Amended Current Report Filing (8-k/a)
30 Diciembre 2020 - 4:28PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
AMENDMENT
NO. 1 TO FORM 8-K
CURRENT
REPORT PURSUANT
TO
SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): October 23, 2020
SIGYN
THERAPEUTICS, INC.
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(Exact
Name of Registrant as Specified in Its Charter)
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Delaware
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333-204486
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47-2573116
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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8880
Rio San Diego Drive
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|
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Suite
800
San
Diego, CA
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92108
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: 619.368.2000
Prior
address and phone number:
9465
Wilshire Boulevard
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|
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Beverly
Hills, CA
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90212
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(Address
of principal executive offices)
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(Zip
Code)
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(213)
457-3772
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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None
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None
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None
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
As
used herein, the terms, “we,” “us,” “our,” and the “Company” refers to Sigyn Therapeutics,
Inc., a Delaware corporation and its subsidiaries, unless otherwise stated.
CAUTIONARY
NOTE REGARDING FORWARD-LOOKING STATEMENTS
This
Form 8-K and other reports filed by Sigyn Therapeutics, Inc. (“Sigyn” or the “Company”) from time
to time with the Securities and Exchange Commission (collectively, the “Filings”) contain or may contain forward
looking statements and information that are based upon beliefs of, and information currently available to, the Company’s
management as well as estimates and assumptions made by the Company’s management. When used in the filings the words “anticipate”,
“believe”, “estimate”, “expect”, “future”, “intend”, “plan”
or the negative of these terms and similar expressions as they relate to the Company or Company’s management identify forward
looking statements. Such statements reflect the current view of the Company with respect to future events and are subject to risks,
uncertainties, assumptions and other factors relating to the Company’s industry, the Company’s operations and results
of operations and any businesses that may be acquired by the Company. Should one or more of these risks or uncertainties materialize,
or should the underlying assumptions prove incorrect, actual results may differ significantly from those anticipated, believed,
estimated, expected, intended or planned.
Although
the Company’s management believes that the expectations reflected in the forward looking statements are reasonable, the
Company cannot guarantee future results, levels of activity, performance or achievements. Except as required by applicable law,
including the securities laws of the United States, the Company does not intend to update any of the forward-looking statements
to conform these statements to actual results. The following discussion should be read in conjunction with the Company’s
pro forma financial statements and the related notes filed with this Form 8-K.
EXPLANATORY
NOTE
This
Amendment No. 1 to the Current Report on Form 8-K (this “Amendment”) is being filed by Sigyn Therapeutics, Inc., a
Delaware corporation (the “Company”) for the purpose of amending Item 9.01 Financial Statements and Exhibits of that
certain Current Report on Form 8-K originally filed by the Company with the U.S. Securities and Exchange Commission (“SEC”)
on October 23, 2020 (the “Original Form 8-K”) in connection with the completion of the acquisition as disclosed therein.
As indicated in the Original Form 8-K, this Amendment is being filed to provide the financial statements and pro forma financial
information required by Items 9.01(a) and (b) of Form 8-K, which were not previously filed with the Original Form 8-K as permitted
by the rules of the SEC.
FORWARD-LOOKING
STATEMENTS
This
Amendment, including the Exhibits attached hereto, contains “forward-looking statements” and information within the
meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), which are subject to the “safe harbor” created
by those sections. These forward-looking statements include, but are not limited to, statements concerning our strategy, future
operations, future financial position, future revenues, projected costs, prospects and plans and objectives of management. The
words “anticipates,” “believes,” “estimates,” “expects,” “intends,”
“may,” “plans,” “projects,” “will,” “would” and similar expressions
are intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words.
We may not actually achieve the plans, intentions or expectations disclosed in our forward-looking statements and you should not
place undue reliance on our forward-looking statements. These forward-looking statements involve known and unknown risks and uncertainties
that could cause our actual results, performance or achievements to differ materially from those expressed or implied by the forward-looking
statements, including, without limitation, the risks set forth from time to time in the Company’s filings with the SEC.
Readers of this release are cautioned not to place undue reliance on forward-looking statements contained herein, which speak
only as of the date stated, or if no date is stated, as of the date of this Current Report. The Company undertakes no obligation
to publicly update or revise the forward-looking statements contained herein to reflect changes events or circumstances after
the date of this release, unless required by law.
Item
9.01. Financial Statements and Exhibits.
(a)
Financial statements of business acquired.
The
following financial statements of Path Labs, LLC are being filed as exhibits hereto and are incorporated by reference herein:
Exhibit
99.1 — Sigyn Therapeutics, Inc. audited financial statements, including the independent auditor’s report as of and
for the year ended December 31, 2019.
Exhibit
99.2 — Sigyn Therapeutics, Inc. condensed financial statements as of September 30, 2020 (unaudited).
(b)
Pro forma financial information.
The
following pro forma financial information is being filed as an exhibit hereto and is incorporated by reference herein:
Exhibit
99.3 — Unaudited pro forma condensed combined financial statements and explanatory notes for The Company as of September
30, 2020, for the nine months ended September 30, 2020 and for the year ended December 31, 2019.
(c)
Not Applicable.
(d)
Exhibits.
Exhibit 99.1 — Sigyn Therapeutics, Inc. audited financial statements, including the independent auditor’s report as of and for the year ended December 31, 2019.
Exhibit 99.2 — Sigyn Therapeutics, Inc. condensed financial statements as of September 30, 2020 (unaudited).
Exhibit 99.3 — Unaudited pro forma condensed combined financial statements and explanatory notes for the Company as of September 30, 2020, for the nine months ended September 30, 2020 and for the year ended December 31, 2019.
101*
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XBRL Interactive Data Files
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* In accordance with
Rule 406T of Regulation S-T, these interactive data files are deemed not filed or part of a registration statement or prospectus
for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
SIGNATURES
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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SIGYN
THERAPEUTICS, INC.
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Date:
December 30, 2020
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By:
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/s/
James A. Joyce
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James
A. Joyce, Chairman and CEO
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Sigyn Therapeutics (QB) (USOTC:SIGY)
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