Amended Statement of Changes in Beneficial Ownership (4/a)
13 Enero 2023 - 5:02PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Stelmach Jeffrey A. |
2. Issuer Name and Ticker or Trading Symbol
VIAD CORP
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VVI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President, Spiro |
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(Last)
(First)
(Middle)
7000 E. 1ST AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/23/2022 |
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(Street)
SCOTTSDALE, AZ 85251
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/25/2022 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 2/23/2022 | | A | | 4416 (1)(2) | A | $33.96 | 7713 (2) | D | |
| Common Stock | | | | | | | | 154.0217 (3) | I | 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option | $33.96 | 2/23/2022 | | A | | 21212 | | (4) | 2/23/2029 | Common | 21212 | $0.00 | 21212 | D | |
| Explanation of Responses: |
| (1) | Restricted Stock Units granted on February 23, 2022, pursuant to the 2017 Viad Corp Omnibus Incentive Plan, which will vest in three equal tranches on each of February 23, 2023, February 23, 2024 and February 23, 2025, and are payable in shares of VVI common stock on a one-for-one basis upon vesting. |
| (2) | This Form 4/A is being filed to amend the Form 4 filed by the reporting person on February 25, 2022, to correct an inadvertent administrative error in the number of Restricted Stock Units reported as being granted in the reported transaction and, as a result, the total number of common shares reported as beneficially owned following the reported transaction. |
| (3) | Between August 2021 and February 2022, the reporting person acquired 154.0217 shares of VVI common stock under the Viad Corp 401(k) plan. |
| (4) | The option vests and becomes exercisable in three equal tranches on each of February 23, 2023, February 23, 2024 and February 23, 2025. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Stelmach Jeffrey A.
7000 E. 1ST AVENUE
SCOTTSDALE, AZ 85251 |
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| President, Spiro |
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Signatures
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| /s/ Derek P. Linde as Attorney-in-Fact | | 1/13/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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