Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
13 Febrero 2024 - 3:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
AMENDMENT NO.
2 TO
SCHEDULE 13G
Under the Securities
Exchange Act of 1934
CEPTON,
INC.
(Name of Issuer)
Common
Stock, par value $0.00001 per share
(Title of Class
of Securities)
15673X
200
(CUSIP Number)
December
31, 2023
(Date of Event Which
Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1. |
Names of Reporting Persons
Jun Pei |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|
(a) |
☐ |
|
(b) |
☐ |
3. |
SEC Use Only
|
4. |
Citizenship or Place of Organization
United States |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5. |
Sole Voting Power
134,963 shares of Common Stock |
6. |
Shared Voting Power
2,447,798 shares of Common Stock (1) |
7. |
Sole Dispositive Power
134,963 shares of Common Stock |
8. |
Shared Dispositive Power
2,447,798 shares of Common Stock (1) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,582,761 |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ |
11. |
Percent of Class Represented by Amount in Row (9)
16.3% (2) |
12. |
Type of Reporting Person (See Instructions)
IN |
(1) |
Includes 2,447,798 shares of Common Stock of which 2,445,426 shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee and 2,372 shares of Common Stock are held by the Reporting Person’s spouse. |
|
|
(2) |
Based on 15,846,935 shares of Common Stock outstanding as of November 1, 2023, as reported in the
Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 13, 2023. |
Item 1.
|
|
(a) |
Name of Issuer
Cepton, Inc. (the “Issuer”) |
|
(b) |
Address of Issuer’s Principal Executive Offices
399 W. Trimble Rd
San Jose, CA 95131 |
Item 2.
|
|
(a) |
Name of Person Filing
Jun Pei (the “Reporting Person”) |
|
(b) |
Address of Principal Business Office or, if none, Residence
399 W. Trimble Rd
San Jose, CA 95131 |
|
(c) |
Citizenship
United States |
|
(d) |
Title of Class of Securities
Common Stock, par value $0.00001 per share |
|
(e) |
CUSIP Number
15673X 200 |
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership
Provide the following information regarding the
aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a) |
Amount beneficially owned:
The Reporting Person may be deemed to beneficially own an aggregate
of 2,582,761 shares of Common Stock. Such aggregate share amount consists of: (i) 134,963 shares of Common Stock held directly by the
Reporting Person; (ii) 2,445,426 shares of Common Stock held directly by the Pei 2000 Trust, of which the Reporting Person is a trustee;
and (iii) 2,372 shares of Common Stock held by the Reporting Person’s spouse. |
|
(b) |
Percent of class:
See Item 11 of the Cover page. |
|
(c) |
Number of shares as to which the person has: |
|
|
(i) |
Sole power to vote or to direct the vote
See Item 5 of the Cover Page. |
|
|
(ii) |
Shared power to vote or to direct the vote
See Item 6 of the Cover Page. |
|
|
(iii) |
Sole power to dispose or to direct the disposition of
See Item 7 of the Cover Page. |
|
|
(iv) |
Shared power to dispose or to direct the disposition of
See Item 8 of the Cover Page. |
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following ☐.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or
Control Person
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable.
Signature
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2024 |
/s/ Jun Pei |
|
Jun Pei |
5
Cepton (NASDAQ:CPTN)
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