Amended Statement of Changes in Beneficial Ownership (4/a)
02 Mayo 2019 - 10:22AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Koebler Ellen
|
2. Issuer Name
and
Ticker or Trading Symbol
SUNTRUST BANKS INC
[
STI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Risk Officer
|
(Last)
(First)
(Middle)
303 PEACHTREE STREET, NE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/8/2019
|
(Street)
ATLANTA, GA 30308
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/11/2019
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Phantom Stock Units
(1)
|
(1)
|
|
|
|
|
|
|
2/8/2020
|
(1)
|
Common Stock
|
14661
|
|
14661
|
D
|
|
Phantom Stock Units
(1)
|
(1)
|
|
|
|
|
|
|
2/8/2021
|
(1)
|
Common Stock
|
14661
|
|
14661
|
D
|
|
Phantom Stock Units
(1)
|
(1)
|
|
|
|
|
|
|
2/8/2022
|
(1)
|
Common Stock
|
14661
|
|
14661
|
D
|
|
Explanation of Responses:
|
(1)
|
The original filing on February 11, 2019 was previously amended on March 14, 2019 to add the grants of time-vested restricted stock units reflected above. These grants were in fact never made. This amendment is being filed to remove these grants from the reporting peron's Table II holdings. They are reflected above in order to gain access to the filing system but will not appear in subsequent filings for the reporting person.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Koebler Ellen
303 PEACHTREE STREET, NE
ATLANTA, GA 30308
|
|
|
Chief Risk Officer
|
|
Signatures
|
Curt Phillips, Attorney-in-Fact for Ellen C. Koebler
|
|
5/2/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Suntrust Banks Prfd A (NYSE:STIPA)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Suntrust Banks Prfd A (NYSE:STIPA)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
Real-Time news about Suntrust Banks Prfd A (New York Stock Exchange): 0 recent articles
Más de Suntrust Banks Inc Artículos de Noticias