Report of Proposed Sale of Securities (144)
14 Abril 2023 - 7:29AM
Edgar (US Regulatory)
Form 144 Filer Information
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
|
Form 144 |
144: Issuer Information
Name of Issuer | NatWest Group plc |
SEC File Number | 001-10306 |
Address of Issuer | Gogarburn, 175 Glasgow Road Edinburgh
UNITED KINGDOM
EH12 1HQ |
Phone | 44-01316-626-3860 |
Name of Person for Whose Account the Securities are To Be Sold | The Commissioners of His Majesty's Treasury |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
|
Relationship to Issuer | - Affiliate
|
144: Securities Information
Record | Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|
#1 | Ordinary Shares | Morgan Stanley & Co. International 25 Cabot Square London
UNITED KINGDOM
E14 4AQ | 95,934,947 | $260,943,055.84 | 9,593,494,746 | 04/14/2023 | Exchanges outside US |
144: Securities To Be Sold
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment
of all or any part of the purchase price or other consideration therefor:
|
Record | Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|
#1 | Ordinary Shares | 12/01/2008 | The Commissioners of His Majesty's Treasury acquired an 84% stake in Royal Bank of Scotland (now NatWest Group plc) as part of a series of recapitalizations designed to maintain stability at the height of the financial crisis. | NatWest Group plc | ☐ |
—
| 45,500,000,000 | 12/01/2008 | Cash |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made
in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
|
144: Securities Sold During The Past 3 Months
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
|
Record | Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|
#1 | The Commissioners of His Majesty's Treasury 1 Horse Guards Road London
UNITED KINGDOM
SW1A 2HQ | Ordinary Shares | 02/23/2023 | 77,107,290 | $224,079,933.62 |
144: Remarks and Signature
Remarks | (1) The "Aggregate Market Value" of the shares to be sold is in pounds sterling (GBP) and is up to the value as of 04/13/2023. (2) The shares can be sold any time from 08/12/2021 to 08/11/2025. The date provided in "Approximate Date of Sale" (under 144: Securities Information) represents the three month period from 04/14/2023. (3) The seller acquired the shares to be sold over the period from December 2008 through December 2009. These purchases are reflected in aggregate in GBP in "Amount of Securities Acquired" (under 144: Securities To Be Sold). (4) The figure provided in "Amount of Securities Sold" and "Gross Proceeds" (under 144: Securities Sold During The Past 3 Months) does not include sales of securities made by the seller other than pursuant to Rule 144. Gross Proceeds are in GBP. (5) The date provided in "Date of Sale" (under 144: Securities Sold During the Past 3 Months) represents the range of dates from 02/23/2023 - 03/07/2023. |
Date of Notice | 04/14/2023 |
ATTENTION: |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing
this notice that he does not know any material adverse information in regard to the current and prospective
operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has
adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by
signing the form and indicating the date that the plan was adopted or the instruction given, that person makes
such representation as of the plan adoption or instruction date.
|
Signature | /s/ Lowri Khan, Director Financial Stability, HMT |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |
Royal Bank of Scotland (NYSE:RBS)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Royal Bank of Scotland (NYSE:RBS)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
Real-Time news about Royal Bank of Scotland Group PLC (New York Stock Exchange): 0 recent articles
Más de Natwest Group Plc Artículos de Noticias