|
|
|
1,180
|
|
Chicago Board of Education, Cook County, Illinois, General Obligation Bonds, Dedicated
|
12/21 at 100.00
|
A+
|
1,301,646
|
|
|
Revenues Series 2011A, 5.000%, 12/01/41
|
|
|
|
3,090
|
|
Chicago Board of Education, Illinois, General Obligation Lease Certificates, Series 1992A,
|
No Opt. Call
|
A1
|
3,279,942
|
|
|
6.250%, 1/01/15 – NPFG Insured
|
|
|
|
5,550
|
|
Chicago, Illinois, Revenue Bonds, Midway Airport, Series 2001A, 5.125%, 1/01/26 – AGM Insured
|
11/12 at 100.00
|
AA–
|
5,556,771
|
|
|
(Alternative Minimum Tax)
|
|
|
|
415
|
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport,
|
1/16 at 100.00
|
A2
|
442,519
|
|
|
Series 2005A, 5.000%, 1/01/33 – FGIC Insured
|
|
|
|
1,250
|
|
Cook County Forest Preserve District, Illinois, General Obligation Bonds, Personal Property
|
6/22 at 100.00
|
AA
|
1,402,550
|
|
|
Replacement Tax Alternate Source, Series 2012C, 5.000%, 12/15/37 – AGM Insured
|
|
|
|
|
|
Cook County School District 99, Cicero, Illinois, General Obligation School Bonds, Series 1997:
|
|
|
|
1,455
|
|
8.500%, 12/01/13 – FGIC Insured
|
No Opt. Call
|
N/R
|
1,594,258
|
1,685
|
|
8.500%, 12/01/15 – FGIC Insured
|
No Opt. Call
|
N/R
|
2,062,541
|
500
|
|
Illinois Finance Authority, Revenue Bonds, Admiral at Lake Project, Series 2010A,
|
5/20 at 100.00
|
N/R
|
586,870
|
|
|
7.750%, 5/15/30
|
|
|
|
500
|
|
Illinois Finance Authority, Revenue Bonds, Admiral at Lake Project, Temps 75 Series 2010D-1,
|
11/12 at 100.00
|
N/R
|
502,640
|
|
|
7.000%, 5/15/18
|
|
|
|
1,000
|
|
Illinois Finance Authority, Revenue Bonds, Central DuPage Health, Series 2009, 5.250%, 11/01/39
|
11/19 at 100.00
|
AA
|
1,108,780
|
5,220
|
|
Illinois Finance Authority, Revenue Bonds, DePaul University, Series 2011A, 5.750%, 10/01/27
|
4/21 at 100.00
|
A
|
6,106,095
|
3,000
|
|
Illinois Finance Authority, Revenue Bonds, Elmhurst Memorial Healthcare, Series 2008A,
|
1/18 at 100.00
|
BBB+
|
3,210,330
|
|
|
5.625%, 1/01/37
|
|
|
|
1,500
|
|
Illinois Finance Authority, Revenue Bonds, Little Company of Mary Hospital and Health Care
|
8/15 at 105.00
|
A+
|
1,617,450
|
|
|
Centers, Series 2010, 5.375%, 8/15/40
|
|
|
|
2,515
|
|
Illinois Finance Authority, Revenue Bonds, Northwestern Memorial Hospital, Series 2004A,
|
8/14 at 100.00
|
N/R (4)
|
2,765,142
|
|
|
5.250%, 8/15/34 (Pre-refunded 8/15/14)
|
|
|
|
3,200
|
|
Illinois Finance Authority, Revenue Bonds, OSF Healthcare System, Refunding Series 2010A,
|
5/20 at 100.00
|
A
|
3,688,064
|
|
|
6.000%, 5/15/39
|
|
|
|
500
|
|
Illinois Finance Authority, Revenue Bonds, Provena Health, Series 2009A, 7.750%, 8/15/34
|
8/19 at 100.00
|
BBB+
|
644,365
|
1,665
|
|
Illinois Finance Authority, Revenue Bonds, Rush University Medical Center Obligated Group,
|
5/19 at 100.00
|
A2
|
2,059,788
|
|
|
Series 2009C, 6.625%, 11/01/39
|
|
|
|
5,565
|
|
Illinois Finance Authority, Revenue Bonds, Sherman Health Systems, Series 2007A,
|
8/17 at 100.00
|
BBB
|
6,001,352
|
|
|
5.500%, 8/01/37
|
|
|
|
|
|
Illinois Finance Authority, Revenue Bonds, Silver Cross Hospital and Medical Centers,
|
|
|
|
|
|
Series 2009:
|
|
|
|
2,000
|
|
6.875%, 8/15/38
|
8/19 at 100.00
|
BBB+
|
2,388,940
|
2,000
|
|
7.000%, 8/15/44
|
8/19 at 100.00
|
BBB+
|
2,400,880
|
500
|
|
Illinois FInance Authority, Revenue Bonds, Southern Illinois Healthcare Enterprises, Inc.,
|
3/20 at 100.00
|
AA–
|
560,830
|
|
|
Series 2005 Remarketed, 5.250%, 3/01/30 – AGM Insured
|
|
|
|
3,000
|
|
Illinois Finance Authority, Revenue Refunding Bonds, Resurrection Health Care Corporation,
|
5/19 at 100.00
|
BBB+
|
3,444,090
|
|
|
Series 2009, 6.125%, 5/15/25
|
|
|
|
1,000
|
|
Illinois Finance Authority, Student Housing Revenue Bonds, Educational Advancement Fund Inc.,
|
5/17 at 100.00
|
BBB+
|
1,053,080
|
|
|
Refunding Series 2007A, 5.250%, 5/01/34
|
|
|
|
4,000
|
|
Illinois Health Facilities Authority, FHA-Insured Mortgage Revenue Refunding Bonds, Sinai
|
8/13 at 100.00
|
Aa2
|
4,057,920
|
|
|
Health System, Series 2003, 5.150%, 2/15/37
|
|
|
|
|
|
Illinois Health Facilities Authority, Revenue Refunding Bonds, Elmhurst Memorial Healthcare,
|
|
|
|
|
|
Series 2002:
|
|
|
|
3,000
|
|
5.500%, 1/01/22
|
1/13 at 100.00
|
BBB+
|
3,050,820
|
1,000
|
|
5.625%, 1/01/28
|
1/13 at 100.00
|
BBB+
|
1,015,930
|
2,655
|
|
Illinois Health Facilities Authority, Revenue Refunding Bonds, Lutheran General Health System,
|
No Opt. Call
|
Aa2
|
2,827,947
|
|
|
Series 1993C, 7.000%, 4/01/14
|
|
|
|
220
|
|
Illinois State, General Obligation Bonds, Refunding Series 2012, 5.000%, 8/01/25
|
No Opt. Call
|
A
|
246,952
|
2,250
|
|
Illinois State, General Obligation Bonds, Series 2012A, 4.000%, 1/01/26
|
1/22 at 100.00
|
A
|
2,309,513
|
9,795
|
|
Lake, Cook, Kane and McHenry Counties Community Unit School District 220, Barrington,
|
No Opt. Call
|
AAA
|
12,364,522
|
|
|
Illinois, General Obligation Bonds, Refunding Series 2002, 5.250%, 12/01/19 – AGM Insured (UB)
|
|
|
|
1,245
|
|
Mc Henry and Lake Counties Community Consolidated School District 26, Cary, Illinois, General
|
2/20 at 100.00
|
Aa3
|
1,506,213
|
|
|
Obligation Bonds, Series 2011B, 6.250%, 2/01/21 – AGM Insured
|
|
|
|
|
|
McHenry and Lake Counties Community Consolidated School District 26, Cary, Illinois, General
|
|
|
|
|
|
Obligation Bonds, Series 2011A:
|
|
|
|
825
|
|
6.000%, 2/01/24 – AGM Insured
|
2/20 at 100.00
|
Aa3
|
971,809
|
1,030
|
|
6.000%, 2/01/25 – AGM Insured
|
2/20 at 100.00
|
Aa3
|
1,202,412
|
2,500
|
|
Metropolitan Pier and Exposition Authority, Illinois, McCormick Place Expansion Project
|
6/22 at 100.00
|
AAA
|
2,752,500
|
|
|
Refunding Bonds, Series 2012B, 5.000%, 6/15/52
|
|
|
|
|
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
|
|
|
|
|
Project, Series 2002A:
|
|
|
|
9,500
|
|
0.000%, 6/15/24 – NPFG Insured
|
6/22 at 101.00
|
AAA
|
8,861,885
|
36,040
|
|
0.000%, 6/15/40 – NPFG Insured
|
No Opt. Call
|
AAA
|
9,086,405
|
|
|
Quad Cities Regional Economic Development Authority, Illinois, Revenue Bonds, Augustana
|
|
|
|
|
|
College, Series 2012:
|
|
|
|
445
|
|
5.000%, 10/01/25
|
10/22 at 100.00
|
Baa1
|
480,115
|
400
|
|
5.000%, 10/01/26
|
10/22 at 100.00
|
Baa1
|
427,432
|
|
|
Railsplitter Tobacco Settlement Authority, Illinois, Tobacco Settlement Revenue Bonds,
|
|
|
|
|
|
Series 2010:
|
|
|
|
780
|
|
5.250%, 6/01/21
|
No Opt. Call
|
A
|
919,113
|
2,000
|
|
6.250%, 6/01/24
|
6/16 at 100.00
|
A–
|
2,257,060
|
2,655
|
|
Regional Transportation Authority, Cook, DuPage, Kane, Lake, McHenry and Will Counties,
|
No Opt. Call
|
AA
|
3,216,639
|
|
|
Illinois, General Obligation Bonds, Series 1990A, 7.200%, 11/01/20 – AMBAC Insured
|
|
|
|
128,630
|
|
Total Illinois
|
|
|
111,334,110
|
|
|
Indiana – 3.5% (2.3% of Total Investments)
|
|
|
|
|
|
Carmel Redevelopment Authority, Indiana, Lease Rent Revenue Bonds, Series 2005:
|
|
|
|
1,950
|
|
0.000%, 2/01/24
|
No Opt. Call
|
AA+
|
1,329,588
|
2,705
|
|
0.000%, 2/01/25
|
No Opt. Call
|
AA+
|
1,753,543
|
3,000
|
|
Hospital Authority of Delaware County, Indiana, Hospital Revenue Bonds, Cardinal Health
|
8/16 at 100.00
|
Baa2
|
3,173,130
|
|
|
System, Series 2006, 5.250%, 8/01/36
|
|
|
|
680
|
|
Indiana Finance Authority, Educational Facilities Refunding Revenue Bonds, Butler University
|
2/22 at 100.00
|
BBB+
|
739,752
|
|
|
Project, Series 2012B, 5.000%, 2/01/29
|
|
|
|
1,050
|
|
Indiana Finance Authority, Educational Facilities Revenue Bonds, Drexel Foundation For
|
10/19 at 100.00
|
BB+
|
1,147,986
|
|
|
Educational Excellence, Inc., Series 2009A, 7.000%, 10/01/39
|
|
|
|
1,500
|
|
Indiana Finance Authority, Hospital Revenue Bonds, Floyd Memorial Hospital and Health Services
|
3/20 at 100.00
|
A–
|
1,608,885
|
|
|
Project, Refunding Series 2010, 5.125%, 3/01/30
|
|
|
|
1,460
|
|
Indiana Health Facility Financing Authority, Hospital Revenue Refunding Bonds, Columbus
|
No Opt. Call
|
AA–
|
1,574,333
|
|
|
Regional Hospital, Series 1993, 7.000%, 8/15/15 – AGM Insured
|
|
|
|
|
|
Indiana Transportation Finance Authority, Highway Revenue Bonds, Series 2003A:
|
|
|
|
4,000
|
|
5.000%, 6/01/23 (Pre-refunded 6/01/13) – AGM Insured
|
6/13 at 100.00
|
AA+ (4)
|
4,159,240
|
6,000
|
|
5.000%, 6/01/24 (Pre-refunded 6/01/13) – AGM Insured
|
6/13 at 100.00
|
AA+ (4)
|
6,238,860
|
22,345
|
|
Total Indiana
|
|
|
21,725,317
|
|
|
Iowa – 0.8% (0.5% of Total Investments)
|
|
|
|
1,000
|
|
Iowa Finance Authority, Health Facility Revenue Bonds, Care Initiatives Project, Series 2006A,
|
7/16 at 100.00
|
BB+
|
1,039,010
|
|
|
5.000%, 7/01/20
|
|
|
|
1,630
|
|
Iowa Higher Education Loan Authority, Private College Facility Revenue Bonds, University of
|
10/21 at 100.00
|
BBB–
|
1,763,513
|
|
|
Dubuque Project, Refunding Series 2011, 6.000%, 10/01/31
|
|
|
|
2,000
|
|
Iowa Student Loan Liquidity Corporation, Student Loan Revenue Bonds, Refunding Series 2009-2,
|
12/19 at 100.00
|
A1
|
2,159,900
|
|
|
5.500%, 12/01/25
|
|
|
|
4,630
|
|
Total Iowa
|
|
|
4,962,423
|
|
|
Kansas – 2.0% (1.3% of Total Investments)
|
|
|
|
|
|
Johnson and Miami Counties Unified School District 230, Kansas, General Obligation Bonds,
|
|
|
|
|
|
Series 2011A:
|
|
|
|
2,000
|
|
5.000%, 9/01/26
|
9/21 at 100.00
|
Aa3
|
2,395,920
|
1,400
|
|
5.000%, 9/01/27
|
9/21 at 100.00
|
Aa3
|
1,665,888
|
2,000
|
|
Kansas Development Finance Authority, Revenue Bonds, Sisters of Charity of Leavenworth Health
|
1/20 at 100.00
|
AA
|
2,185,540
|
|
|
Services Corporation, Series 2010A, 5.000%, 1/01/40
|
|
|
|
1,485
|
|
Kansas State Power Pool, Electric Utility Revenue Bonds, Dogwood Energy Facility, Series
|
12/20 at 100.00
|
Baa1
|
1,594,177
|
|
|
2012A, 5.000%, 12/01/31
|
|
|
|
600
|
|
Overland Park Transportation Development District, Kansas, Sales Tax Revenue Bonds, Oak Park
|
4/20 at 100.00
|
BBB
|
670,188
|
|
|
Mall Project, Series 2010, 5.900%, 4/01/32
|
|
|
|
1,750
|
|
Wamego, Kansas, Pollution Control Revenue Bonds, Kansas Gas and Electric Company, Series 2004,
|
6/14 at 100.00
|
A3
|
1,811,145
|
|
|
5.300%, 6/01/31 – NPFG Insured
|
|
|
|
2,980
|
|
Wyandotte County-Kansas City Unified Government, Kansas, Sales Tax Special Obligation Capital
|
No Opt. Call
|
BBB
|
2,018,533
|
|
|
Appreciation Revenue Bonds Redevelopment Project Area B – Major Multi-Sport Athletic
|
|
|
|
|
|
Complex Project, Subordinate Lien Series 2010B, 0.000%, 6/01/21
|
|
|
|
12,215
|
|
Total Kansas
|
|
|
12,341,391
|
|
|
Kentucky – 1.1% (0.8% of Total Investments)
|
|
|
|
1,000
|
|
Kentucky Economic Development Finance Authority, Hospital Facilities Revenue Bonds, Owensboro
|
6/20 at 100.00
|
BBB+
|
1,166,580
|
|
|
Medical Health System, Series 2010A, 6.000%, 6/01/30
|
|
|
|
5,000
|
|
Pikeville, Kentucky, Hospital Revenue Bonds, Pikeville Medical Center, Inc. Project,
|
3/21 at 100.00
|
A3
|
5,972,750
|
|
|
Improvement and Refunding Series 2011, 6.250%, 3/01/31
|
|
|
|
6,000
|
|
Total Kentucky
|
|
|
7,139,330
|
|
|
Louisiana – 4.8% (3.2% of Total Investments)
|
|
|
|
165
|
|
DeSoto Parish, Louisiana, Environmental Improvement Revenue Bonds, International Paper Company
|
11/14 at 100.00
|
BBB
|
176,788
|
|
|
Project, Series 2004A, 5.000%, 11/01/18 (Alternative Minimum Tax)
|
|
|
|
1,750
|
|
Louisiana Local Government Environmental Facilities and Community Development Authority, GNMA
|
6/36 at 101.00
|
Aaa
|
1,840,615
|
|
|
Collateralized Mortgage Revenue Refunding Bonds, Sharlo Apartments, Series 2002A,
|
|
|
|
|
|
6.500%, 6/20/37
|
|
|
|
5,150
|
|
Louisiana Public Facilities Authority, Hospital Revenue Bonds, Franciscan Missionaries of Our
|
8/15 at 100.00
|
A+
|
5,321,238
|
|
|
Lady Health System, Series 2005A, 5.250%, 8/15/32
|
|
|
|
3,800
|
|
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
5/17 at 100.00
|
Baa1
|
3,965,452
|
|
|
Series 2007A, 5.500%, 5/15/47
|
|
|
|
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A:
|
|
|
|
1,480
|
|
4.750%, 5/01/39 – AGM Insured (UB)
|
5/16 at 100.00
|
Aa1
|
1,588,987
|
15,820
|
|
4.500%, 5/01/41 – FGIC Insured (UB)
|
5/16 at 100.00
|
Aa1
|
16,566,862
|
170
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A, Residuals 660, 15.835%,
|
5/16 at 100.00
|
Aa1
|
202,091
|
|
|
5/01/34 – FGIC Insured (IF)
|
|
|
|
28,335
|
|
Total Louisiana
|
|
|
29,662,033
|
|
|
Maine – 0.6% (0.4% of Total Investments)
|
|
|
|
2,000
|
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, MaineGeneral Medical
|
7/21 at 100.00
|
Baa3
|
2,357,220
|
|
|
Center, Series 2011, 6.750%, 7/01/36
|
|
|
|
1,250
|
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, Series 2010A,
|
7/20 at 100.00
|
AA
|
1,370,938
|
|
|
5.000%, 7/01/40
|
|
|
|
3,250
|
|
Total Maine
|
|
|
3,728,158
|
|
|
Maryland – 0.5% (0.3% of Total Investments)
|
|
|
|
775
|
|
Maryland Community Development Administration, Housing Revenue Bonds, Series 1996A,
|
1/13 at 100.00
|
Aa2
|
777,255
|
|
|
5.875%, 7/01/16
|
|
|
|
50
|
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, MedStar Health,
|
8/14 at 100.00
|
A2
|
53,363
|
|
|
Series 2004, 5.375%, 8/15/24
|
|
|
|
2,090
|
|
Montgomery County Housing Opportunities Commission, Maryland, Multifamily Housing Development
|
1/13 at 100.00
|
Aaa
|
2,095,079
|
|
|
Bonds, Series 2000B, 6.125%, 7/01/20 (Alternative Minimum Tax)
|
|
|
|
2,915
|
|
Total Maryland
|
|
|
2,925,697
|
|
|
Massachusetts – 1.5% (1.0% of Total Investments)
|
|
|
|
2,805
|
|
Massachusetts Development Finance Agency, Revenue Bonds, Curry College, Series 2005A, 5.000%,
|
3/15 at 100.00
|
BBB
|
2,840,792
|
|
|
3/01/35 – ACA Insured
|
|
|
|
1,000
|
|
Massachusetts Development Finance Agency, Revenue Bonds, Orchard Cove, Series 2007,
|
10/12 at 102.00
|
N/R
|
1,011,190
|
|
|
5.250%, 10/01/26
|
|
|
|
1,900
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Refunding Bonds, Suffolk
|
7/19 at 100.00
|
BBB
|
2,117,930
|
|
|
University Issue, Series 2009A, 5.750%, 7/01/39
|
|
|
|
3,465
|
|
Massachusetts Water Resources Authority, General Revenue Bonds, Series 2007A, 4.500%,
|
2/17 at 100.00
|
AA+
|
3,627,231
|
|
|
8/01/46 – AGM Insured (UB) (5)
|
|
|
|
9,170
|
|
Total Massachusetts
|
|
|
9,597,143
|
|
|
Michigan – 4.6% (3.0% of Total Investments)
|
|
|
|
355
|
|
Detroit Water and Sewerage Department, Michigan, Sewage Disposal System Revenue Bonds,
|
7/22 at 100.00
|
A+
|
375,079
|
|
|
Refunding Senior Lien Series 2012A, 5.250%, 7/01/39
|
|
|
|
625
|
|
Detroit, Michigan, Distributable State Aid General Obligation Bonds, Limited Tax Series 2010,
|
11/20 at 100.00
|
AA
|
691,881
|
|
|
5.000%, 11/01/30
|
|
|
|
6,000
|
|
Detroit, Michigan, Second Lien Sewerage Disposal System Revenue Bonds, Series 2005A, 5.000%,
|
7/15 at 100.00
|
A
|
6,052,380
|
|
|
7/01/35 – NPFG Insured
|
|
|
|
5,400
|
|
Detroit, Michigan, Sewer Disposal System Revenue Bonds, Second Lien, Series 2006B, 4.625%,
|
7/16 at 100.00
|
A
|
5,385,042
|
|
|
7/01/34 – FGIC Insured
|
|
|
|
2,000
|
|
Detroit, Michigan, Water Supply System Revenue Bonds, Senior Lien Series 2011A, 5.250%, 7/01/41
|
7/21 at 100.00
|
A+
|
2,102,340
|
1,500
|
|
Jackson County Hospital Finance Authority, Michigan, Hospital Revenue Bonds, W.A. Foote
|
6/20 at 100.00
|
AA–
|
1,692,465
|
|
|
Memorial Hospital, Refunding Series 2006B-2, 5.000%, 6/01/27 – AGM Insured
|
|
|
|
5,000
|
|
Michigan State Building Authority, Revenue Refunding Bonds, Facilities Program, Series 2003II,
|
10/13 at 100.00
|
Aa3
|
5,208,950
|
|
|
5.000%, 10/15/29 – NPFG Insured
|
|
|
|
3,220
|
|
Michigan State Hospital Finance Authority, Hospital Revenue Bonds, Henry Ford Health System,
|
11/19 at 100.00
|
A1
|
3,623,917
|
|
|
Refunding Series 2009, 5.750%, 11/15/39
|
|
|
|
1,000
|
|
Michigan State Hospital Finance Authority, Revenue Bonds, Chelsea Community Hospital, Series
|
5/15 at 100.00
|
AA+ (4)
|
1,125,360
|
|
|
2005, 5.000%, 5/15/30 (Pre-refunded 5/15/15)
|
|
|
|
|
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group,
|
|
|
|
|
|
Series 2006A:
|
|
|
|
365
|
|
5.000%, 12/01/31 (Pre-refunded 12/01/16) (UB)
|
12/16 at 100.00
|
N/R (4)
|
432,489
|
1,635
|
|
5.000%, 12/01/31 (UB)
|
12/16 at 100.00
|
AA
|
1,762,399
|
27,100
|
|
Total Michigan
|
|
|
28,452,302
|
|
|
Minnesota – 1.6% (1.1% of Total Investments)
|
|
|
|
1,000
|
|
Duluth Housing & Redevelopment Authority, Minnesota, Lease Revenue Bonds, Duluth Public
|
11/20 at 100.00
|
BBB–
|
1,033,880
|
|
|
Schools Academy, Series 2010A, 5.875%, 11/01/40
|
|
|
|
3,000
|
|
Rochester, Minnesota, Health Care Facilities Revenue Bonds, Mayo Clinic, Series 2012,
|
5/22 at 100.00
|
AA
|
3,127,080
|
|
|
4.000%, 11/15/41
|
|
|
|
2,875
|
|
Saint Paul Port Authority, Minnesota, Lease Revenue Bonds, Regions Hospital Parking Ramp
|
8/16 at 100.00
|
N/R
|
2,922,351
|
|
|
Project, Series 2007-1, 5.000%, 8/01/36
|
|
|
|
2,315
|
|
Washington County Housing & Redevelopment Authority, Minnesota, Hospital Facility Revenue
|
11/12 at 100.00
|
BBB–
|
2,316,736
|
|
|
Bonds, Healtheast Project, Series 1998, 5.500%, 11/15/27
|
|
|
|
870
|
|
Wayzata, Minnesota, Senior Housing Enhanced Deposit Revenue Bonds, Folkestone Senior Living
|
5/14 at 100.00
|
N/R
|
880,092
|
|
|
Community, Series 2012b, 4.875%, 5/01/19
|
|
|
|
10,060
|
|
Total Minnesota
|
|
|
10,280,139
|
|
|
Mississippi – 1.9% (1.3% of Total Investments)
|
|
|
|
1,000
|
|
Mississippi Business Finance Corporation, Pollution Control Revenue Refunding Bonds, System
|
10/12 at 100.00
|
BBB
|
1,002,870
|
|
|
Energy Resources Inc. Project, Series 1998, 5.875%, 4/01/22
|
|
|
|
2,975
|
|
Mississippi Hospital Equipment and Facilities Authority, Revenue Bonds, Baptist Memorial
|
9/14 at 100.00
|
AA
|
3,111,731
|
|
|
Healthcare, Series 2004B-1, 5.000%, 9/01/24 (UB)
|
|
|
|
5,215
|
|
Mississippi, General Obligation Bonds, Refunding Series 2002A, 5.500%, 12/01/18
|
No Opt. Call
|
AA+
|
6,592,021
|
1,000
|
|
Warren County, Mississippi, Gulf Opportunity Zone Revenue Bonds, International Paper Company
|
9/18 at 100.00
|
BBB
|
1,133,480
|
|
|
Project, Series 2008A, 6.500%, 9/01/32
|
|
|
|
10,190
|
|
Total Mississippi
|
|
|
11,840,102
|
|
|
Missouri – 1.2% (0.8% of Total Investments)
|
|
|
|
1,450
|
|
Cape Girardeau County Industrial Development Authority, Missouri, Health Facilities Revenue
|
6/17 at 100.00
|
BBB+
|
1,474,476
|
|
|
Bonds, Southeast Missouri Hospital Association, Series 2007, 5.000%, 6/01/36
|
|
|
|
1,000
|
|
Cole County Industrial Development Authority, Missouri, Revenue Bonds, Lutheran Senior
|
2/14 at 100.00
|
BBB+
|
1,017,760
|
|
|
Services – Heisinger Project, Series 2004, 5.500%, 2/01/35
|
|
|
|
1,000
|
|
Hanley Road Corridor Transportation Development District, Brentwood and Maplewood, Missouri,
|
10/19 at 100.00
|
A–
|
1,112,810
|
|
|
Transportation Sales Revenue Bonds, Refunding Series 2009A, 5.875%, 10/01/36
|
|
|
|
|
|
Missouri Joint Municipal Electric Utility Commission, Power Supply System Revenue Bonds, MoPEP
|
|
|
|
|
|
Facilities, Series 2012:
|
|
|
|
1,080
|
|
5.000%, 1/01/22
|
1/21 at 100.00
|
A2
|
1,261,008
|
1,000
|
|
5.000%, 1/01/23
|
1/21 at 100.00
|
A2
|
1,157,830
|
1,250
|
|
5.000%, 1/01/25
|
1/21 at 100.00
|
A2
|
1,428,213
|
6,780
|
|
Total Missouri
|
|
|
7,452,097
|
|
|
Nevada – 2.2% (1.5% of Total Investments)
|
|
|
|
4,000
|
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2010B, 5.750%, 7/01/42
|
1/20 at 100.00
|
A+
|
4,593,160
|
7,000
|
|
Clark County, Nevada, Motor Vehicle Fuel Tax Highway Improvement Revenue Bonds, Series 2003,
|
7/13 at 100.00
|
AA– (4)
|
7,307,860
|
|
|
5.000%, 7/01/23 (Pre-refunded 7/01/13) – AMBAC Insured
|
|
|
|
1,700
|
|
Las Vegas Redevelopment Agency, Nevada, Tax Increment Revenue Bonds, Series 2009A,
|
6/19 at 100.00
|
BBB–
|
1,896,078
|
|
|
8.000%, 6/15/30
|
|
|
|
12,700
|
|
Total Nevada
|
|
|
13,797,098
|
|
|
New Jersey – 2.3% (1.5% of Total Investments)
|
|
|
|
|
|
New Jersey Economic Development Authority, Student Housing Revenue Bonds, Provident
|
|
|
|
|
|
Group-Montclair Properties LLC, Montclair State University Student Housing Project,
|
|
|
|
|
|
Series 2010A:
|
|
|
|
835
|
|
5.750%, 6/01/31
|
6/20 at 100.00
|
Baa3
|
934,766
|
3,000
|
|
5.875%, 6/01/42
|
6/20 at 100.00
|
Baa3
|
3,330,180
|
880
|
|
New Jersey Turnpike Authority, Revenue Bonds, Series 1991C, 6.500%, 1/01/16 – NPFG Insured
|
No Opt. Call
|
A+
|
1,039,394
|
|
|
New Jersey Turnpike Authority, Revenue Bonds, Series 1991C:
|
|
|
|
300
|
|
6.500%, 1/01/16 – NPFG Insured (ETM)
|
No Opt. Call
|
A+ (4)
|
361,980
|
1,805
|
|
6.500%, 1/01/16 – NPFG Insured (ETM)
|
No Opt. Call
|
A+ (4)
|
1,986,439
|
4,005
|
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
6/13 at 100.00
|
Aaa
|
4,223,833
|
|
|
Series 2003, 6.750%, 6/01/39 (Pre-refunded 6/01/13)
|
|
|
|
2,710
|
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
6/17 at 100.00
|
B2
|
2,182,255
|
|
|
Series 2007-1A, 4.750%, 6/01/34
|
|
|
|
13,535
|
|
Total New Jersey
|
|
|
14,058,847
|
|
|
New Mexico – 0.3% (0.2% of Total Investments)
|
|
|
|
1,500
|
|
New Mexico Hospital Equipment Loan Council, First Mortgage Revenue Bonds, La Vida LLena
|
7/20 at 100.00
|
BBB
|
1,650,810
|
|
|
Project, Series 2010A, 6.125%, 7/01/40
|
|
|
|
|
|
New York – 3.8% (2.5% of Total Investments)
|
|
|
|
855
|
|
Albany Industrial Development Agency, New York, Revenue Bonds, Brighter Choice Charter
|
4/17 at 100.00
|
BBB–
|
844,398
|
|
|
Schools, Series 2007A, 5.000%, 4/01/32
|
|
|
|
|
|
Brooklyn Arena Local Development Corporation, New York, Payment in Lieu of Taxes Revenue
|
|
|
|
|
|
Bonds, Barclays Center Project, Series 2009:
|
|
|
|
1,945
|
|
6.000%, 7/15/30
|
1/20 at 100.00
|
BBB–
|
2,240,951
|
3,065
|
|
6.250%, 7/15/40
|
1/20 at 100.00
|
BBB–
|
3,512,092
|
4,070
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 4.500%,
|
2/17 at 100.00
|
A
|
4,188,559
|
|
|
2/15/47 – NPFG Insured
|
|
|
|
1,000
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 2009B,
|
11/19 at 100.00
|
AA
|
1,130,370
|
|
|
5.000%, 11/15/34
|
|
|
|
1,250
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
12/20 at 100.00
|
AA+
|
1,472,863
|
|
|
Bonds, Second Generation Resolution, Fiscal 2011 Series EE, 5.375%, 6/15/43
|
|
|
|
1,870
|
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
11/21 at 100.00
|
A+
|
2,080,506
|
|
|
Series 2011, 5.000%, 11/15/44
|
|
|
|
170
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
10/12 at 100.00
|
AA–
|
170,655
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1C, 5.500%, 6/01/18
|
|
|
|
795
|
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
12/20 at 100.00
|
BBB–
|
902,770
|
|
|
Terminal LLC Project, Eighth Series 2010, 6.000%, 12/01/42
|
|
|
|
6,250
|
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
No Opt. Call
|
BBB
|
6,918,375
|
|
|
Terminal LLC, Sixth Series 1997, 6.250%, 12/01/15 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
21,270
|
|
Total New York
|
|
|
23,461,539
|
|
|
North Carolina – 2.2% (1.5% of Total Investments)
|
|
|
|
750
|
|
Charlotte-Mecklenburg Hospital Authority, North Carolina, Health Care System Revenue Bonds,
|
1/17 at 100.00
|
AA–
|
805,793
|
|
|
Carolinas Health Care, Series 2007A, 5.000%, 1/15/31
|
|
|
|
2,460
|
|
North Carolina Infrastructure Finance Corporation, Certificates of Participation, Correctional
|
2/14 at 100.00
|
AA+ (4)
|
2,634,291
|
|
|
Facilities, Series 2004A, 5.000%, 2/01/21 (Pre-refunded 2/01/14)
|
|
|
|
10,000
|
|
North Carolina Municipal Power Agency 1, Catawba Electric Revenue Bonds, Series 2003A, 5.250%,
|
1/13 at 100.00
|
A
|
10,201,000
|
|
|
1/01/18 – NPFG Insured
|
|
|
|
13,210
|
|
Total North Carolina
|
|
|
13,641,084
|
|
|
North Dakota – 0.6% (0.4% of Total Investments)
|
|
|
|
2,190
|
|
Fargo, North Dakota, Health System Revenue Bonds, Sanford Health, Refunding Series 2011,
|
11/21 at 100.00
|
AA–
|
2,676,793
|
|
|
6.250%, 11/01/31
|
|
|
|
1,125
|
|
Grand Forks, North Dakota, Health Care System Revenue Bonds, Altru Health System Obligated
|
12/21 at 100.00
|
A–
|
1,222,358
|
|
|
Group, Series 2012, 5.000%, 12/01/32
|
|
|
|
3,315
|
|
Total North Dakota
|
|
|
3,899,151
|
|
|
Ohio – 3.3% (2.2% of Total Investments)
|
|
|
|
5,370
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
6/17 at 100.00
|
B
|
4,507,095
|
|
|
Bonds, Senior Lien, Series 2007A-2, 5.125%, 6/01/24
|
|
|
|
|
|
Butler County, Ohio, Hospital Facilities Revenue Bonds, UC Health, Series 2010:
|
|
|
|
2,000
|
|
5.250%, 11/01/29
|
11/20 at 100.00
|
BBB+
|
2,154,400
|
3,000
|
|
5.750%, 11/01/40
|
11/20 at 100.00
|
BBB+
|
3,335,550
|
3,040
|
|
Franklin County, Ohio, Healthcare Facilities Revenue Bonds, Ohio Presbyterian Retirement
|
7/21 at 100.00
|
BBB
|
3,366,830
|
|
|
Services, Improvement Series 2010A, 5.625%, 7/01/26
|
|
|
|
700
|
|
Lorain County Port Authority, Ohio, Recovery Zone Facility Economic Development Revenue Bonds,
|
12/20 at 100.00
|
BB
|
774,550
|
|
|
United State Steel Corporation Project, Series 2010, 6.750%, 12/01/40
|
|
|
|
4,615
|
|
Lucas County, Ohio, Hospital Revenue Bonds, ProMedica Healthcare Obligated Group, Series
|
11/21 at 100.00
|
AA–
|
5,533,062
|
|
|
2011A, 6.000%, 11/15/41
|
|
|
|
800
|
|
Ohio Air Quality Development Authority, Ohio, Revenue Bonds, Ohio Valley Electric Corporation
|
No Opt. Call
|
BBB–
|
930,560
|
|
|
Project, Series 2009E, 5.625%, 10/01/19
|
|
|
|
19,525
|
|
Total Ohio
|
|
|
20,602,047
|
|
|
Oklahoma – 1.0% (0.7% of Total Investments)
|
|
|
|
5,615
|
|
Tulsa County Industrial Authority, Oklahoma, Health Care Revenue Bonds, Saint Francis Health
|
12/16 at 100.00
|
AA+
|
5,959,368
|
|
|
System, Series 2006, 5.000%, 12/15/36 (UB)
|
|
|
|
88
|
|
Tulsa County Industrial Authority, Oklahoma, Health Care Revenue Bonds, Saint Francis Health
|
12/16 at 100.00
|
AA+
|
97,812
|
|
|
System, Series 2008, Trust 3500, 8.391%, 6/15/30 (IF)
|
|
|
|
5,703
|
|
Total Oklahoma
|
|
|
6,057,180
|
|
|
Oregon – 0.2% (0.1% of Total Investments)
|
|
|
|
1,000
|
|
Portland, Oregon, River District Urban Renewal and Redevelopment Bonds, Series 2012C,
|
6/22 at 100.00
|
A1
|
1,162,800
|
|
|
5.000%, 6/15/28
|
|
|
|
|
|
Pennsylvania – 3.2% (2.2% of Total Investments)
|
|
|
|
1,000
|
|
Bucks County Industrial Development Authority, Pennsylvania, Charter School Revenue Bonds,
|
3/17 at 100.00
|
BBB
|
988,770
|
|
|
School Lane Charter School, Series 2007A, 5.000%, 3/15/37
|
|
|
|
1,000
|
|
Cumberland County Municipal Authority Revenue Bonds, Pennsylvania, Diakon Lutheran Social
|
1/19 at 100.00
|
BBB+
|
1,096,650
|
|
|
Ministries Project, Series 2009, 6.125%, 1/01/29
|
|
|
|
600
|
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Edinboro University
|
7/20 at 100.00
|
BBB–
|
674,226
|
|
|
Foundation Student Housing Project, Series 2010, 6.000%, 7/01/43
|
|
|
|
5,490
|
|
Pennsylvania Public School Building Authority, Lease Revenue Bonds, School District of
|
12/16 at 100.00
|
AA–
|
5,732,328
|
|
|
Philadelphia, Series 2006B, 4.500%, 6/01/32 – AGM Insured (UB)
|
|
|
|
1,595
|
|
Philadelphia Hospitals and Higher Education Facilities Authority, Pennsylvania, Health System
|
5/20 at 100.00
|
AA
|
1,750,528
|
|
|
Revenue Bonds, Jefferson Health System, Series 2010B, 5.000%, 5/15/40
|
|
|
|
|
|
Philadelphia, Pennsylvania, General Obligation Bonds, Refunding Series 2011:
|
|
|
|
5,445
|
|
6.000%, 8/01/36
|
8/20 at 100.00
|
A2
|
6,414,700
|
1,425
|
|
6.500%, 8/01/41
|
8/20 at 100.00
|
A2
|
1,742,775
|
1,670
|
|
Union County Hospital Authority, Pennsylvania, Hospital Revenue Bonds, Evangelical Community
|
No Opt. Call
|
BBB+
|
1,848,523
|
|
|
Hospital Project, Refunding and Improvement Series 2011, 5.250%, 8/01/19
|
|
|
|
18,225
|
|
Total Pennsylvania
|
|
|
20,248,500
|
|
|
Puerto Rico – 3.0% (2.0% of Total Investments)
|
|
|
|
4,810
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
A+
|
5,525,199
|
|
|
2010C, 6.000%, 8/01/39
|
|
|
|
12,390
|
|
Puerto Rico, General Obligation and Public Improvement Refunding Bonds, Series 1997, 6.500%,
|
No Opt. Call
|
Baa1
|
13,017,799
|
|
|
7/01/13 – NPFG Insured
|
|
|
|
17,200
|
|
Total Puerto Rico
|
|
|
18,542,998
|
|
|
Rhode Island – 2.4% (1.6% of Total Investments)
|
|
|
|
15,000
|
|
Rhode Island Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed Bonds,
|
10/12 at 100.00
|
BBB–
|
15,224,848
|
|
|
Series 2002A, 6.250%, 6/01/42
|
|
|
|
|
|
South Carolina – 2.6% (1.7% of Total Investments)
|
|
|
|
4,120
|
|
Medical University Hospital Authority, South Carolina, FHA-Insured Mortgage Revenue Bonds,
|
8/14 at 100.00
|
BBB
|
4,415,116
|
|
|
Series 2004A, 5.250%, 2/15/23 – NPFG Insured
|
|
|
|
5,000
|
|
Piedmont Municipal Power Agency, South Carolina, Electric Revenue Bonds, Series 1991, 6.250%,
|
No Opt. Call
|
A–
|
6,470,100
|
|
|
1/01/21 – FGIC Insured
|
|
|
|
5,085
|
|
Piedmont Municipal Power Agency, South Carolina, Electric Revenue Refunding Bonds, Series
|
No Opt. Call
|
A–
|
5,185,988
|
|
|
1998A, 5.500%, 1/01/13 – NPFG Insured
|
|
|
|
14,205
|
|
Total South Carolina
|
|
|
16,071,204
|
|
|
South Dakota – 0.3% (0.2% of Total Investments)
|
|
|
|
1,750
|
|
South Dakota Health and Educational Facilities Authority, Revenue Bonds, Sioux Valley
|
11/14 at 100.00
|
AA–
|
1,822,100
|
|
|
Hospitals, Series 2004A, 5.500%, 11/01/31
|
|
|
|
|
|
Tennessee – 0.5% (0.4% of Total Investments)
|
|
|
|
5,075
|
|
Knox County Health, Educational and Housing Facilities Board, Tennessee, Hospital Revenue
|
1/17 at 30.07
|
A
|
1,234,189
|
|
|
Refunding Bonds, Covenant Health, Series 2006, 0.000%, 1/01/41
|
|
|
|
1,220
|
|
Shelby County Health, Educational and Housing Facilities Board, Tennessee, Revenue Bonds,
|
5/22 at 100.00
|
A+
|
1,341,939
|
|
|
Methodist Le Bonheur Healthcare, Series 2012, 5.000%, 5/01/36
|
|
|
|
680
|
|
Sullivan County Health Educational and Housing Facilities Board, Tennessee, Revenue Bonds,
|
9/16 at 100.00
|
BBB+
|
710,532
|
|
|
Wellmont Health System, Series 2006C, 5.250%, 9/01/36
|
|
|
|
|
|
Sumner County Health, Educational, and Housing Facilities Board, Tennessee, Revenue Refunding
|
|
|
|
|
|
Bonds, Sumner Regional Health System Inc., Series 2007:
|
|
|
|
860
|
|
5.500%, 11/01/37 (6)
|
11/17 at 100.00
|
N/R
|
17,191
|
1,000
|
|
5.500%, 11/01/46 (6)
|
11/17 at 100.00
|
N/R
|
19,990
|
8,835
|
|
Total Tennessee
|
|
|
3,323,841
|
|
|
Texas – 18.3% (12.2% of Total Investments)
|
|
|
|
3,000
|
|
Alliance Airport Authority, Texas, Special Facilities Revenue Bonds, American Airlines Inc.,
|
12/12 at 100.00
|
N/R
|
1,957,560
|
|
|
Series 2007, 5.250%, 12/01/29 (Alternative Minimum Tax) (6)
|
|
|
|
5,440
|
|
Board of Regents, University of Texas System, Financing System Revenue Bonds, Series 2006F,
|
2/17 at 100.00
|
AAA
|
5,711,184
|
|
|
4.250%, 8/15/36 (UB)
|
|
|
|
1,000
|
|
Central Texas Regional Mobility Authority, Senior Lien Revenue Bonds, Series 2011,
|
1/21 at 100.00
|
BBB–
|
1,160,300
|
|
|
6.000%, 1/01/41
|
|
|
|
2,285
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding and Improvement
|
11/14 at 100.00
|
A+
|
2,293,409
|
|
|
Bonds, Series 2001A, 5.875%, 11/01/19 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
2,600
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding and Improvement
|
11/21 at 100.00
|
A+
|
2,898,168
|
|
|
Bonds, Series 2012C, 5.000%, 11/01/45 – AGM Insured
|
|
|
|
2,275
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Series 2004B, 5.000%,
|
11/14 at 100.00
|
AA–
|
2,366,023
|
|
|
11/01/27 – AGM Insured (Alternative Minimum Tax)
|
|
|
|
6,000
|
|
Garland Housing Finance Corporation, Texas, Multifamily Housing Revenue Bonds, Legacy Pointe
|
12/12 at 100.50
|
N/R
|
6,038,580
|
|
|
Apartments, Series 2000, 7.500%, 6/01/40 (Alternative Minimum Tax)
|
|
|
|
7,000
|
|
Harris County Health Facilities Development Corporation, Texas, Thermal Utility Revenue Bonds,
|
11/13 at 100.00
|
AA
|
7,311,920
|
|
|
TECO Project, Series 2003, 5.000%, 11/15/30 – NPFG Insured
|
|
|
|
28,305
|
|
Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and Entertainment
|
No Opt. Call
|
A2
|
13,418,832
|
|
|
Project, Series 2001B, 0.000%, 9/01/28 – AMBAC Insured
|
|
|
|
7,500
|
|
Houston, Texas, Junior Lien Water and Sewerage System Revenue Refunding Bonds, Series 2002A,
|
No Opt. Call
|
AA (4)
|
11,235,375
|
|
|
5.750%, 12/01/32 – AGM Insured (ETM)
|
|
|
|
3,790
|
|
Houston, Texas, Subordinate Lien Airport System Revenue Refunding Bonds, Series Series 2012A,
|
7/22 at 100.00
|
A+
|
4,194,090
|
|
|
5.000%, 7/01/32 (Alternative Minimum Tax)
|
|
|
|
33,505
|
|
Leander Independent School District, Williamson and Travis Counties, Texas, General Obligation
|
8/14 at 25.08
|
AAA
|
8,057,617
|
|
|
Bonds, Series 2006, 0.000%, 8/15/39
|
|
|
|
2,000
|
|
Lubbock, Texas, General Obligation Bonds, Series 2012, 5.000%, 2/15/27
|
2/22 at 100.00
|
AA+
|
2,402,060
|
1,100
|
|
North Texas Tollway Authority, First Tier System Revenue Refunding Bonds, Series 2008A,
|
1/18 at 100.00
|
AA–
|
1,264,098
|
|
|
5.750%, 1/01/40 – AGC Insured
|
|
|
|
2,500
|
|
North Texas Tollway Authority, Second Tier System Revenue Refunding Bonds, Series 2008F,
|
1/18 at 100.00
|
A3
|
2,748,750
|
|
|
5.750%, 1/01/38
|
|
|
|
1,960
|
|
North Texas Tollway Authority, Special Projects System Revenue Bonds, Series 2011A,
|
9/31 at 100.00
|
AA
|
1,386,132
|
|
|
0.000%, 9/01/43
|
|
|
|
1,100
|
|
North Texas Tollway Authority, System Revenue Bonds, First Tier Series 2009A, 6.250%, 1/01/39
|
1/19 at 100.00
|
A2
|
1,269,389
|
3,410
|
|
Retama Development Corporation, Texas, Special Facilities Revenue Bonds, Retama Park
|
12/12 at 100.00
|
Aaa
|
3,509,777
|
|
|
Racetrack, Series 1993, 8.750%, 12/15/18 (Pre-refunded 12/15/12)
|
|
|
|
1,800
|
|
Sam Rayburn Municipal Power Agency, Texas, Power Supply System Revenue Refunding Bonds,
|
10/12 at 100.00
|
BBB+ (4)
|
1,808,622
|
|
|
Series 2002A, 5.750%, 10/01/21 (Pre-refunded 10/01/12) – RAAI Insured
|
|
|
|
250
|
|
Tarrant County Cultural and Educational Facilities Finance Corporation, Texas, Revenue Bonds,
|
2/17 at 100.00
|
AA–
|
325,250
|
|
|
Texas Health Resources Project, Trust 1031, 17.550%, 2/15/30 (IF) (5)
|
|
|
|
2,890
|
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue
|
8/20 at 100.00
|
AA–
|
3,243,505
|
|
|
Bonds, Scott & White HealthCare Project, Series 2010, 5.500%, 8/15/45
|
|
|
|
5,200
|
|
Tarrant County Cultural & Educational Facilities Financing Corporation, Texas, Revenue Bonds,
|
2/17 at 100.00
|
AA–
|
5,591,300
|
|
|
Texas Health Resources, Series 2007A, 5.000%, 2/15/36 (UB)
|
|
|
|
1,505
|
|
Texas Municipal Gas Acquisition and Supply Corporation I, Gas Supply Revenue Bonds, Senior
|
No Opt. Call
|
A–
|
1,830,968
|
|
|
Lien Series 2008D, 6.250%, 12/15/26
|
|
|
|
1,620
|
|
Texas Private Activity Bond Surface Transporation Corporation, Senior Lien Revenue Bonds, NTE
|
12/19 at 100.00
|
Baa2
|
1,949,719
|
|
|
Mobility Partners LLC North Tarrant Express Managed Lanes Project, Series 2009,
|
|
|
|
|
|
6.875%, 12/31/39
|
|
|
|
|
|
Texas Private Activity Bond Surface Transportation Corporation, Senior Lien Revenue Bonds, LBJ
|
|
|
|
|
|
Infrastructure Group LLC IH-635 Managed Lanes Project, Series 2010:
|
|
|
|
2,000
|
|
7.000%, 6/30/34
|
6/20 at 100.00
|
Baa3
|
2,469,380
|
500
|
|
7.000%, 6/30/40
|
6/20 at 100.00
|
Baa3
|
611,935
|
1,000
|
|
Texas Public Finance Authority, Charter School Finance Corporation Revenue Bonds, Idea Public
|
8/17 at 100.00
|
BBB
|
1,022,300
|
|
|
School Project, Series 2007A, 5.000%, 8/15/37 – ACA Insured
|
|
|
|
3,395
|
|
Texas State, General Obligation Bonds, Series 2008, Trust 3213, 13.752%, 4/01/28 (IF)
|
4/17 at 100.00
|
Aaa
|
5,550,418
|
1,320
|
|
Texas Turnpike Authority, Central Texas Turnpike System Revenue Bonds, First Tier Series
|
No Opt. Call
|
BBB+
|
960,630
|
|
|
2002A, 0.000%, 8/15/21 – AMBAC Insured
|
|
|
|
8,500
|
|
Travis County Health Facilities Development Corporation, Texas, Hospital Revenue Bonds,
|
11/12 at 100.00
|
Aaa
|
9,271,970
|
|
|
Daughters of Charity National Health System, Series 1993B, 6.000%, 11/15/22 (ETM)
|
|
|
|
144,750
|
|
Total Texas
|
|
|
113,859,261
|
|
|
Utah – 1.7% (1.1% of Total Investments)
|
|
|
|
4,195
|
|
Bountiful, Davis County, Utah, Hospital Revenue Refunding Bonds, South Davis Community
|
12/12 at 100.00
|
N/R
|
4,200,537
|
|
|
Hospital Project, Series 1998, 5.750%, 12/15/18
|
|
|
|
2,520
|
|
Intermountain Power Agency, Utah, Power Supply Revenue Bonds, Series 1996A,
|
1/13 at 100.00
|
Aa3 (4)
|
2,661,926
|
|
|
6.150%, 7/01/14 (ETM)
|
|
|
|
380
|
|
Utah Housing Finance Agency, Single Family Mortgage Bonds, Series 2000G, 5.875%, 7/01/27
|
1/13 at 100.00
|
AA
|
403,366
|
|
|
(Alternative Minimum Tax)
|
|
|
|
|
|
Utah Housing Finance Agency, Single Family Mortgage Bonds, Series 2001C:
|
|
|
|
540
|
|
5.500%, 1/01/18 (Alternative Minimum Tax)
|
1/13 at 100.00
|
AA–
|
541,021
|
305
|
|
5.650%, 1/01/21 (Alternative Minimum Tax)
|
1/13 at 100.00
|
Aaa
|
305,564
|
810
|
|
Utah State Charter School Finance Authority, Charter School Revenue Bonds, North Davis
|
7/20 at 100.00
|
BBB–
|
850,095
|
|
|
Preparatory Academy, Series 2010, 6.375%, 7/15/40
|
|
|
|
1,555
|
|
Utah State Charter School Finance Authority, Charter School Revenue Bonds, Paradigm High
|
7/20 at 100.00
|
BBB–
|
1,616,796
|
|
|
School, Series 2010A, 6.375%, 7/15/40
|
|
|
|
10,305
|
|
Total Utah
|
|
|
10,579,305
|
|
|
Virgin Islands – 0.5% (0.3% of Total Investments)
|
|
|
|
250
|
|
Virgin Islands Public Finance Authority, Matching Fund Loan Notes Revenue Bonds, Subordinate
|
10/19 at 100.00
|
Baa3
|
276,525
|
|
|
Lien Series 2009A, 6.000%, 10/01/39
|
|
|
|
2,480
|
|
Virgin Islands Public Finance Authority, Matching Fund Revenue Loan Note – Diageo Project,
|
10/19 at 100.00
|
BBB
|
2,934,708
|
|
|
Series 2009A, 6.750%, 10/01/37
|
|
|
|
2,730
|
|
Total Virgin Islands
|
|
|
3,211,233
|
|
|
Virginia – 2.6% (1.7% of Total Investments)
|
|
|
|
|
|
Hampton, Virginia, Revenue Bonds, Convention Center Project, Series 2002:
|
|
|
|
1,005
|
|
5.000%, 1/15/35 (Pre-refunded 1/15/13) – AMBAC Insured
|
1/13 at 100.00
|
Aa3 (4)
|
1,027,261
|
7,185
|
|
5.000%, 1/15/35 (Pre-refunded 1/15/13) – AMBAC Insured
|
1/13 at 100.00
|
Aa3 (4)
|
7,342,783
|
1,000
|
|
Tobacco Settlement Financing Corporation of Virginia, Tobacco Settlement Asset Backed Bonds,
|
6/17 at 100.00
|
B2
|
701,380
|
|
|
Series 2007B1, 5.000%, 6/01/47
|
|
|
|
1,765
|
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, 95 Express Lanes LLC
|
1/22 at 100.00
|
BBB–
|
1,865,376
|
|
|
Project, Series 2012, 5.000%, 1/01/40 (Alternative Minimum Tax)
|
|
|
|
4,640
|
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, Elizabeth River
|
7/22 at 100.00
|
BBB–
|
5,315,584
|
|
|
Crossing, Opco LLC Project, Series 2012, 6.000%, 1/01/37 (Alternative Minimum Tax)
|
|
|
|
15,595
|
|
Total Virginia
|
|
|
16,252,384
|
|
|
Washington – 3.4% (2.3% of Total Investments)
|
|
|
|
220
|
|
Grant County Public Utility District 2, Washington, Revenue Bonds, Wanapum Hydroelectric
|
1/15 at 100.00
|
Aa3 (4)
|
244,567
|
|
|
Development, Series 2005A, 5.000%, 1/01/34 (Pre-refunded 1/01/15) – FGIC Insured
|
|
|
|
5,780
|
|
Grant County Public Utility District 2, Washington, Revenue Bonds, Wanapum Hydroelectric
|
1/15 at 100.00
|
AA
|
6,000,160
|
|
|
Development, Series 2005A, 5.000%, 1/01/34 – FGIC Insured
|
|
|
|
1,770
|
|
Snohomish County School District 6, Mukilteo, Washington, Unlimited Tax General Obligation and
|
No Opt. Call
|
Aa2
|
1,801,701
|
|
|
Refunding Bonds, Series 1993, 5.700%, 12/01/12 – FGIC Insured
|
|
|
|
2,185
|
|
Washington Health Care Facilities Authority, Revenue Bonds, Seattle Children’s Hospital,
|
No Opt. Call
|
AA
|
2,418,882
|
|
|
Series 2012A, 5.000%, 10/01/42
|
|
|
|
2,000
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Fred Hutchinson Cancer
|
7/19 at 100.00
|
A
|
2,258,220
|
|
|
Research Center, Series 2009A, 6.000%, 1/01/33
|
|
|
|
1,100
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Harrison Memorial Hospital,
|
8/13 at 102.00
|
N/R
|
1,114,344
|
|
|
Series 1998, 5.000%, 8/15/28 – AMBAC Insured
|
|
|
|
2,000
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Northwest Hospital and
|
12/17 at 100.00
|
N/R
|
2,046,840
|
|
|
Medical Center of Seattle, Series 2007, 5.700%, 12/01/32
|
|
|
|
1,460
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Virginia Mason Medical
|
8/17 at 100.00
|
BBB
|
1,551,907
|
|
|
Center, Series 2007B, 5.750%, 8/15/37 – ACA Insured
|
|
|
|
3,745
|
|
Washington State Tobacco Settlement Authority, Tobacco Settlement Asset-Backed Revenue Bonds,
|
6/13 at 100.00
|
A3
|
3,897,908
|
|
|
Series 2002, 6.500%, 6/01/26
|
|
|
|
20,260
|
|
Total Washington
|
|
|
21,334,529
|
|
|
West Virginia – 0.3% (0.2% of Total Investments)
|
|
|
|
1,950
|
|
West Virginia Hospital Finance Authority , Hospital Revenue Bonds, Charleston Area Medical
|
9/19 at 100.00
|
A3
|
2,140,554
|
|
|
Center, Series 2009A, 5.625%, 9/01/32
|
|
|
|
|
|
Wisconsin – 2.7% (1.8% of Total Investments)
|
|
|
|
815
|
|
Monroe Redevelopment Authority, Wisconsin, Development Revenue Bonds, The Monroe Clinic, Inc.,
|
2/19 at 100.00
|
A3
|
920,388
|
|
|
Series 2009, 5.875%, 2/15/39
|
|
|
|
1,400
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Beloit Health System,
|
4/20 at 100.00
|
A–
|
1,451,772
|
|
|
Inc., Series 2010B, 5.000%, 4/01/30
|
|
|
|
2,000
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Mercy Alliance, Inc.,
|
6/22 at 100.00
|
A2
|
2,175,600
|
|
|
Series 2012, 5.000%, 6/01/32
|
|
|
|
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Wheaton Franciscan
|
|
|
|
|
|
Healthcare System, Series 2006:
|
|
|
|
5,000
|
|
5.250%, 8/15/21
|
8/16 at 100.00
|
A–
|
5,398,000
|
1,000
|
|
5.250%, 8/15/34
|
8/16 at 100.00
|
A–
|
1,045,611
|
5,000
|
|
Wisconsin State, General Obligation Bonds, Series 2006A, 4.750%, 5/01/25 – FGIC Insured (UB) (5)
|
5/16 at 100.00
|
AA
|
5,603,100
|
15,215
|
|
Total Wisconsin
|
|
|
16,594,471
|
$ 971,178
|
|
Total Investments (cost $853,265,049) – 150.1%
|
|
|
935,672,883
|
|
|
Floating Rate Obligations – (9.6)%
|
|
|
(59,703,000)
|
|
|
Variable Rate Demand Preferred Shares, at Liquidation Value – (42.1)% (7)
|
|
|
(262,200,000)
|
|
|
Other Assets Less Liabilities – 1.6%
|
|
|
9,762,675
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 623,532,558
|