Affymax Adopts Tax Benefit Preservation Plan to Protect Net Operating Loss Carryforwards
26 Noviembre 2014 - 3:20PM
Business Wire
Affymax, Inc. (OTCQB: AFFY) announced today that its Board of
Directors has adopted a Tax Benefit Preservation Plan, or Rights
Plan, in an effort to preserve the value of its significant net
operating loss carryforwards, or NOLs, in relation to the potential
limitations under Section 382 of the Internal Revenue Code.
The Company had federal NOLs totaling approximately $481 million
at December 31, 2013, a substantial portion of which are limited
due to a prior “ownership change” (as defined in Section 382
of the Internal Revenue Code). The Company’s use of the remaining
NOLs could be substantially limited if the Company experiences
another “ownership change”. In general, an ownership change occurs
if there is a cumulative change in a company’s ownership by
“5-percent shareholders” (as defined in Section 382 of the Internal
Revenue Code) that increases by more than 50 percentage points over
the lowest percentage owned by such stockholders at any time during
the prior three years on a rolling basis. The Company noted that
the Rights Plan is designed to serve the interests of all
stockholders by helping to protect the Company’s ability to use its
NOLs to offset future tax liabilities and is similar to plans
adopted by other companies with significant tax attributes.
In connection with the adoption of the Rights Plan, on November
26, 2014, the Board declared a non-taxable dividend of one
preferred share purchase right, or Right, for each outstanding
share of common stock to the Company’s stockholders of record as of
the close of business on December 8, 2014. While the Rights Plan is
in effect, any person or group that acquires beneficial ownership
of 4.99% or more of the Company’s common stock without approval
from the Board would be subject to significant dilution in their
ownership interest in the Company. Stockholders who currently own
4.99% or more of the common stock will not trigger the Rights
unless they acquire additional shares. In addition, the Board has
established procedures to consider requests to exempt certain
acquisitions of the Company’s securities from the Rights Plan if
the Board determines that doing so would not limit or impair the
availability of the NOLs or is otherwise in the best interests of
the Company.
The Rights will expire on the earliest of (i) 5:00 p.m.,
New York City time, on November 26, 2017, (ii) the time at
which the Rights are redeemed or exchanged under the Rights Plan,
(iii) the repeal of Section 382 or any successor statute
and the Board’s determination that the Rights Plan is no longer
necessary for the preservation of the Company’s NOLs or
(iv) the beginning of a taxable year of the Company to which
the Board determines that no NOLs may be carried forward.
The issuance of the Rights is not a taxable event and will not
affect the Company’s financial condition or results of operations
(including earnings per share).
A copy of the full text of the Rights Plan will be posted on the
Company’s website.
About Affymax
Affymax, Inc. is a biopharmaceutical company based in Cupertino,
California. For additional information, please visit
www.affymax.com.
Cautionary Statement About Forward-Looking Statements
This press release contains “forward-looking statements” within
the meaning of the Private Securities Litigation Reform Act of
1995, including, without limitation, statements relating to the
possibility that the Company may be able to acquire one or more
revenue or income generating assets in the future and the potential
for opportunities to further maximize value for stockholders,
including the potential for a private to public reverse merger,
investments and acquisitions among other alternatives. In some
cases, you can identify forward-looking statements by terminology
such as “may,” “will,” “should,” “expect,” “plan,” “intend,”
“anticipate,” “believe,” “estimate,” “predict,” “potential” or
“continue,” the negative of these terms or other terminology.
Forward-looking statements are based on the opinions and
estimates of management at the time the statements are made and are
subject to certain risks and uncertainties that could cause actual
results to differ materially from those anticipated in the
forward-looking statements. The Company’s actual results may differ
materially from those expressed or implied by these forward-looking
statements based on a number of factors, including the Company’s
failure to acquire one or more revenue or income generating assets
or to identify and execute upon any opportunities to further
maximize value for stockholders, and other risks and uncertainties.
Readers are cautioned that these forward-looking statements and
other statements contained in this press release regarding matters
that are not historical facts, are only estimates or predictions.
Readers are cautioned not to place undue reliance upon these
forward-looking statements, which speak only as of the date of this
press release. The Company undertakes no obligation to update any
forward-looking statements whether as a result of new information,
future events or other factors, except as required by law.
AffymaxMark Thompson, 650-812-8700Chief Financial OfficerThe
Brenner Group
Affymax (CE) (USOTC:AFFY)
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