|
FORM 8.3
|
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY
|
|
A
PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR
|
|
MORE
|
|
Rule 8.3 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Full name of discloser:
|
|
Barclays PLC.
|
|
(b)
|
Owner or controller of interest and short
|
|
|
|
positions disclosed, if different from 1(a):
|
|
(c)
|
Name of offeror/offeree in relation to whose
|
ANGLOGOLD ASHANTI PLC
|
|
|
relevant securities this form relates:
|
|
(d)
|
If
an exempt fund manager connected with an
|
|
|
|
offeror/offeree, state this and specify identity
of
|
|
|
offeror/offeree:
|
|
(e)
|
Date position held/dealing undertaken:
|
10
Oct 2024
|
|
(f)
|
In
addition to the company in 1(c) above, is the discloser
making
|
YES:
|
|
|
|
|
disclosures in respect of any other party to the
offer?
|
CENTAMIN PLC
|
|
|
2.
|
POSITIONS OF THE PERSON MAKING THE DISCLOSURE
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
|
to
which the disclosure relates following the dealing(if
any)
|
|
|
Class of relevant security:
|
USD
1 ordinary
|
|
|
Interests
|
Short
Positions
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
|
Relevant securities owned
|
|
|
|
|
|
|
and/or controlled:
|
|
|
3,126,829
|
0.74%
|
2,981,226
|
0.71%
|
|
(2)
|
Cash-settled derivatives:
|
|
|
|
|
|
|
and/or controlled:
|
|
|
2,890,379
|
0.69%
|
1,969,449
|
0.47%
|
|
(3)
|
Stock-settled derivatives (including
options)
|
|
|
|
|
|
|
and
agreements to purchase/sell:
|
|
|
130,000
|
0.03%
|
160,000
|
0.04%
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL:
|
|
|
6,147,208
|
1.46%
|
5,110,675
|
1.21%
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive
|
|
|
|
options)
|
|
|
|
|
|
|
|
Class of relevant security in relation to
|
|
|
|
|
|
which subscription right exists
|
|
|
|
|
|
Details, including nature of the rights
|
|
|
|
|
|
concerned and relevant percentages:
|
|
|
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchases and sales
|
|
|
|
|
|
|
Class of
relevant
|
Purchase/sale
|
Number of
|
Price per
unit
|
|
security
|
|
securities
|
|
|
USD 1
ordinary
|
Purchase
|
675,000
|
458.0100 ZAR
|
|
USD 1
ordinary
|
Purchase
|
427,572
|
26.3079 USD
|
|
USD 1
ordinary
|
Purchase
|
121,177
|
26.7168 USD
|
|
USD 1
ordinary
|
Purchase
|
61,740
|
26.7828 USD
|
|
USD 1
ordinary
|
Purchase
|
46,488
|
26.5547 USD
|
|
USD 1
ordinary
|
Purchase
|
39,465
|
25.9607 USD
|
|
USD 1
ordinary
|
Purchase
|
22,382
|
26.7144 USD
|
|
USD 1
ordinary
|
Purchase
|
22,320
|
26.6471 USD
|
|
USD 1
ordinary
|
Purchase
|
17,496
|
26.7172 USD
|
|
USD 1
ordinary
|
Purchase
|
16,993
|
26.6004 USD
|
|
USD 1
ordinary
|
Purchase
|
12,156
|
26.1735 USD
|
|
USD 1
ordinary
|
Purchase
|
9,605
|
26.6264 USD
|
|
USD 1
ordinary
|
Purchase
|
8,777
|
26.5204 USD
|
|
USD 1
ordinary
|
Purchase
|
6,810
|
26.7900 USD
|
|
USD 1
ordinary
|
Purchase
|
5,593
|
26.6180 USD
|
|
USD 1
ordinary
|
Purchase
|
5,118
|
26.7938 USD
|
|
USD 1
ordinary
|
Purchase
|
2,211
|
26.7639 USD
|
|
USD 1
ordinary
|
Purchase
|
2,135
|
26.7376 USD
|
|
USD 1
ordinary
|
Purchase
|
1,499
|
26.7540 USD
|
|
USD 1
ordinary
|
Purchase
|
1,143
|
26.6987 USD
|
|
USD 1
ordinary
|
Purchase
|
1,141
|
26.7802 USD
|
|
USD 1
ordinary
|
Purchase
|
1,130
|
26.7891 USD
|
|
USD 1
ordinary
|
Purchase
|
1,116
|
26.7876 USD
|
|
USD 1
ordinary
|
Purchase
|
1,065
|
26.7178 USD
|
|
USD 1
ordinary
|
Purchase
|
1,040
|
26.6500 USD
|
|
USD 1
ordinary
|
Purchase
|
808
|
26.1600 USD
|
|
USD 1
ordinary
|
Purchase
|
799
|
26.6822 USD
|
|
USD 1
ordinary
|
Purchase
|
700
|
26.7514 USD
|
|
USD 1
ordinary
|
Purchase
|
580
|
26.7764 USD
|
|
USD 1
ordinary
|
Purchase
|
544
|
26.6505 USD
|
|
USD 1
ordinary
|
Purchase
|
450
|
26.5488 USD
|
|
USD 1
ordinary
|
Purchase
|
324
|
26.7300 USD
|
|
USD 1
ordinary
|
Purchase
|
304
|
26.6601 USD
|
|
USD 1
ordinary
|
Purchase
|
300
|
26.7600 USD
|
|
USD 1
ordinary
|
Purchase
|
300
|
26.7100 USD
|
|
USD 1
ordinary
|
Purchase
|
261
|
26.7038 USD
|
|
USD 1
ordinary
|
Purchase
|
200
|
26.8050 USD
|
|
USD 1
ordinary
|
Purchase
|
153
|
26.7700 USD
|
|
USD 1
ordinary
|
Purchase
|
137
|
26.7800 USD
|
|
USD 1
ordinary
|
Purchase
|
119
|
26.8000 USD
|
|
USD 1
ordinary
|
Purchase
|
110
|
26.7318 USD
|
|
USD 1
ordinary
|
Purchase
|
69
|
26.7411 USD
|
|
USD 1
ordinary
|
Purchase
|
52
|
26.8071 USD
|
|
USD 1
ordinary
|
Sale
|
675,000
|
458.0100 ZAR
|
|
USD 1
ordinary
|
Sale
|
616,918
|
26.3711 USD
|
|
USD 1
ordinary
|
Sale
|
22,382
|
26.7144 USD
|
|
USD 1
ordinary
|
Sale
|
17,611
|
26.6301 USD
|
|
USD 1
ordinary
|
Sale
|
17,493
|
26.6890 USD
|
|
USD 1
ordinary
|
Sale
|
17,275
|
26.6731 USD
|
|
USD 1
ordinary
|
Sale
|
11,964
|
26.4746 USD
|
|
USD 1
ordinary
|
Sale
|
10,376
|
26.8268 USD
|
|
USD 1
ordinary
|
Sale
|
9,802
|
26.7181 USD
|
|
USD 1
ordinary
|
Sale
|
8,974
|
26.7474 USD
|
|
USD 1
ordinary
|
Sale
|
7,538
|
26.7248 USD
|
|
USD 1
ordinary
|
Sale
|
7,491
|
26.4485 USD
|
|
USD 1
ordinary
|
Sale
|
6,800
|
26.7900 USD
|
|
USD 1
ordinary
|
Sale
|
6,655
|
26.6259 USD
|
|
USD 1
ordinary
|
Sale
|
6,580
|
26.7775 USD
|
|
USD 1
ordinary
|
Sale
|
6,067
|
26.7218 USD
|
|
USD 1
ordinary
|
Sale
|
5,452
|
26.7796 USD
|
|
USD 1
ordinary
|
Sale
|
4,211
|
26.2231 USD
|
|
USD 1
ordinary
|
Sale
|
4,101
|
26.6924 USD
|
|
USD 1
ordinary
|
Sale
|
3,404
|
26.7689 USD
|
|
USD 1
ordinary
|
Sale
|
3,203
|
26.7764 USD
|
|
USD 1
ordinary
|
Sale
|
2,635
|
26.7432 USD
|
|
USD 1
ordinary
|
Sale
|
2,599
|
26.5501 USD
|
|
USD 1
ordinary
|
Sale
|
2,524
|
26.7781 USD
|
|
USD 1
ordinary
|
Sale
|
2,033
|
26.8059 USD
|
|
USD 1
ordinary
|
Sale
|
1,750
|
26.7708 USD
|
|
USD 1
ordinary
|
Sale
|
1,725
|
26.7543 USD
|
|
USD 1
ordinary
|
Sale
|
1,595
|
26.7612 USD
|
|
USD 1
ordinary
|
Sale
|
1,513
|
26.4881 USD
|
|
USD 1
ordinary
|
Sale
|
1,283
|
26.7813 USD
|
|
USD 1
ordinary
|
Sale
|
1,240
|
26.7902 USD
|
|
USD 1
ordinary
|
Sale
|
1,125
|
26.7600 USD
|
|
USD 1
ordinary
|
Sale
|
923
|
26.7843 USD
|
|
USD 1
ordinary
|
Sale
|
900
|
26.7966 USD
|
|
USD 1
ordinary
|
Sale
|
800
|
26.6837 USD
|
|
USD 1
ordinary
|
Sale
|
517
|
26.7434 USD
|
|
USD 1
ordinary
|
Sale
|
410
|
26.2485 USD
|
|
USD 1
ordinary
|
Sale
|
301
|
26.8735 USD
|
|
USD 1
ordinary
|
Sale
|
300
|
26.6800 USD
|
|
USD 1
ordinary
|
Sale
|
300
|
26.7000 USD
|
|
USD 1
ordinary
|
Sale
|
282
|
26.5699 USD
|
|
USD 1
ordinary
|
Sale
|
220
|
26.7779 USD
|
|
USD 1
ordinary
|
Sale
|
200
|
26.6300 USD
|
|
USD 1
ordinary
|
Sale
|
200
|
26.8900 USD
|
|
USD 1
ordinary
|
Sale
|
111
|
26.6000 USD
|
|
USD 1
ordinary
|
Sale
|
101
|
26.8211 USD
|
|
USD 1
ordinary
|
Sale
|
100
|
26.8100 USD
|
|
USD 1
ordinary
|
Sale
|
100
|
26.9000 USD
|
|
USD 1
ordinary
|
Sale
|
93
|
26.7866 USD
|
|
USD 1
ordinary
|
Sale
|
78
|
26.7836 USD
|
|
USD 1
ordinary
|
Sale
|
69
|
26.7411 USD
|
|
USD 1
ordinary
|
Sale
|
65
|
26.7650 USD
|
|
USD 1
ordinary
|
Sale
|
50
|
26.5300 USD
|
|
USD 1
ordinary
|
Sale
|
50
|
25.7780 USD
|
|
USD 1
ordinary
|
Sale
|
31
|
26.7800 USD
|
|
USD 1
ordinary
|
Sale
|
31
|
26.7700 USD
|
|
USD 1
ordinary
|
Sale
|
29
|
26.6519 USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
|
Class of
|
Product
|
Nature of
dealing
|
Number of
|
Price per
|
|
relevant
|
description
|
|
reference
|
unit
|
|
security
|
|
|
securities
|
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
702
|
492.6315 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
682
|
454.1563 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
60
|
454.3337 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
4,174
|
454.3455 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
10,748
|
454.5205 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
438
|
454.6373 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
217
|
454.6472 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
2,100
|
455.2377 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
6,560
|
455.7278 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
13,006
|
456.3057 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
338
|
457.1510 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
7,160
|
457.1802 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
675,000
|
458.0558 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
13,752
|
461.2173 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
4,732
|
461.8633 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
48,647
|
462.3152 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
8,040
|
468.1959 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
22,362
|
470.9644 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
22,324
|
471.1972 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
33,130
|
471.2000 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
10,748
|
454.4433 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
438
|
454.5600 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
10,249
|
454.5643 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
2,100
|
455.1604 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
13,006
|
456.2282 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
7,160
|
457.1025 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
702
|
457.1481 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
3,371
|
457.9121 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
11,666
|
459.6475 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
38,215
|
461.4489 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
48,647
|
462.2366 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
14,600
|
462.5152 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
504,997
|
462.9864 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
64
|
467.0905 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
22,362
|
470.9644 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
22,324
|
471.1171 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
33,130
|
471.1198 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
10,249
|
454.5393 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
702
|
457.1001 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
3,371
|
457.8641 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
11,666
|
459.5877 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
38,215
|
461.4004 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
504,997
|
462.9262 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
64
|
466.9831 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
682
|
454.2607 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
60
|
454.3928 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
4,174
|
454.3932 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
217
|
454.6950 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
338
|
457.1761 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
675,000
|
458.0100 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
13,752
|
461.2657 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
4,732
|
461.9233 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
22,363
|
26.7164 USD
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
|
Class
|
Product
|
Writing,
|
Number
|
Exercise
|
Type
|
Expiry
|
Option
|
|
of
|
description
|
purchasing,
|
of
|
price
|
|
date
|
money
|
|
relevant
|
|
selling,
|
securities
|
per unit
|
|
|
paid/
|
|
security
|
|
varying etc
|
to which
|
|
|
|
received
|
|
|
|
|
option
|
|
|
|
per unit
|
|
|
|
|
relates
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of
relevant
|
Product
description
|
Exercising/ exercised
against
|
Number of
|
Exercise price
per
|
|
security
|
|
|
securities
|
unit
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
|
Class of
relevant
|
Nature of
Dealings
|
Details
|
Price per unit
(if
|
|
security
|
|
|
applicable)
|
|
|
|
|
|
|
4.
|
OTHER
INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
|
|
|
|
formal or informal, relating to relevant securities which may
be an inducement to deal
|
|
|
|
or
refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
|
|
|
to
the offer or any person acting in concert with a party to the
offer:
|
|
|
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
|
|
|
|
the
person making the disclosure and any other person relating
to:
|
|
|
|
(i) the voting rights of any relevant securities under
any option; or
|
|
|
|
|
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
|
|
|
|
any
derivative is referenced:
|
|
|
|
|
|
|
|
NONE
|
|
(c)
|
Attachments
|
|
|
|
|
|
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
YES
|
|
Date of disclosure:
|
11 Oct 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
|
|
PURCHASE OR SELL
ETC.
|
|
Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
Identity of the person whose
positions/dealings
|
Barclays PLC.
|
|
are
being disclosed:
|
|
Name of offeror/offeree in relation to whose
|
ANGLOGOLD ASHANTI PLC
|
|
relevant securities this from relates:
|
|
|
|
|
|
|
|
|
|
|
2.
|
OPTIONS AND DERIVATIVES
|
|
Class of relevant
security
|
Product
description
|
Writing, purchasing, selling,
varying etc
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
|
Expiry date
|
|
USD 1
ordinary
|
Put
Options
|
Purchased
|
-160,000
|
22.0000
|
American
|
21 Mar
2025
|
|
USD 1
ordinary
|
Put
Options
|
Written
|
130,000
|
15.0000
|
American
|
17 Jan
2025
|
|
|
|
|
|
|
|
|
|
|
3.
|
AGREEMENTS TO PURCHASE OR SELL ETC.
|
|
Full details should be given so that the nature of the
interest or position can be fully understood:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|