UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC   20549
 
 
FORM 8-A
 
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Grail Advisors ETF Trust
(Exact name of registrant as specified in its charter)

Delaware
See List Below
(State of incorporation or organization)
(I.R.S. Employer Identification No.)

One Ferry Building, Suite 255, San Francisco, California 94111
(Address of principal executive offices)                                                                                                (Zip Code)


Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class
to be so registered
Name of each exchange on which
each class is to be registered
Shares of beneficial interest, no par value
NYSE Arca, Inc.

 
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x
 
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  o
 
Securities Act registration statement file number to which this form relates: 333-148082
 
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable
 

 
 
 

Information Required In Registration Statement
 
Item 1.                      Description of Registrant’s Securities to be Registered.
 
A description of the shares of beneficial interest, no par value, of Grail Advisors ETF Trust (the "Trust") to be registered hereunder is set forth in the Trust's Post-Effective Amendment No. 7 to its Registration Statement on Form N-1A (File Nos. 333-148082; 811-22154) as filed with the Securities and Exchange Commission on December 31, 2009, which description is incorporated herein by reference.
 
The Trust currently consists of eight separate series; this registration statement pertains solely to the two series listed below:
 
Series Name
EIN
Grail McDonnell Core Taxable Bond ETF
27-1082858
Grail McDonnell Intermediate Municipal Bond ETF
27-1082673


Item 2.                      Exhibits.

1.           The Trust's Certificate of Trust is included as Exhibit (a)(1) to the Trust's initial Registration Statement on Form N-1A (File Nos. 333-148082; 811-22154), as filed with the Securities and Exchange Commission on December 14, 2007.

2.           The Trust's Certificate of Amendment to Certificate of Trust dated March 25, 2008 is included as Exhibit (a)(2) to Pre-Effective Amendment No. 2 to the Trust's Registration Statement on Form N-1A (File Nos. 333-148082; 811-22154), as filed with the Securities and Exchange Commission on April 8, 2009.

3.           The Trust's Certificate of Amendment to Certificate of Trust dated January 12, 2009 is included as Exhibit (a)(3) to Pre-Effective Amendment No. 2 to the Trust's Registration Statement on Form N-1A (File Nos. 333-148082; 811-22154), as filed with the Securities and Exchange Commission on April 8, 2009.

4.           The Trust's Trust Instrument is included as Exhibit (a)(4) to Pre-Effective Amendment No. 2 to the Trust's Registration Statement on Form N-1A (File Nos. 333-148082; 811-22154), as filed with the Securities and Exchange Commission on April 8, 2009.

5.           The Trust's By-Laws is included as Exhibit (b) to Pre-Effective Amendment No. 2 to the Trust's Registration Statement on Form N-1A (File Nos. 333-148082; 811-22154), as filed with the Securities and Exchange Commission on April 8, 2009.


 

 
 
 

Signatures
 
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
 
Date:  January 27, 2010
 

 
 
GRAIL ADVISORS ETF TRUST
  
 
  
 
 
By:
/s/ William M. Thomas
 
Name:
William M. Thomas
 
Title:
President

 


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