Current Report Filing (8-k)
06 Abril 2020 - 4:17PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported)
April
6, 2020 (April 1, 2020)
AIM
IMMUNOTECH INC.
(Exact
name of registrant as specified in its charter)
Delaware
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001
- 27072
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52-0845822
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(state
or other jurisdiction
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(Commission
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(I.R.S.
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
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2117
SW Highway 484, Ocala FL
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34473
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (352) 448-7797
AIM
Immunotech Inc.
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, par value $0.001 per share
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AIM
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NYSE
American
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Item
1.01 Entry into a Material Definitive Agreement.
On
April 1, 2020, we entered into a Material Transfer and Research Agreement (the “Agreement”) with Shenzhen Smoore
Technology Limited (“Smoore”). Pursuant to the Agreement, we are providing Smoore with Ampligen and Smoore will be
conducting in vitro tests using its porous ceramic atomizer technology. Initial testing will study the particle size of various
Ampligen concentrations in aqueous solutions obtainable using Smoore’s technology. The goal of these studies is to establish
a reproducible method to obtain an Ampligen containing atomized mist that can deliver biologically active Ampligen deep into the
lung airways of humans.
We
have filed herewith as Exhibit 10.1, the Material Transfer and Research Agreement with Smoore, which is incorporated herein by
reference, and the foregoing description of the Agreement is qualified in its entirety by reference thereto.
Item
7.01. Regulation FD Disclosure.
On
April 6, 2020, we issued a press release related to the Agreement. A copy of the press release is furnished herewith as
Exhibit 99.1.
The
information in this item, including Exhibit 99.1, is “furnished” and shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. It
may only be incorporated by reference in another filing under the Securities Exchange Act of 1934, as amended, or the Securities
Act of 1933, as amended, if and to the extent such subsequent filing specifically references the information herein as being incorporated
by reference in such filing.
Cautionary
Statement
This
report and the press release furnished as Exhibit 99.1 contain forward-looking statements within the meaning of the Private Securities
Litigation Reform Act of 1995. Words such as “may,” “will,” “expect,” “plan,”
“anticipate” and similar expressions (as well as other words or expressions referencing future events or circumstances)
are intended to identify forward-looking statements. These statements involve a number of risks and uncertainties. For example,
significant additional testing and trials will be required to determine whether Ampligen will be effective in the treatment of
COVID-19 in humans and no assurance can be given that it will be the case. Results obtained in animal models do not necessarily
predict results in humans. Human clinical trials will be necessary to prove whether or not Ampligen will be efficacious in humans.
Some of the world’s largest pharmaceutical companies and medical institutions are racing to find a treatment for COVID-19.
Even if Ampligen proves effective in combating the virus, no assurance can be given that our actions toward proving this will
be given first priority or that another treatment that eventually proves capable will not make our efforts ultimately unproductive.
Assuming Ampligen timely proves effective, significant testing will be required to determine if the Smoore device will be able
to safely deliver Ampligen in an appropriate dose without diminishing its efficacy against COVID-19. No assurance can be given
that future studies will not result in findings that are different from those reported in the studies referenced herein. Operating
in foreign countries carries with it a number of risks, including potential difficulties in enforcing intellectual property rights.
We cannot assure that our potential foreign operations will not be adversely affected by these risks. With regard to the Company’s
activities with Ampligen generally, no assurance can be given as to whether current or planned trials will be successful or yield
favorable data and the trials are subject to many factors including lack of regulatory approval(s), lack of study drug, or a change
in priorities at the institutions sponsoring other trials. In addition, initiation of planned clinical trials may not occur secondary
to many factors including lack of regulatory approval(s) or lack of study drug. Even if these clinical trials are initiated, the
Company cannot assure that the clinical studies will be successful or yield any useful data or require additional funding. There
also is the potential for delays in clinical trial enrollment and reporting in ongoing studies in cancer patients because of the
COVID-19 medical emergency. Any forward-looking statements set forth herein speak only as of the date hereof. The Company does
not undertake to update any of these forward-looking statements to reflect events or circumstances that occur after the date hereof.
The information found on our website is not incorporated by reference herein and is included for reference purposes only.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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AIM
IMMUNOTECH INC.
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April
6, 2020
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By:
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/s/
Thomas K. Equels
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Thomas
K. Equels, CEO
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Hemispherx Biopharma (AMEX:HEB)
Gráfica de Acción Histórica
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Hemispherx Biopharma (AMEX:HEB)
Gráfica de Acción Histórica
De Ene 2024 a Ene 2025
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