YUMAQ Yuma Energy Inc New (CE)

Item 8.01.   Other Events

As previously reported, on April 15, 2020, the Company and three of its subsidiaries Yuma Exploration and Production Company, Inc., Davis Petroleum Corp., and The Yuma Companies, Inc. (collectively, the Company and the filing subsidiaries, the “Debtors”), filed voluntary Chapter 11 petitions for relief under the United States Bankruptcy Code in the U.S. Bankruptcy Court for the Northern District of Texas (the “Bankruptcy Court”).  The Chapter 11 Proceeding is being administered under the caption and case number: In re Yuma Energy, Inc. Case No. 20-41455-11.

On June 22, 2020, the Debtors filed their monthly operating reports for the period from May 1, 2020 to May 31, 2020 (the “Monthly Operating Report”) with the Bankruptcy Court.  The Monthly Operating Reports are attached hereto as Exhibits [99.1 - 99.4] and are incorporated herein by reference. This Current Report on Form 8-K (including the exhibits hereto) (this “Form 8-K”) will not be deemed an admission as to the materiality of any information disclosed herein.  The Monthly Operating Reports and other documents filed with the Bankruptcy Court are available for inspection at https://cases.stretto.com/yumaenergy/. Documents and other information available on such website are not part of this Form 8-K and are not deemed to be incorporated by reference in this Form 8-K.  The information contained in this Item 8.01, including Exhibits 99.1 - 99.4, are not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and are not deemed to be incorporated by reference into any of the Company’s filings with the Securities and Exchange Commission (the “SEC”), whether made before or after the date hereof and regardless of any general incorporation language in such filings, except to the extent expressly set forth by specific reference in such a filing.