SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Corriente
Resources Inc.
(Name
of Issuer)
Common
Shares, No Par Value
(Title
of Class of Securities)
22027E409
(CUSIP
Number)
Daniel
Carriere
520
- 800 West Pender Street,
Vancouver,
British Columbia, Canada
V6C
2V6
(604)
687-0449
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
March
22, 2006
(Date
of Event which Requires Filing of this Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the
acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
o
.
The
information required on the remainder of this cover page shall not be deemed to
be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934,
as amended (the "Exchange Act") or otherwise subject to the liabilities of that
section of the Exchange Act but shall be subject to all other provisions of the
Exchange Act (however, see the Notes).
|
CUSIP No.
22027E409
|
13D
|
Page
2 of 6
Pages
|
|
(1)
|
Name
of Reporting Person
Daniel
Carriere
|
|
(2)
|
Check
the Appropriate Box if a Member of a Group (
See
Instructions) (a)
o
(b)
o
|
|
(3)
|
SEC
Use Only
|
|
(4)
|
Source
of Funds (
See
Instructions)
PF
|
|
(5)
|
Check
if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or
2(e).
o
|
|
(6)
|
Citizenship
or Place of Organization
Canada
|
|
Number
of
Shares
Beneficially
Owned
by
Each
Reporting
Person
With
|
(7)
|
Sole
Voting Power
4,643,204
|
|
(8)
|
Shared
Voting Power
0
|
|
(9)
|
Sole
Dispositive Power
4,643,204
|
|
(10)
|
Shared
Dispositive Power
0
|
|
(11)
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
4,643,204
|
|
(12)
|
Check Box if the
Aggregate Amount in Row (11) Excludes Certain Shares
o
(
See
Instructions)
|
|
(13)
|
Percent
of Class Represented by Amount in Row (11)
6.1%
|
|
(14)
|
Type
of Reporting Person (
See
Instructions)
IN
|
This
Schedule 13D is being filed on behalf of Daniel Carriere (the "Reporting
Person") relating to the common shares, no par value (the "Common Shares"), of
Corriente Resources Inc., a corporation existing under the laws of British
Columbia (the "Issuer").
Item
1.
Security and
Issuer
This
Schedule 13D relates to the Common Shares of the Issuer. The address
of the principal executive offices of the Issuer is 520 - 800 West Pender
Street, Vancouver, British Columbia, Canada V6C 2V6.
Item
2.
Identity and
Background
This
statement is filed by the Reporting Person.
The
Reporting Person's business address is 520 - 800 West Pender Street, Vancouver,
British Columbia, Canada V6C 2V6. The Issuer is a mineral exploration
and development company. The Reporting Person is the Issuer's Senior
Vice-President.
The
Reporting Person has not, during the last five years, been convicted in a
criminal proceeding (excluding traffic violations or similar
misdemeanors).
The
Reporting Person has not, during the last five years, been a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction and as
a result of such proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with
respect to such laws.
The
Reporting Person is a citizen of Canada.
Item
3.
Source and Amount of Funds
or Other Consideration
The
Reporting Person used personal funds to acquire all of the Common Shares that he
beneficially owns.
Item
4
.
Purpose
of Transaction
The
Common Shares were acquired for investment purposes only. The Reporting Person
does not have any current intention of acquiring ownership of, or control or
direction over, any additional Common Shares. Depending on market
conditions and other relevant factors, the Reporting Person may, in the future,
increase or decrease his beneficial ownership of, or control or direction over,
Common Shares through market transactions, exercise of options, private
agreements or otherwise.
Item
5.
Interest in Securities of
the Issuer
(a) As
of the date hereof, the Reporting Person beneficially owns the aggregate number
and percentage of outstanding Common Shares set forth below:
|
|
|
Aggregate
Number of
Shares
Beneficially
Owned
|
|
Percentage
of
Outstanding
Common
Shares
|
|
|
|
|
|
|
|
Daniel
Carriere
|
|
4,643,204
|
|
6.1%
|
The
percentage of outstanding Common Shares in the table above is based on a total
of 75,610,518 Common Shares, being the 75,302,393 Common Shares outstanding as
of March 31, 2009 plus a further 308,125 Common Shares that are considered to be
beneficially owned by the Reporting Person on the basis that they are issuable
upon the exercise of stock options currently held by the Reporting Person that
have vested or are scheduled to vest within the next 60 days.
The
Common Shares beneficially owned by the Reporting Person do not include a total
of 211,875 Common Shares issuable upon the exercise of stock options currently
held by the Reporting Person that have not yet vested and are not scheduled to
vest within the next 60 days. These unvested stock options expire on the dates
set forth below:
Number
of Shares Underlying Option
|
|
|
|
|
|
|
|
|
|
|
|
20,625
|
|
CDN$5.25
|
|
February
6, 2011
|
|
41,250
|
|
CDN$4.10
|
|
January
1, 2012
|
|
62,500
|
|
CDN$5.41
|
|
January
2, 2013
|
|
87,500
|
|
CDN$3.89
|
|
January
1, 2014
|
(b) The
Reporting Person has the sole power to vote or direct the vote and sole power to
dispose or to direct the disposition of 4,643,204 Common Shares.
(c) Not
applicable.
(d) Not
applicable.
(e) Not
applicable.
|
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships With
Respect to Securities
of the Issuer
|
The
Reporting Person does not have any contract, arrangement, understanding or
relationship with respect to securities of the Issuer including, but not limited
to, transfer or voting of any of the securities, finder
’
s fees, joint
ventures, loan or option arrangements, puts or calls, guarantees of profits,
division of profits or loss, or the giving or withholding of
proxies.
Further,
the Reporting Person has not pledged securities of the Issuer nor are the
securities of the Issuer held by him subject to a contingency, the occurrence of
which would give another person voting power or investment power over such
securities.
There
are no other contracts, arrangements, understandings or relationships between
the Reporting Person and any other person with respect to any securities of the
Issuer.
Item
7.
Material to be Filed as
Exhibits
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
Dated:
June 3, 2009
|
|
|
By:
|
/s/
DANIEL CARRIERE
|
|
|
|
|
Daniel
Carriere
|
T Rex 2X Inverse Ether D... (AMEX:ETQ)
Gráfica de Acción Histórica
De Dic 2024 a Ene 2025
T Rex 2X Inverse Ether D... (AMEX:ETQ)
Gráfica de Acción Histórica
De Ene 2024 a Ene 2025
