UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

(Amendment No. 1 to Form 8-K)

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 19, 2019

 

Inrad Optics, Inc.

(Exact name of registrant as specified in its charter)

         
New Jersey   000-11668   22-2003247
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
     
181 Legrand Avenue, Northvale, NJ    07647
(Address of Principal Executive Offices)   (Zip Code)
             

Registrant’s telephone number, including area code: 201-767-1910

 
 
(Former name or former address if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Securities registered pursuant to Section 12(b) of the Act: None.

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
     

 

 

 

 

 

  EXPLANATORY NOTE

 

The reason for the amendment is to correct the Director name on the following:

 

“ Proposal One : The election of two (2) Class III directors to the Board of Directors to hold office for three (3) years.

 

T he Board’s nominees were elected. Voting for Proposal One was as follows: Class III Director — Term Expires In 2022

 

 

Luke P. LaValle, Jr.

 

7,188,502

 

15,600

 

5,131,567

 

The correct Director is Jan M. Winston .

 

Class III Director — Term Expires in 2022

   

Item 5.07 Submission of Matters to a Vote of Security Holders

 

At the Annual Meeting of Shareholders of Inrad Optics, Inc. held on June 19, 2019, shareholders representing 12,335,669 shares or 90.48% of the 13,632,388 shares of common stock outstanding on the record date of April 25, 2019, were present in person or by proxy, constituting a quorum for the purposes of the Annual Meeting.  Matters voted upon at the Annual Meeting were as follows:

  

Proposal One :   The election of two (2) Class III directors to the Board of Directors to hold office for three (3) years.

 

T he Board’s nominees were elected. Voting for Proposal One was as follows:

 

Class III Director — Term Expires in 2022

 

 

Proposal One - Nominees

Votes

For

Votes

Withheld

Broker

Non-Votes

 

Amy Eskilson

 

7,204,002

 

100

 

5,131,567

 

Jan M Winston

 

7,188,502

 

15,600

 

5,131,567

 

Proposal Two: Ratification of PKF O’Connor Davies, LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2019.

 

Voting for Proposal Two was as follows:

 

 

Proposal Two

Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

 

Vote on Ratification of Independent Registered Public Accountant

 

 

12,335,569

 

 

100

 

 

0

 

 

0

 

  2  

 

 

Proposal Three : Approval, as a non-binding advisory vote, our named executive officer compensation.

 

Voting for Proposal Three was as follows:  

 

 

Proposal Three

Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

 

 

Advisory Executive Compensation Vote

 

 

7,107,802

 

 

87,100

 

 

9,200

 

 

5,131,567

 

 

  3  

 

   

SIGNATURE

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

  INRAD OPTICS, INC.
     
     
Date: June 21, 2019 By: /s/ Theresa A Balog
    Theresa A. Balog
    Chief Financial Officer, Secretary and Treasurer

 

 

  4  

Inrad Optics (PK) (USOTC:INRD)
Gráfica de Acción Histórica
De May 2024 a Jun 2024 Haga Click aquí para más Gráficas Inrad Optics (PK).
Inrad Optics (PK) (USOTC:INRD)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024 Haga Click aquí para más Gráficas Inrad Optics (PK).