- Amended Statement of Ownership (SC 13G/A)
09 Febrero 2012 - 1:10PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.7)*
(Previously filed Schedule 13D)
Ameritrans Capital Corp (AMTC)
(Name of Issuer)
Common Stock
(Par value $.0001 per share) and Preferred Stock (9 3/8 cumulative participating redeemable)
(Title of Class of
Securities)
03073H108
(CUSIP Number)
May 10, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The
information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of
information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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CUSIP No. 03073H108
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Page 2 of 6 Pages
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
Mitchell Partners,
L.P., a California limited partnership; J.E. Mitchell & Co., L.P. (General Partner); and James E. Mitchell (General Partner of J.E. Mitchell & Co., L.P.)
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2.
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization
California
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Number of
Shares
Beneficially by
Owned by
Each
Reporting
Person
With:
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5.
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Sole Voting Power
345,410 shares of common stock and 29,942 shares of preferred
stock
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6.
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Shared Voting Power
Not applicable
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7.
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Sole Dispositive Power
345,410 shares of common stock and 29,942 shares of preferred
stock
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8.
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Shared Dispositive Power
Not applicable
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
345,410 shares of common stock and 29,942 shares of preferred stock
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10.
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Check if the Aggregate Amount in
Row (9) Excludes Certain Shares (See Instructions)
Not
applicable
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11.
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Percent of Class Represented by
Amount in Row (9)
10.18% of outstanding shares of common stock (345,410
shares of 3,395,583 shares outstanding at 9/30/11); and 9.98% of outstanding shares of preferred stock (29,942 shares of 300,000 preferred stock outstanding at 9/30/11)
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12.
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Type of Reporting Person (See
Instructions)
Mitchell Partners, L.P. - California limited partnership
(PN)
J.E. Mitchell & Co., L.P. - California limited partnership
(PN)
James E. Mitchell - Individual (IN)
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Ameritrans Capital Corp (AMTC)
CUSIP Number: 03073H108
(Form: SC
13G)
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Page
3
of 4
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Item 1.
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(a)
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Name of Issuer: Ameritrans Capital Corp. (AMTC)
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(b)
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Address of Issuers Principal Executive Offices:
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50 Jericho Quadrangle, Suite 109
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Jericho, New York 11753-2726
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Item 2.
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(a)
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Name of Person Filing: Mitchell Partners, L.P., a California limited partnership; J.E. Mitchell & Co., L.P., a California limited partnership; and James E.
Mitchell, a California resident
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(b)
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Address of Principal Business Office or, if none, Residence:
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James E. Mitchell, General Partner
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J.E. Mitchell & Co., L.P., General Partner
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Mitchell Partners, L.P.
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3187-D Airway Avenue
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Costa Mesa, California 92626
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(c)
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Citizenship: California limited partnership; California limited partnership; and California resident, respectively
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(d)
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Title of Class of Securities: Common Stock, $0.0001 per share par value and Preferred Stock
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(e)
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CUSIP Number: 03073H108
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Item 3. If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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¨
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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¨
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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¨
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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¨
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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¨
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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¨
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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¨
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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¨
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned: 345,410 shares of common stock and 29,942 shares of Preferred Stock
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(b)
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Percent of class: 10.18%% of outstanding shares of common stock (345,410 shares of 3,395,583 shares outstanding (according to information from AmeriTrans Capital Corp
as of 9/30/11)) and 9.98% of outstanding shares of preferred stock (29,942 shares of 300,000 shares of preferred stock outstanding (according to information from AmeriTrans Capital Corp as of 9/30/11)
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(c)
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Number of shares as to which the person has:
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Ameritrans Capital Corp (AMTC)
CUSIP Number: 03073H108
(Form: SC
13G)
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Page
4
of 4
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(i)
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Sole power to vote or to direct the vote: 345,410 shares of common stock and 29,942 shares of Preferred Stock
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(ii)
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Shared power to vote or to direct the vote: Not applicable
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(iii)
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Sole power to dispose or to direct the disposition of: 345,410 shares of common stock and 29,942 shares of Preferred Stock
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(iv)
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Shared power to dispose or to direct the disposition of: Not applicable
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Item 5. Ownership of Five Percent or Less of a Class
If this
statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable
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Item 8. Identification and Classification of Members of the Group. Not applicable
Item 9. Notice of Dissolution of Group. Not applicable
Item 10. Certification
By signing below I certify that, to the best
of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: February 8, 2012
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Mitchell Partners, L.P.
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J.E. Mitchell & Co., L.P.
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James E. Mitchell
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By:
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/s/ James E. Mitchell
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By:
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/s/ James E. Mitchell
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By:
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/s/ James E. Mitchell
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James E. Mitchell,
General Partner of
J.E. Mitchell & Co., L.P.,
General Partner of
Mitchell Partners, L.P.
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James E. Mitchell,
General
Partner of
J.E. Mitchell & Co., L.P.
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James E. Mitchell
Individually
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Ameritrans Capital (CE) (USOTC:AMTCQ)
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De May 2024 a Jun 2024
Ameritrans Capital (CE) (USOTC:AMTCQ)
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