Amended Statement of Changes in Beneficial Ownership (4/a)
31 Agosto 2020 - 5:53PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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White Blaine Scott |
2. Issuer Name and Ticker or Trading Symbol
NEW PEOPLES BANKSHARES INC
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NWPP
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
NEW PEOPLES BANKSHARES, INC., 67 COMMERCE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/4/2019 |
(Street)
HONAKER, VA 24260
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
9/20/2012 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock (1) | | | | | | | | 1265470 | D | |
Common Stock | 5/26/2020 | | P | | 5474 | A | $1.60 | 414060 | I | Trustee |
Common Stock | 5/28/2020 | | P | | 4005 | A | $1.60 | 418065 | I | Trustee |
Common Stock | 6/9/2020 | | P | | 7436 | A | $1.60 | 425501 | I | Trustee |
Common Stock (5) | 6/10/2020 | | J |
V
| 195736 | D | $1.60 | 229765 | I | Trustee |
Common Stock (5) | 6/11/2020 | | J |
V
| 109800 | D | $1.60 | 119965 | I | Trustee |
Common Stock (2) | 8/27/2020 | | P | | 32000 | A | $1.82 | 151965 | I | Trustee |
Common Stock (3) | | | | | | | | 156637 | I | Trustee |
Common Stock (4) | | | | | | | | 9056 | I | Trustee |
Common Stock | | | | | | | | 172160 | I | Spouse |
Common Stock | | | | | | | | 2061666 | I | by SBTB L.P. |
Common Stock | 9/4/2019 | | P | | 1300 | A | $1.89 | 876142 | I | by Sky Investments LLC |
Common Stock | 9/11/2019 | | P | | 858 | A | $1.85 | 877000 | I | by Sky Investments LLC |
Common Stock (5) | | | | | | | | 305536 | I | Trustee |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This Form 4 amends prior Form 4 Filings where shares held by B. Scott White Trust and IRA fbo B. Scott White were included as part of the direct holdings. As of the most recent Form 4 filed May 29, 2020, shares held by the Trust and IRA totaled 408,586 and 156,637, respectively. As a result of this amendment, direct share holdings are 1,265,470. |
(2) | As trustee for B. Scott White Trust |
(3) | As trustee for IRA fbo B. Scott White |
(4) | As trustee for irrevocable trust for child |
(5) | As trustee for three irrevocable trusts for grandchildren. These trusts were funded with shares from B. Scott White Trust, which transfers are voluntarily reported on this Form 4. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
White Blaine Scott NEW PEOPLES BANKSHARES, INC. 67 COMMERCE DRIVE HONAKER, VA 24260 | X | X |
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Signatures
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/s/ John J. Boczar Attorney-in-Fact for B. Scott White | | 8/31/2020 |
**Signature of Reporting Person | Date |
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