Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
28 Abril 2023 - 12:52PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO
RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of April 2023
Commission File Number: 001-41407
TOP
FINANCIAL GROUP LIMITED
(Translation
of registrant’s name into English)
118 Connaught Road West
Room 1101
Hong Kong
(Address of principal executive office)
Indicate by check mark whether the registrant
files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒
Form 40-F ☐
Indicate by check mark if the registrant is submitting
the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting
the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
TOP Financial Group Limited (the “Company”) is aware of recent
stock movement and cautions its investors to rely solely on press releases issued by the Company and Company’s annual report and
other filings with the United States Securities and Exchange Commission.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: April 28, 2023 |
TOP FINANCIAL GROUP LIMITED |
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By: |
/s/ Ka Fai Yuen |
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Name: |
Ka Fai Yuen |
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Title: |
Chief Executive Officer |
2
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