Annual Statement of Changes in Beneficial Ownership (5)
14 Febrero 2014 - 3:36PM
Edgar (US Regulatory)
FORM 5
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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Form 3 Holdings Reported
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X
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Form 4 Transactions Reported
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden
hours per response...
1.0
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
OCI Wyoming Holding Co.
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2. Issuer Name
and
Ticker or Trading Symbol
OCI Resources LP [OCIR]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
FIVE CONCOURSE PARKWAY, SUITE 2500
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3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
12/31/2013
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(Street)
ATLANTA, GA 30328
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form Filed by One Reporting Person
_
X
_ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
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7. Nature of Indirect Beneficial Ownership
(Instr. 4)
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Amount
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(A) or (D)
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Price
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Common Units representing limited partner interests
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10/14/2013
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J4
(1)
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750000
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A
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(1)
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4775500
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D
(2)
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
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11. Nature of Indirect Beneficial Ownership
(Instr. 4)
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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In connection with the closing of the initial public offering of the Issuer's common units representing limited partner interests in the Issuer ("Common Units"), pursuant to that certain Contribution, Assignment and Assumption Agreement, by and among OCI Wyoming Holding Co. ("OCI Holding"), OCI Chemical Corporation ("OCI Chemical"), OCI Wyoming Co., OCI Resource Partners LLC and the Issuer, dated September 18, 2013, OCI Holding received 750,000 Common Units upon the expiration of the underwriters' 30-day overallotment option to purchase additional Common Units, after the underwriters chose not to exercise such option.
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(
2)
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This Form 5 is being filed jointly by OCI Holding, OCI Chemical, OCI Enterprises Inc. ("OCI Enterprises") and OCI Company Ltd. ("OCI Company"). OCI Chemical directly owns 100% of the outstanding stock of OCI Holding. OCI Enterprises directly owns 100% of the outstanding stock of OCI Chemical. OCI Company directly owns 100% of the outstanding stock of OCI Enterprises. OCI Chemical, OCI Enterprises and OCI Company may therefore be deemed to beneficially own securities of the Issuer owned directly by OCI Holding.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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OCI Wyoming Holding Co.
FIVE CONCOURSE PARKWAY, SUITE 2500
ATLANTA, GA 30328
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X
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OCI Chemical Corp
FIVE CONCOURSE PARKWAY, SUITE 2500
ATLANTA, GA 30328
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X
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OCI Enterprises Inc.
FIVE CONCOURSE PARKWAY, SUITE 2500
ATLANTA, GA 30328
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X
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OCI Co Ltd.
FIVE CONCOURSE PARKWAY, SUITE 2500
ATLANTA, GA 30328
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X
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Signatures
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/s/ Kirk H. Milling, President and Chief Executive Officer of OCI Wyoming Holding Co.
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2/14/2014
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**
Signature of Reporting Person
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Date
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/s/ Kirk H. Milling, President and Chief Executive Officer of OCI Chemical Corporation
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2/14/2014
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**
Signature of Reporting Person
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Date
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/s/ Kirk H. Milling, President and Chief Executive Officer of OCI Enterprises Inc.
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2/14/2014
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**
Signature of Reporting Person
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Date
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/s/ SeogHwan Yoon, Chief Financial Officer of OCI Company Ltd.
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2/14/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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