- Notification that Annual Report will be submitted late (NT 10-K)
30 Marzo 2012 - 3:19PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check
One):
|
þ
Form
10-K
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¨
Form
20-F
|
¨
Form
11-K
|
¨
Form
10-Q
|
|
¨
Form 10-D
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¨
Form N-SAR
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¨
Form N-CSR
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|
For Period Ended:
December 31, 2011
¨
Transition
Report on Form 10-K
¨
Transition
Report on Form 20-F
¨
Transition
Report on Form 11-K
¨
Transition
Report on Form 10-Q
¨
Transition
Report on Form N-SAR
For the Transition
Period Ended: _______________________
Nothing in this form
shall be construed to imply that the Commission has verified any information contained herein.
If the notification
relates to a portion of the filing checked above, identify the item(s) to which the notification relates: _______________________
PART I—REGISTRANT INFORMATION
alpha-En Corporation
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Full Name of Registrant
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120 White Plains Road
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Address of Principal Executive Office
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Tarrytown, New York 10591
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City, State and Zip Code
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PART II—RULE 12b-25 (b) AND (c)
If the subject report could not be filed
without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b) the following should be completed.
(Check box if appropriate)
|
(a)
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The reasons
described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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þ
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(b)
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The subject
annual report, semi-annual report, transition report on Form I0-K, Form 2-F, 11-F, or Form N-SAR, or portion thereof will be filed
on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report
on Form 10-Q or subject distribution report on Form 10-D, or portion thereof will be filed on or before the fifth calendar day
following the prescribed due date; and
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|
(c)
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III—NARRATIVE
State below in reasonable
detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR or the transition report or portion thereof, could not be filed within
the prescribed time period.
alpha-En Corporation
(the “
Company
”) cannot complete its Form 10-K within the prescribed time period because the Company is experiencing
delays in the collection and compilation of certain financial and other information required to be included in the Form 10-K. In
accordance with Rule 12b-25 under the Securities Exchange Act of 1934, the Company anticipates filing its Form 10-K no later than
15 calendar days following the prescribed due date.
PART IV—OTHER INFORMATION
(1) Name and telephone
number of person to contact in regard to this notification
Jerome I. Feldman
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(914)
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631-5265
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(Name)
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(Area Code)
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(Telephone Number)
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(2) Have all other
periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been
filed? If the answer is no, identify report(s).
þ
Yes
¨
No
(3) Is it anticipated
that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion thereof?
¨
Yes
þ
No
If so, attach an explanation
of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.
alpha-En
Corporation
(Name of Registrant as Specified in Charter)
has caused this notification to be signed
on its behalf by the undersigned thereunto duly authorized.
Date: March 30, 2012
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By:
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/s/ Jerome I. Feldman
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Name:
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Jerome I. Feldman
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Title:
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Chairman, Chief Financial Officer and Treasurer
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