TIDMAJB
RNS Number : 9655Q
AJ Bell PLC
24 June 2020
AJ Bell plc (Company)
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that it has been notified that:
a) Louis Petherick, a person discharging managerial
responsibility (PDMR) in the Company, has transferred by way of
gift 50,890 ordinary shares of GBP0.000125 each (Ordinary Shares)
in the Company to Laura Petherick, a person closely associated
(PCA) with him. The transfer took place on 22 June 2020 .
b) Laura Petherick has:
(i) in order to effect a "Bed and ISA" transaction, sold 5,188
Ordinary Shares at a price of GBP3.835 per Ordinary Share and then
repurchased, into her Individual Savings Account (ISA), the same
number of 5,188 Ordinary Shares at a price of GBP3.835 per Ordinary
Share; and
(ii) in order to effect "Bed and Junior ISA" transactions in
favour of her children, both of whom are a PCA with Louis
Petherick, sold 4,702 Ordinary Shares at a price of GBP3.83 per
Ordinary Share; and
c) Louis Petherick, in order to effect to those "Bed and Junior
ISA" transactions in favour of his children, has purchased,
into:
(i) a Junior Individual Savings Account (Junior ISA), in the
name of his son, William Richard Petherick , 2,351 Ordinary Shares
at a price of GBP3.8301 per Ordinary Share; and
(ii) a Junior ISA in the name of his son, Samuel Casper
Petherick , 2,351 Ordinary Shares at a price of GBP3.8301 per
Ordinary Share.
The transactions at b) and c) above all took place on 23 June
2020.
The transactions were entered into in accordance with exceptions
from the lock up arrangements applicable to Management Selling
Shareholders (as defined in the prospectus published in relation to
the initial public offering of the Company's shares on 27 November
2018 (Prospectus), as described in paragraph 10 of Part 7 (Details
of the Offer) of the Prospectus, of two years in respect of 50% of
their shareholdings at Admission (as defined in the Prospectus).
Notwithstanding the transactions, the Ordinary Shares remain
subject to the terms of such lock up arrangements.
Following the transactions, there has been no change in the
number of shares in which Louis Petherick has an interest.
This announcement, including the notification below, is made in
accordance with the requirements of the EU Market Abuse
Regulation.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Louis Petherick
----------------------------------------------------------- -----------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer/PDMR
----------------------------------------------------------- -----------------------------------------------
b) Initial notification /Amendment Initial Notification
----------------------------------------------------------- -----------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
----------------------------------------------------------- -----------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
----------------------------------------------------------- -----------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary shares of GBP0.000125 each
----------------------------------------------------------- -----------------------------------------------
Identification code GB00BFZNLB60
----------------------------------------------------------- -----------------------------------------------
b) Nature of the transaction Transfer of Shares to spouse/PCA by way of gift
----------------------------------------------------------- -----------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 0 50,890
---------
----------------------------------------------------------- -----------------------------------------------
d) Aggregated information
* Aggregated volume Not applicable
* Price
----------------------------------------------------------- -----------------------------------------------
e) Date of the transaction 22 June 2020
----------------------------------------------------------- -----------------------------------------------
f) Place of the transaction Outside of a trading venue
----------------------------------------------------------- -----------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Laura Helen Petherick
------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Louis Petherick, Chief Risk Officer/PDMR
------------------------------------------------------- --------------------------------------------------------
b) Initial notification /Amendment Initial Notification
------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------- --------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
------------------------------------------------------- --------------------------------------------------------
Identification code GB00BFZNLB60
------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Receipt of Ordinary Shares from spouse/PDMR by way of
gift
------------------------------------------------------- --------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 0 50,890
---------
------------------------------------------------------- --------------------------------------------------------
d) Aggregated information
* Aggregated volume Not applicable
* Price
------------------------------------------------------- --------------------------------------------------------
e) Date of the transaction 22 June 2020
------------------------------------------------------- --------------------------------------------------------
f) Place of the transaction Outside of a trading venue
------------------------------------------------------- --------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Laura Helen Petherick
----------------------------------------------------------- -----------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Louis Petherick, Chief Risk Officer/PDMR
----------------------------------------------------------- -----------------------------------------------
b) Initial notification /Amendment Initial Notification
----------------------------------------------------------- -----------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
----------------------------------------------------------- -----------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
----------------------------------------------------------- -----------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary shares of GBP0.000125 each
----------------------------------------------------------- -----------------------------------------------
Identification code GB00BFZNLB60
----------------------------------------------------------- -----------------------------------------------
b) Nature of the transaction Sale of Ordinary Shares.
----------------------------------------------------------- -----------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.835 5,188
---------
----------------------------------------------------------- -----------------------------------------------
d) Aggregated information
* Aggregated volume Not applicable
* Price
----------------------------------------------------------- -----------------------------------------------
e) Date of the transaction 23 June 2020
----------------------------------------------------------- -----------------------------------------------
f) Place of the transactions London Stock Exchange
----------------------------------------------------------- -----------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Laura Helen Petherick
------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Louis Petherick, Chief Risk Officer/PDMR
------------------------------------------------------- --------------------------------------------------------
b) Initial notification /Amendment Initial Notification
------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------- --------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
------------------------------------------------------- --------------------------------------------------------
Identification code GB00BFZNLB60
------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares via Laura Helen Petherick
ISA.
------------------------------------------------------- --------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.83 4,702
---------
------------------------------------------------------- --------------------------------------------------------
d) Aggregated information
* Aggregated volume Not applicable
* Price
------------------------------------------------------- --------------------------------------------------------
e) Date of the transaction 23 June 2020
------------------------------------------------------- --------------------------------------------------------
f) Place of the transactions London Stock Exchange
------------------------------------------------------- --------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Louis Petherick
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Purchase of:
(i) Ordinary Shares via William Richard Petherick
Junior ISA; and
(ii) Ordinary Shares via Samuel Casper Petherick
Junior ISA.
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.8301 2,351
---------
GBP 3.8031 2,351
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume 4,702
GBP 18,009.1302
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 23 June 2020
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transactions London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Name of officer of issuer responsible for making notification:
Bruce Robinson (Company Secretary)
Date of notification: 24 June 2020
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
DSHGZGZVZDRGGZM
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June 24, 2020 08:12 ET (12:12 GMT)
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