Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
13 Noviembre 2024 - 8:25AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. 8)*
Plains
All American Pipeline LP
(Name
of Issuer)
Common
Units
(Title
of Class of Securities)
726503105
(CUSIP
Number)
September
30, 2024
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] |
Rule 13d-1(b) |
[ ] |
Rule 13d-1(c) |
[ ] |
Rule 13d-1(d) |
* |
The remainder
of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior
cover page. |
The
information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 726503105 |
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1. |
Names
of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
ALPS
Advisors, Inc. (Tax ID: 84-1583423) |
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
X |
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3. |
SEC
Use Only |
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4. |
Citizenship
or Place of Organization
Colorado |
Number
of
Shares
Beneficially
Owned by
Each Reporting
Person With
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5. |
Sole
Voting Power
0 |
6. |
Shared
Voting Power
62,866,116 **see Note 1** |
7. |
Sole
Dispositive Power
0 |
8. |
Shared
Dispositive Power
62,866,116 **see Note 1** |
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9. |
Aggregate
Amount Beneficially Owned by Each Reporting Person
62,866,116 **see Note 1** |
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10. |
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
N/A |
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11. |
Percent
of Class Represented by Amount in Row (9)
8.96% |
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12. |
Type
of Reporting Person (See Instructions)
IA |
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CUSIP No. 726503105 |
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1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Alerian MLP ETF (Tax ID: 27-3041076) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
X |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of Organization
Delaware |
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
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5. |
Sole Voting Power
0 |
6. |
Shared Voting Power
62,866,116 **see Note 1** |
7. |
Sole Dispositive Power
0 |
8. |
Shared Dispositive Power
62,866,116 **see Note 1** |
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
62,866,116 **see Note 1** |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
N/A |
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11. |
Percent of Class Represented by Amount in Row (9)
8.96% |
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12. |
Type of Reporting Person (See Instructions)
IV |
Item 1. |
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(a) |
Name
of Issuer
Plains
All American Pipeline LP |
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(b) |
Address
of Issuer's Principal Executive Offices
333
Clay Street Suite 1600
Houston,
TX 77002 |
Item 2. |
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(a) |
Name
of Person Filing
(1) ALPS
Advisors, Inc.
(2) Alerian
MLP ETF |
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(b) |
Address
of Principal Business Office or, if none, Residence
(1) 1290
Broadway, Suite 1000, Denver, CO 80203
(2) 1290
Broadway, Suite 1000, Denver, CO 80203 |
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(c) |
Citizenship
(1) Colorado
(2) Delaware |
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(d) |
Title
of Class of Securities
Common
Units |
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(e) |
CUSIP Number
726503105 |
Item
3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a: |
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(a) |
[ ] |
Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
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(b) |
[ ] |
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
[ ] |
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
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(d) |
[X] |
Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8) - Alerian MLP ETF; |
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(e) |
[X] |
An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E) – ALPS Advisors, Inc.; |
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(f) |
[ ] |
An employee
benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
[ ] |
A parent
holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
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(h) |
[ ] |
A savings
associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
[ ] |
A church
plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
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(j) |
[ ] |
A non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
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(k) |
[ ] |
Group,
in accordance with §240.13d-1(b)(1)(ii)(J). |
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Item 4. |
Ownership. |
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified in Item 1.
ALPS Advisors, Inc. |
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(a) |
Amount beneficially owned:
62,866,116 **see Note 1** |
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(b) |
Percent of class:
8.96% |
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(c) |
Number of shares as to which the person has: |
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(i) |
Sole power to vote or to direct the vote:
0 |
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(ii) |
Shared power to vote or to direct the vote:
62,866,116**see Note 1** |
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(iii) |
Sole power to dispose or to direct the disposition of:
0 |
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(iv) |
Shared power to dispose or to direct the disposition of:
62,866,116 **see Note 1**
Alerian MLP ETF
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(a) |
Amount beneficially owned:
62,866,116 **see Note 1** |
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(b) |
Percent of class:
8.96% |
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(c) |
Number of shares as to which the person has: |
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(i) |
Sole power to vote or to direct the vote:
0 |
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(ii) |
Shared power to vote or to direct the vote:
62,866,116 **see Note 1** |
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(iii) |
Sole power to dispose or to direct the disposition of:
0 |
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(iv) |
Shared power to dispose or to direct the disposition of:
62,866,116**see Note 1** |
** | Note
1 ** ALPS Advisors, Inc. (“AAI’), an investment adviser registered under Section 203 of the Investment Advisors Act
of 1940, furnishes investment advice to investment companies registered under the Investment Company Act of 1940 (collectively
referred to as the "Funds"). In its role as investment advisor, AAI has voting and/or investment power over the securities
of the Issuer that are owned by the Funds, and may be deemed to be the beneficial owner of the shares of the Issuer held by the
Funds. However, all securities reported in this schedule are owned by the Funds. AAI disclaims beneficial ownership of such securities.
In addition, the filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates
is the beneficial owner of any securities covered by this Schedule 13G for any other purposes than Section 13(d) of the Securities
Exchange Act of 1934. |
Alerian MLP ETF is an investment company registered under the Investment Company Act of 1940 and is one of the Funds to which AAI provides investment advice.
Item 5. |
Ownership of Five Percent or Less of a Class |
N/A
Item 6. |
Ownership of More than Five Percent on Behalf
of Another Person. |
The
Funds described in Note 1 above have the right to receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of the securities held in their respective accounts. AAI disclaims beneficial ownership of all such securities.
The interest of one person, Alerian MLP ETF, an investment company registered under the Investment Company Act of 1940, in Plains
All American Pipeline LP Common Unit amounted to 62,866,116 shares or 8.96% of the total outstanding Common Units.
Item 7. |
Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
N/A
Item 8. |
Identification and Classification of Members
of the Group |
N/A
Item 9. |
Notice of Dissolution of Group |
N/A
By signing below I
certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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ALPS ADVISORS,
INC. |
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November
11, 2024 |
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Date |
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/s/
Matthew Sutula |
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Signature |
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Chief
Compliance Officer |
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Title |
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ALERIAN MLP ETF |
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November
11, 2024 |
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Date |
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/s/
Matthew Sutula |
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Signature |
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Chief
Compliance Officer |
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Title |
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